| TRAD |
Tradition SEF, Inc. - Notification of Amendments to Tradition SEF, Inc. Rulebook TRAD #14-0002 |
04/15/2014 |
Certified |
04/30/2014 |
|
2 |
| ICE SEF |
ICE Swap Trade Rule Amendment - Amended Rulebook Submission 14-02 (February 11, 2014) |
02/12/2014 |
Withdrawn |
04/30/2014 |
Stay applies to (1) Definition of "Packaged Transaction"; and (2) Rule 701(a) and (k) in ICE Swap Trade, LLC Rulebook |
3 |
| RADSEF |
TeraExchange, LLC - Rule Amendments - Amended Rulebook TERAEXC #2014-21 |
04/16/2014 |
Certified |
05/01/2014 |
|
1 |
| TDERIV |
Amendment to Rule 524, will promote trading on trueEX SEF by permitting limited pre-execution communication in respect of orders for Permitted Transactions. TRUSEF #2014-08S |
04/24/2014 |
Certified |
05/09/2014 |
|
1 |
| CMESEF |
Fee Waiver for Energy and Metals Cleared Swaps. CMESEF #14-132 |
04/25/2014 |
Certified |
05/10/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC - Fee Schedule Amendment - Submission 14-14 |
05/02/2014 |
Certified |
05/17/2014 |
|
1 |
| GFISEF |
GFI Swaps is publishing certain revisions to its fee schedule. GFISEF #14-0010 |
05/06/2014 |
Certified |
05/21/2014 |
|
1 |
| TPSEF |
tpSEF Inc. - Rulebook Amendments - Effective May 23, 2014 TPSEF #14-01R |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
| IGDL |
Amended Rulebook - specifically the Definitions and Rules 204, 304, 305, 315, 404. IGDL 2014-R-1 |
05/16/2014 |
Certified |
05/31/2014 |
|
1 |
| TPSEF |
tpSEF Inc. - Amended its Fee Schedule - letter date May 19, 2014 - Effective June 3, 2014 tpSEF Submission #14-01F |
05/19/2014 |
Certified |
06/04/2014 |
|
1 |
| ICAPSEF |
ICAP SEF - Rule Amendments - Amended Rulebook - Definitions and Rules 204, 205, 305, 315, 404. ICAPSEF #2014-R-3 |
05/22/2014 |
Certified |
06/07/2014 |
|
0 |
| DWSEF |
SW SEF LLC - Rule Amendments - Amended SEF Rulebook - Effective June 9, 2014 |
05/22/2014 |
Certified |
06/07/2014 |
|
1 |
| TWSEF |
TW SEF LLC - Rule Amendments - Amended SEF Rulebook Effective June 9, 2014 |
05/22/2014 |
Certified |
06/07/2014 |
|
1 |
| RF SEF |
Thomas Reuters - Submission 14-02 - Amendments to Rulebook - Effective June 13, 2014 |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
| IGDL |
US Dollar Interest Swap Rate Swap Central Limit Order Book Market Making Incentive Program. IGDL - 2014-R-2 |
05/30/2014 |
Certified |
06/14/2014 |
|
0 |
| RF SEF |
Thomas Reuters SEF - Amendments to Rulebook - Submission 14-02 |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
| TPSEF |
tpSEF Inc. - Amended Swap Execution Facility Application Exhibits. |
06/02/2014 |
Certified |
06/17/2014 |
|
0 |
| TPSEF |
tpSEF Submission #14-02R -- Rulebook Amendments - Rule 1000 and Rule 4013 |
06/04/2014 |
Certified |
06/19/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Fee Schedule Amendment - Submission 14-16 |
06/04/2014 |
Certified |
06/19/2014 |
|
1 |
| TRAD |
Tradition SEF, Inc. - Amendments to Trad-X Platform Supplement - TRAD #14-17 |
06/05/2014 |
Certified |
06/20/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - Adding rules regarding methods of using BSEF's SEF - effective June 21, 2014 BSEF 2014-R-3 |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange - Various Rule Amendments - GFISEF #14-0011M |
06/09/2014 |
Certified |
06/24/2014 |
|
1 |
| CBOESEF |
Javelin SEF LLC - Rule Amendment - Amended Rule 516 - effective June 23, 2014 |
06/09/2014 |
Certified |
06/24/2014 |
|
1 |
| CBOESEF |
Javelin SEF, LLC - New Fee Schedule - Submission #14-07 |
06/10/2014 |
Certified |
06/25/2014 |
|
0 |
| GFISEF |
GFI Swaps Exchange Submission #14-0012 - Rule Amendments to GFI Rules 101, 401, 405, 525, 538, 541 |
06/11/2014 |
Certified |
06/26/2014 |
|
1 |
| TPSEF |
tpSEF Inc. - Amending its Fee Schedule -- TPSEF Submission #14-02F |
06/12/2014 |
Certified |
06/27/2014 |
|
1 |
| GTX |
GTX SEF, LLC - Rule Amendment - Amended Rulebook - Effective June 23, 2014 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Rule Amendment - Amended Rulebook Submission #14-18 Effective June 27, 2014 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation - Updated its Rulebook to reflect recent developments and to provide clarity. Effective June 30, 2014 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
| GTX |
GTX SEF LLC - Rule Amendment - Amended Rulebook - effective June 23, 2014 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
| TPSEF |
tpSEF Inc. Rulebook Amendments - Submission #14-03R - July 1, 2014 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange LLC - Modification to Submission #14-001 and 14-0011M |
06/18/2014 |
Certified |
07/03/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - effective June 21, 2014 |
06/20/2014 |
Certified |
07/08/2014 |
|
1 |
| TRAD |
Notification of Amendments to Tradition SEF, Onc. Rulebook. TRAD #14-18 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC - Rulebook Amendments - Effective July 9, 2014 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| GFISEF |
Withdrawal of Registration Submission #14-0012W |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Rule Amendment - Revised Error Trade Policy. ICE SEF #14-20 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation - Updated Rulebook - effective July 11, 2014 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| TDERIV |
Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11S |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| IGDL |
Rulebook Amendment, specifically Rule 204. IGDL #2014-R-3 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| ICAPSEF |
ICAP SEF - Amended Rulebook - ICAPSEF #2014-R4 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| TRAD |
Tradition SEF, Inc. - Rulebook Amendments - TRAD #14-18 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| TPSEF |
tpSEF Inc - Rulebook Amendments - effective July 14, 2014 (Submission 14-04R) |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| TDERIV |
Various Rule Amendments - TRUEEX #2014-12S |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - effective July 1, 2014 Submission #2014-R-4 |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| ICAPSEF |
ICAP SEF LLC - Rule Amendments - Amended Rulebook - ICAP SEF #2014-R-4A |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| IGDL |
ICAP Global Derivatives Limited - Rule Amendments - Amended Rulebook - IGDL #2014-R-3A |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| GFISEF |
Amendments to GFI Rule 1001(c) - to remove provisions that were adopted by GFI enacted to accommodate Staff No-Action Letter number 13-66 regarding transactions that failed to clear due to clerical or operational errors. Submission #14-0013 |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| SWAPX |
SwapEX LLC - Rule Amendments - effective July 15, 2014 |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| TDERIV |
Policies and Procedures regarding trades not accepted for clearing; TRUSEF #2014-13S |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
