| OCX |
Bank of Nova Scotia, The |
Future |
Certified |
10/29/2008 |
Security Futures Product |
SSF - Single Stock Future |
|
2 |
| OCX |
Northfield Bancorp, Inc. NJ |
Future |
Certified |
12/23/2008 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| CBOT |
Soybean Oil Calendar Spread Options |
Option on a Future |
Certified |
04/06/2011 |
Agriculture |
Oilseed/Oilseed Product |
|
1 |
| OCX |
China Sunergy Co., Ltd - ADR |
Future |
Certified |
11/19/2009 |
Security Futures Product |
ADR - American Depository Receipt |
|
2 |
| OCX |
GSI Commerce, Inc |
Future |
Certified |
03/02/2010 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| CME |
Japanese Yen / U.S. Dollar E-Micro Futures |
Future |
Certified |
11/12/2010 |
Financial Instrument |
Currency |
|
1 |
| OCX |
VODAFONE Group Plc - Dividend Adjusted |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| OCX |
Brunswick Corporation - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| OCX |
Intersil Corporation - Div. |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| GREENX |
In Delivery Month European Union Allowance (EUA) Serial Option |
Option on a Future |
Certified |
08/24/2012 |
Natural Resource |
Emissions |
|
3 |
| OCX |
D.R. Horton, Inc. - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| OCX |
Capital Product Partners, L.P. - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
UIT - Dividend Adjusted |
|
1 |
| OCX |
Laboratory Corporation of America Holdings - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| OCX |
VeriFone Systems, Inc. - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| CME |
Snowfall Index, Seasonal, Colorado Springs Municipal Airport |
Future |
Certified |
02/02/2012 |
Natural Resource |
Weather |
|
1 |
| OCX |
Facebook, Inc. |
Future |
Certified |
05/25/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| NYMEX |
In Delivery Month European Union Allowance (EUA) |
Option on a Future |
Certified |
06/18/2012 |
Natural Resource |
Emissions |
|
1 |
| OCX |
Pharmacyclics Inc - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| NYMEX |
Houston Ship Channel Natural Gas (Platts IFERC) Fixed Price Futures |
Future |
Certified |
10/12/2012 |
Natural Resource |
Natural Gas |
|
2 |
| OCX |
Denbury Resources Inc - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| TRUEEX |
Interest Rate Swap Contracts (On-the Run) (US Dollar 5-Year) |
Swap |
Certified |
02/21/2013 |
Financial Instrument |
Interest Rate |
Subject to request for MAT determination. Comment period closes November 21, 2013. http://comments.cftc.gov/PublicComments/CommentForm.aspx?id=1410 |
1 |
| OCX |
Alerian MLP ETF |
Future |
Certified |
10/31/2013 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| NODAL |
ERCOT.HB_NORTH_month_on_dap-Day Ahead Power |
Future |
Certified |
09/30/2013 |
Natural Resource |
Electricity |
|
3 |
| NODAL |
PJM.MONTOUR24 KVUNIT02_month_on_dac-Day Ahead Congestion + Energy |
Future |
Certified |
09/30/2013 |
Natural Resource |
Electricity |
|
3 |
| NODAL |
ERCOT.LZ_LCRA_month_on_dap-Day Ahead Power |
Future |
Certified |
09/30/2013 |
Natural Resource |
Electricity |
|
3 |
| NODAL |
MISO_RTO.AMIL.STWF_month_on_dac-Day Ahead Congestion + Energy |
Future |
Certified |
09/30/2013 |
Natural Resource |
Electricity |
|
3 |
| OCX |
Swift Transportation Co |
Future |
Certified |
