OCX |
Halliburton Co. |
Future |
Certified |
03/31/2003 |
Security Futures Product |
SSF - Single Stock Future |
|
0 |
CME |
CME European Monthly HDD Index, London |
Future |
Certified |
12/02/2003 |
Natural Resource |
Weather |
|
0 |
NYMEX |
NYISO Zone J Off-Peak LBMP Futures |
Future |
Certified |
09/19/2005 |
Natural Resource |
Electricity |
|
1 |
OCX |
AmSouth Bancorp |
Future |
Certified |
10/25/2005 |
Security Futures Product |
SSF - Single Stock Future |
|
0 |
OCX |
Transocean Inc. |
Future |
Certified |
09/18/2006 |
Security Futures Product |
SSF - Single Stock Future |
|
0 |
NYMEX |
PJM Northern Illinois Hub Peak Calendar-Month LMP Option |
Option on a Future |
Certified |
02/06/2007 |
Natural Resource |
Electricity |
|
1 |
OCX |
Select Index V |
Future |
Certified |
06/10/2008 |
Security Futures Product |
NBI - Narrow Based Index |
|
1 |
CME |
CME Hurricane Index Seasonal Northern Atlantic Maximum Binary Contract |
Option on a Commodity |
Certified |
04/29/2008 |
Natural Resource |
Weather |
|
2 |
OCX |
Cathay General Bancorp |
Future |
Certified |
10/29/2008 |
Security Futures Product |
SSF - Single Stock Future |
|
2 |
OCX |
Oppenheimer Holdings, Inc. - Class A |
Future |
Certified |
12/23/2008 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
NYMEX |
Brent CFD (Platts) vs. Brent Front Month (Platts) |
Future |
Certified |
03/19/2009 |
Natural Resource |
Crude Oil |
|
3 |
OCX |
iShares MSCI Pacific ex-Japan Index Fund |
Future |
Certified |
11/19/2009 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
OCX |
Masimo Corporation |
Future |
Certified |
03/02/2010 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
OCX |
Apple Computer Inc. - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
OCX |
Carnival Corp. - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
UIT - Dividend Adjusted |
|
1 |
OCX |
Mohawk Industries, Inc. - Div. |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
GREENX |
Climate Action Reserve (CAR) Futures - Vintage 2010 |
Future |
Certified |
08/24/2012 |
Natural Resource |
Emissions |
|
3 |
CME |
CME Rainfall Index (Monthly): Kansas City International Airport |
Future |
Certified |
02/24/2012 |
Natural Resource |
Weather |
|
1 |
OCX |
Federated Investors Inc. - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
OCX |
Eldorado Gold Corporation - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
OCX |
Ralcorp Holdings, Inc. - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
CME |
Snowfall Index, Monthly, Colorado Springs Municipal Airport |
Future |
Certified |
02/02/2012 |
Natural Resource |
Weather |
|
1 |
NYMEX |
In Delivery Month Certified Emission Reduction (CER) Serial Option |
Option on a Future |
Certified |
04/08/2013 |
Natural Resource |
Emissions |
|
2 |
OCX |
The Fresh Market Inc - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
NYMEX |
Transco Zone 5 Natural Gas (Platts Gas Daily) Swing Futures |
Future |
Certified |
10/12/2012 |
Natural Resource |
Natural Gas |
|
2 |
OCX |
Calamos Strategic Total Return Fund - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
TRUEEX |
Interest Rate Swap Contracts (On-the Run) (US Dollar 9-Year) |
Swap |
Certified |
02/21/2013 |
Financial Instrument |
Interest Rate |
