| CBOT |
Reduction of Block Trade Minimum Quantity Threshold Level for Certain CME and CBOT Equity Index Futures Products |
03/24/2017 |
Certified |
04/07/2017 |
|
1 |
| TRUEEX |
non-substantive rule changes to definitions and recordkeeping |
04/11/2018 |
Notified |
04/11/2018 |
|
1 |
| NYMEX |
Amendments to Rule 536.B. ("Globex Order Entry"), Rule 548. ("Priority of Execution") and Rule 576. ("Identification of Globex Terminal Operators") in Connection with Migration from iLink2 to iLink3 and Issuance of Six (6) Market Regulation Advisory Notic |
09/01/2020 |
Certified |
09/16/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 14, 2022 |
02/22/2022 |
Notified |
02/22/2022 |
|
1 |
| CME |
Reduction of Block Trade Minimum Threshold for Certain Equity Index Futures Contracts and Basis Trade at Index Close (BTIC) Transactions |
06/16/2022 |
Certified |
07/01/2022 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2204-5 Regarding Rule 526. ("Block Trades") to add Certain Equity Index Futures Contracts to the List of Derived Block Trade Eligible Contracts |
07/22/2022 |
Certified |
08/05/2022 |
|
1 |
| ICE US |
Amendments to IFUS Guidance on Position Limits FAQ |
05/31/2024 |
Certified |
06/14/2024 |
|
1 |
| CBOT |
Establish a Phased Reduction in the Number of CBOT Holdings Shares which are Required for the Various Categories of Member Firm Registration. CBOT No.2790.01 |
05/17/2007 |
Certified |
05/25/2007 |
|
1 |
| CME |
Issues a Regulatory Advisory (RA-07-04) regarding CME Rules 539 ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited") and 432.D. ("Major Offenses) for options and options spread trading. CME #07-54 |
07/18/2007 |
Certified |
08/02/2007 |
|
1 |
| CCFE |
Amendments to modify order procedures; define the effective date of position limits; and increase the position limits for Options on Sulfur Financial Instrument futures contracts. CCFE #07-21 |
12/18/2007 |
Certified |
03/03/2008 |
|
1 |
| CBOT |
Provides notification of CME/CBOT Agricultural Product Market Maker Programs. CME/CBOT # 10-116 |
05/03/2010 |
Certified |
05/10/2010 |
|
1 |
| CME |
Amendment to Rule 588.G that adds "E-mini S&P 500 Select Sector Indexes" in anticipation of the impending launch of Select Sector indexes. CME/CBOT/NYMEX #11-091 |
03/08/2011 |
Certified |
03/31/2011 |
|
1 |
| CME |
Submission of an Amendment to Rule 588.G in order to reflect market conditions in the silver market. CME/CBOT/NYMEX #11-182 |
05/06/2011 |
Certified |
05/13/2011 |
|
1 |
| ICE US |
Amending Rule 27.02, which provides a definition for the Exchange's Implied Matching Engine functionality. ICE US #12-40 |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
| ICE US |
Amending Block Trade Procedures which revise the reporting requirements for block trades executed outside of normal trading hours. ICE US #12-87 |
12/06/2012 |
Certified |
12/21/2012 |
|
1 |
| COMEX |
Revisions to CBOT Rule 539 to begin to permit pre-execution communications with respect to CME Globex trades in CBOT interest rate, Dow, Commodity Index and Real Estate Index futures products. CME/CBOT/NYMEX/COMEX #13-210 |
06/07/2013 |
Certified |
06/22/2013 |
|
1 |
| NFX |
Audit Trail Guidance |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
| CBOT |
Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
| COMEX |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
| CFE |
The Amendment amends CFE's Regulatory Independence Policies. |
03/24/2017 |
Certified |
04/07/2017 |
|
1 |
| CFE |
The Amendment updates the CFE Fee Schedule to change a fee required to be filed with the Commission and makes clarifications to the CFE Fee Schedule. Rule Numbers: CFE Fee Schedule. |
08/17/2018 |
Certified |
08/31/2018 |
|
1 |
| CBOT |
Modifications to the Eris Swap Futures Market Maker Program |
03/13/2019 |
Certified |
03/27/2019 |
|
1 |
| COMEX |
Amendments to Rule 536.B. ("Globex Order Entry"), Rule 548. ("Priority of Execution") and Rule 576. ("Identification of Globex Terminal Operators") in Connection with Migration from iLink2 to iLink3 and Issuance of Six (6) Market Regulation Advisory Notic |
09/01/2020 |
Certified |
09/16/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments (Week of September 28, 2020) |