01/27/2014 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
EQT Midstream Partners LP - Div |
Future |
Certified |
02/20/2014 |
Security Futures Product |
MLP - Dividend Adjusted |
|
1 |
| ICE US |
Massachusetts Solar Renewable Certificates Future |
Future |
Certified |
01/30/2015 |
Natural Resource |
Renewable Fuels |
|
2 |
| NYMEX |
Indonesian Coal (McCloskey sub-bituminous) Option on Quarterly Futures Strip |
Option on a Future |
Certified |
03/12/2015 |
Natural Resource |
Coal |
|
2 |
| OCX |
Discovery Communications Inc Cl C |
Future |
Certified |
07/20/2015 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| OCX |
Tribune Media Company |
Future |
Certified |
09/25/2015 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| NYMEX |
D4 Biodiesel RINs (Argus) 2016 Futures |
Future |
Certified |
12/03/2015 |
Natural Resource |
Renewable Fuels |
|
3 |
| CDE |
7Y Eris Standard Ultra Forward Swap Future |
Future |
Certified |
01/07/2016 |
Financial Instrument |
Interest Rate |
|
1 |
| NFX |
NFX MISO Indiana Hub Peak Day-Ahead Mini Financial Futures - 5MW (MCBQ) |
Future |
Certified |
05/18/2016 |
Natural Resource |
Electricity |
|
4 |
| NYMEX |
ISO New England Connecticut Zone Off-Peak Calendar-Day 5 MW Day-Ahead LMP Futures |
Future |
Certified |
07/07/2016 |
Natural Resource |
Electricity |
|
2 |
| NFX |
NFX PJM PPL Zone Day-Ahead Peak Mini Financial Futures - 1MW (PPAQ) |
Future |
Certified |
08/07/2017 |
Natural Resource |
Electricity |
|
4 |
| ICE US |
Option on Cross State Air Pollution NOx Ozone Season Group 2 Allowance Future |
Option on a Future |
Certified |
01/04/2018 |
Natural Resource |
Emissions |
|
2 |
| ICE US |
Argus WTI Houston vs WTI 1st Line Balmo Future |
Future |
Certified |
01/26/2018 |
Natural Resource |
Crude Oil |
|
4 |
| NFX |
NFX PJM PENELEC Zone Day-Ahead Peak Financial Futures - 1MW (PZNQ) |
Future |
Certified |
10/04/2018 |
Natural Resource |
Electricity |
|
4 |
| NODAL |
California Carbon Allowance Specific Vintage 2017 Option |
Option on a Future |
Certified |
11/08/2018 |
Natural Resource |
Emissions |
|
5 |
| NODAL |
Cross State Air Pollution Rule NOX Ozone Season Group 2 Allowance Vintage 2018 Option |
Option on a Future |
Certified |
11/14/2018 |
Natural Resource |
Emissions |
|
4 |
| CANTOR |
Daily Aggregate RainFall Index Swaps |
Swap |
Certified |
03/19/2019 |
Event |
Weather |
|
3 |
| ICE US |
Diesel Diff - Gulf Coast ULSD (Platts) vs NYH ULSHO 1st Line Future |
Future |
Certified |
07/12/2019 |
Natural Resource |
Distillate Fuel Oil & Jet Fuel |
|
2 |
| ICE US |
CAISO SP-15 Day-Ahead HE 0900-1600 Fixed Price Future, 7X |
Future |
Certified |
08/29/2019 |
Natural Resource |
Electricity |
|
1 |
| NYMEX |
Group Three ULSD (Platts) vs. NY Harbor ULSD BALMO Futures |
Future |
Certified |
02/19/2020 |
Natural Resource |
Gasoline |
|
3 |
| NODAL |
Maryland Compliance Renewable Energy Certificate Tier 1 Vintage 2030 Future |
Future |
Certified |
05/27/2020 |
Natural Resource |
Emissions |
|
2 |
| ICE US |
Option on PJM NI Hub Real-Time Peak Calendar Year One Time Fixed Price Future |
Option on a Future |
Certified |
11/19/2020 |
Natural Resource |
Electricity |
|
1 |
| KEX |
CASELOW |
Swap (Binary Option) |
Certified |
09/24/2021 |
Event |
Binary Option |
|
2 |
| ICE US |
ICE One-Month SOFR Index Future |
Future |
Certified |
11/15/2022 |
Financial Instrument |
Interest Rate |
|
2 |