Subject to request for MAT determination. Comment period closes November 21, 2013. http://comments.cftc.gov/PublicComments/CommentForm.aspx?id=1410 |
1 |
NODAL |
ERCOT.HB_WEST_month_on_dap-Day Ahead Power |
Future |
Certified |
09/30/2013 |
Natural Resource |
Electricity |
|
3 |
NODAL |
PJM.NIPSCO_month_on_dac-Day Ahead Congestion + Energy |
Future |
Certified |
09/30/2013 |
Natural Resource |
Electricity |
|
3 |
NODAL |
ERCOT.LZ_CPS_month_on_dap-Day Ahead Power |
Future |
Certified |
09/30/2013 |
Natural Resource |
Electricity |
|
3 |
NODAL |
MISO_RTO.NIPS.NORWAPNOR_month_on_dac-Day Ahead Congestion + Energy |
Future |
Certified |
09/30/2013 |
Natural Resource |
Electricity |
|
3 |
OCX |
BJs Restaurants Inc - Div |
Future |
Certified |
01/28/2014 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
OCX |
Phillips 66 Partners LP - Div |
Future |
Certified |
02/20/2014 |
Security Futures Product |
MLP - Dividend Adjusted |
|
1 |
OCX |
PHH Corporation |
Future |
Certified |
12/23/2014 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
ICE US |
Transco Leidy Swing Future |
Future |
Certified |
01/30/2015 |
Natural Resource |
Natural Gas |
|
3 |
ICE US |
Transco Zone 5 Swing Futures Contract |
Future |
Certified |
03/13/2015 |
Natural Resource |
Natural Gas |
|
1 |
OCX |
Veeva Systems Inc |
Future |
Certified |
09/25/2015 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
CDE |
20Y Eris Standard Ultra Forward Swap Future |
Future |
Certified |
01/07/2016 |
Financial Instrument |
Interest Rate |
|
1 |
NFX |
NFX PJM AEP Dayton Hub Day-Ahead Peak Mini Financial Futures-1MW(MSEQ) |
Future |
Certified |
05/18/2016 |
Natural Resource |
Electricity |
|
4 |
NYMEX |
ISO New England Maine Zone Peak Calendar-Day 5 MW Day-Ahead LMP Futures |
Future |
Certified |
07/07/2016 |
Natural Resource |
Electricity |
|
2 |
NFX |
NFX PJM ComEd Zone Day-Ahead Peak Financial Futures (DEFQ) |
Future |
Certified |
08/08/2017 |
Natural Resource |
Electricity |
|
4 |
ICE US |
Argus Sour Crude Index (ASCI) Diff Trade-Month Future |
Future |
Certified |
01/26/2018 |
Natural Resource |
Crude Oil |
|
4 |
ICE US |
Option on PJM PEPCO Zone Day-Ahead Peak Fixed Price Future |
Option on a Future |
Certified |
08/30/2018 |
Natural Resource |
Electricity |
|
1 |
NFX |
NFX PJM PENELEC Zone Day-Ahead Off-Peak Financial Futures (PZDQ) |
Future |
Certified |
10/04/2018 |
Natural Resource |
Electricity |
|
4 |
NODAL |
California Carbon Allowance Specific Vintage 2019 Option |
Option on a Future |
Certified |
11/08/2018 |
Natural Resource |
Emissions |
|
5 |
NODAL |
Cross State Air Pollution Rule TR NOx Annual Allowance Vintage 2018 Option |
Option on a Future |
Certified |
11/14/2018 |
Natural Resource |
Emissions |
|
4 |
ICE US |
CG Onshore Index Future |
Future |
Certified |
01/31/2019 |
Natural Resource |
Natural Gas |
|
1 |
OCX |
LW1D |
Future |
Certified |
05/10/2019 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
ICE US |
Heating Oil Crack - NYH ULSHO 1st Line vs Permian WTI 1st Line Future (in Bbls) |
Future |
Certified |
07/12/2019 |
Natural Resource |
Distillate Fuel Oil & Jet Fuel |
|
2 |
ICE US |
CAISO NP-15 Day-Ahead HE 0900-1600 Fixed Price Future, 7X |
Future |
Certified |
08/29/2019 |
Natural Resource |
Electricity |
|
1 |