10/06/2020 |
Notified |
10/06/2020 |
|
1 |
| CBOT |
Weekly Notification of Rule Amendments - Week of February 14, 2022 |
02/22/2022 |
Notified |
02/22/2022 |
|
1 |
| CBOT |
Reduction of Block Trade Minimum Threshold for Certain Equity Index Futures Contracts and Basis Trade at Index Close (BTIC) Transactions |
06/16/2022 |
Certified |
07/01/2022 |
|
1 |
| OCX |
Accommodates the initiation of the OneChicago Block & EFP Trading System by changes to Acceptable Orders, Execution of Orders and Exchange of Futures for Physical transactions, etc. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Transfers responsibility for review of appeal requests in relation to summary fines issued for failure of a floor order ticket review from Compliance Review to Business Conduct Committee. NYMEX #07.144 |
12/20/2007 |
Certified |
12/27/2007 |
|
1 |
| ICE US |
Resubmits Exhibit A from Submission 08-28 to correct typos. ICE US Amended 08-28 |
04/11/2008 |
Certified |
05/21/2008 |
|
1 |
| CCFE |
Amends the block trade minimum size requirement for three CCFE products, IFEX-FTW, IFEX-ELF and IFEX-GCW futures contracts, each from 500 contracts to 150 contracts. CCFE #08-21 |
09/11/2008 |
Certified |
10/21/2008 |
|
1 |
| ICE US |
Amends Rule 27.05 to allow a floor clerk to be a Registered Operator for more than one floor broker under certain conditions. ICE US #10-18 |
04/23/2010 |
Certified |
05/05/2010 |
|
1 |
| CBOT |
Amendment to Rule 588.G that adds "E-mini S&P 500 Select Sector Indexes" in anticipation of the impending launch of Select Sector indexes. CME/CBOT/NYMEX #11-091 |
03/08/2011 |
Certified |
03/31/2011 |
|
1 |
| CBOT |
Submission of an Amendment to Rule 588.G in order to reflect market conditions in the silver market. CME/CBOT/NYMEX #11-182 |
05/06/2011 |
Certified |
05/13/2011 |
|
1 |
| CBOT |
Termination of Force Majeure at AG Processing. CBOT #12-450 |
12/06/2012 |
Certified |
12/21/2012 |
|
1 |
| NYMEX |
Amendments to the RBOB Gasoline vs. Euro-bob Oxy NWE Barges (Argus) Futures Contract. NYMEX #13-219 |
06/07/2013 |
Certified |
06/22/2013 |
|
1 |
| CME |
Modifications to the CME FX Premium Quoted Options Market Maker Program |
11/28/2014 |
Certified |
12/12/2014 |
|
1 |
| ICE US |
Emergency Action - Temporary Market Interruption |
03/10/2015 |
Certified |
03/24/2015 |
|
1 |
| NYMEX |
Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
| CME |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
| ICE US |
The Exchange is extending the terms of the FX Contract Member Fee Program to December 31, 2019. |
12/13/2018 |
Certified |
12/28/2018 |
|
1 |
| CBOT |
Weekly Notification of Rule Amendments (Week of September 28, 2020) |
10/06/2020 |
Notified |
10/06/2020 |
|
1 |
| CFE |
Clarifications and Updates to Various CFE Rule Provisions |
04/06/2022 |
Certified |
04/20/2022 |
|
1 |
| SMFE |
Weekly update |
05/20/2022 |
Notified |
05/20/2022 |
|
1 |
| CBOT |
Modifications to the TBA Futures Market Maker Program |
12/13/2022 |
Certified |
12/28/2022 |
|
1 |
| CBOT |
Implementation of the Eris Swap Futures Transfer Fee Waiver Program |
06/06/2023 |
Certified |
06/21/2023 |
|
1 |
| OCX |
Permits reporting of block trades and EFP transactions through the OneChicago Block & EFP Trading System and makes conforming amendments to OneChicago Policies: Block Trades, Pre-Execution Discussions and Cross Trades. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Places responsibility on a Member or Member Firm to pay restitution resulting from violative trading conduct by a Member or Member Firm's employee in the event of non-payment by that employee. NYMEX #07.145 |
12/20/2007 |
Certified |
12/27/2007 |
|
1 |
| NYMEX |
Revises weekend hours for Sunday, September 14, 2008 for NYMEX Energy Products in response to concerns regarding Hurricane Ike. NYMEX #08.88 |
09/11/2008 |
Certified |
09/16/2008 |
|
1 |
| NYMEX |
Submission of an Amendment to Rule 588.G in order to reflect market conditions in the silver market. CME/CBOT/NYMEX #11-182 |
05/06/2011 |
Certified |
05/13/2011 |
|
1 |
| NYMEX |
Implementing an Incentive Program for Natural Gas Products. NYMEX #12-016 |
01/13/2012 |
Certified |
01/30/2012 |
|
1 |
