OCX |
Western Asset Investment Grade |
Future |
Certified |
11/02/2012 |
Security Futures Product |
CEF - Closed End Fund |
|
1 |
OCX |
Diversified Real Asset Income |
Future |
Certified |
04/27/2015 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
BlackRock Enhanced Government Fund Inc - Div |
Future |
Certified |
11/04/2013 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Nuveen Muni Advantage Fd Inc - Div |
Future |
Certified |
08/15/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
2 |
OCX |
Nuveen Quality Income Muni Fd Inc - Div |
Future |
Certified |
08/15/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
2 |
OCX |
Nuveen Dividend Advantage Muni Income Fd - Div |
Future |
Certified |
08/15/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
2 |
OCX |
Nuveen Dividend Advantage Muni Fd 3 - Div |
Future |
Certified |
08/15/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
2 |
OCX |
Aberdeen Asia-Pacific Income Fund - Div |
Future |
Certified |
06/27/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
The India Fund, Inc. - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
John Hancock Preferred Income Fund - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Macquarie Global Infrastructure Total Return Fund - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Gabelli Multimedia Trust Inc - Div |
Future |
Certified |
06/12/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Gabelli Healthcare & Wellness Rx Trust - Div |
Future |
Certified |
06/12/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Tekla Healthcare Investors - Div |
Future |
Certified |
06/12/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Tekla Life Sciences Investors - Div |
Future |
Certified |
06/12/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Nuveen California Dividend Advantage Muni Fd - Div |
Future |
Certified |
06/12/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
NASDAQ Premium Income & Growth Fd Inc - Div |
Future |
Certified |
06/12/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Cohen & Steers Total Return Realty Fd Inc - Div |
Future |
Certified |
06/12/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Calamos Strategic Total Return Fund - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
OCX |
Western Asset Investment Grade - Div |
Future |
Certified |
05/06/2013 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
ICE US |
Ethylene, I.C.I.S. CFR NE Asia Future |
Future |
Certified |
11/26/2021 |
Natural Resource |
Chemicals |
|
2 |
ICE US |
Ethylene, I.C.I.S. CFR SE Asia Future |
Future |
Certified |
11/26/2021 |
Natural Resource |
Chemicals |
|
2 |
NYMEX |
Coal (API 2) cif ARA (Argus/McCloskey) Short Dated Option on Calendar Futures Strip |
Option on a Future |
Certified |
03/13/2015 |
Natural Resource |
Coal |
|
6 |
NYMEX |
Coal (API 4) fob Richards Bay (Argus/McCloskey) Short Dated Option on Calendar Futures Strip |
Option on a Future |
Certified |
03/13/2015 |
Natural Resource |
Coal |
|
6 |
NYMEX |
Australian Coking Coal (Platts) Futures |
Future |
Certified |
07/19/2011 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Coal (API 2) cif ARA (Argus/McCloskey) Future-Style Margined Option on Calendar Futures Strip |
Option on a Future |
Certified |
06/22/2017 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Coal (API 2) cif ARA (Argus/McCloskey) Future-Style Margined Option on Quarterly Futures Strip |
Option on a Future |
Certified |
06/22/2017 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Coal (API 4) fob Richards Bay (Argus/McCloskey) Future-Style Margined Option on Calendar Futures Strip |
Option on a Future |
Certified |
06/22/2017 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Coal (API 4) fob Richards Bay (Argus/McCloskey) Future-Style Margined Option on Quarterly Futures Strip |
Option on a Future |
Certified |
06/22/2017 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Micro Coal (API 5) fob Newcastle (Argus/McCloskey) Futures |
Future |
Certified |
06/22/2017 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Coal (API 2) cif ARA (Argus/McCloskey) Futures |
Future |
Certified |
09/03/2010 |
Natural Resource |
Coal |
|
4 |
NYMEX |
Coal (API 2) cif ARA (Argus/McCloskey) Option |
Option on a Commodity |
Certified |
09/03/2010 |
Natural Resource |
Coal |
|
0 |
NYMEX |
Coal (API 4) fob Richards Bay (Argus/McCloskey) Futures |
Future |
Certified |
10/27/2014 |
Natural Resource |
Coal |
|
1 |
NYMEX |
Coal (API 4) fob Richards Bay (Argus/McCloskey) Option |
Option on a Commodity |
Certified |
09/03/2010 |
Natural Resource |
Coal |
|
0 |
NYMEX |
FOB Australia Premium Hard Coking Coal (TSI) Average Price Option |
Option on a Future |
Certified |
10/04/2017 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Indonesian Coal (McCloskey sub-bituminous) Futures |
Future |
Certified |
01/12/2011 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Indonesian Coal 6000 kcal (McCloskey sub-bituminous) Futures |
Future |
Certified |
04/20/2011 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Central Appalachian Coal Option on Calendar Futures Strip |
Option on a Future |
Certified |
10/29/2009 |
Natural Resource |
Coal |
|
2 |
NYMEX |
Coal (API 2) cif ARA (Argus/McCloskey) Quarterly Futures Strip Option |
Option on a Commodity |
Certified |
07/06/2011 |
Natural Resource |
Coal |
|
2 |
NYMEX |
Coal (API 2) cif ARA (Argus/McCloskey) Calendar Futures Strip Option |
Option on a Commodity |
Certified |
07/06/2011 |
Natural Resource |
Coal |
|
2 |
NYMEX |
Coal (API 4) fob Richards Bay (Argus/McCloskey) Quarterly Futures Strip Option |
Option on a Commodity |
Certified |
07/06/2011 |
Natural Resource |
Coal |
|
2 |
NYMEX |
Coal (API 4) fob Richards Bay (Argus/McCloskey) Calendar Futures Strip Option |
Option on a Commodity |
Certified |
07/06/2011 |
Natural Resource |
Coal |
|
2 |
NYMEX |
Coal (ICI 4) Indonesian Coal Index (Argus/Coalindo) Futures |
Future |
Certified |
01/18/2018 |
Natural Resource |
Coal |
|
3 |
NYMEX |
Central Appalachian Coal Option on Quarterly Futures Strip |
Option on a Future |
Certified |
03/15/2010 |
Natural Resource |
Coal |
|
2 |
NYMEX |
Illinois Basin Coal Futures |
Future |
Certified |
10/01/2014 |
Natural Resource |
Coal |
|
4 |
NYMEX |
CSX Coal (Platts OTC Broker Index) Options on Quarterly Futures Strip |
Option on a Future |
Certified |
04/27/2012 |
Natural Resource |
Coal |
|
1 |
NYMEX |
Powder River Basin Coal (Platts OTC Broker Index) Option on Quarterly Futures Strip |
Option on a Future |
Certified |
04/27/2012 |
Natural Resource |
Coal |
|
1 |
NYMEX |
Australian Coking Coal Low Vol (Platts) Futures |
Future |
Certified |
08/25/2011 |
Natural Resource |
Coal |
|
2 |
NYMEX |
Australian Coking Coal Low Vol (Argus) Futures |
Future |
Certified |
08/25/2011 |
Natural Resource |
Coal |
|
2 |
NYMEX |
Coal (API 6) fob Newcastle (Argus/McCloskey) Futures |
Future |
Certified |
08/11/2011 |
Natural Resource |
Coal |
|
2 |