| CBOT |
Modifications to the Micro Treasury Yield Futures Market Maker Program |
01/11/2022 |
Certified |
01/26/2022 |
|
1 |
| LEDGERX |
40.6(d) non-substantive amendments to DCO Rulebook, DCM Rulebook, SEF Rulebook, Participant Agreement, Privacy Policy, and User Agreement. |
11/16/2022 |
Notified |
11/16/2022 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
09/08/2023 |
Certified |
09/22/2023 |
|
1 |
| CME |
Addresses the cross-exchange solicitation privileges applicable to CME and CBOT members upon consolidation of the CME and CBOT trading floors. CME/CBOT #08-21 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
| CFE |
Amends the CFE Rule 418 regarding emergencies, to provide notification to CFTC via email for situations of fast markets and trading halts. CFE # CFE-2008-06 |
06/16/2008 |
Certified |
09/04/2008 |
|
1 |
| CME |
Eliminates references to Board trading contained in CME Rules 511, 523, 531, 533 and 550. CME #09-019 |
02/05/2009 |
Certified |
02/10/2009 |
|
1 |
| NYMEX |
Amends existing SO2 Emissions Allowance Futures Contract, including changes to the EFP rule. NYMEX #09.130 |
07/09/2009 |
Certified |
07/29/2009 |
|
1 |
| ICE US |
Amending Rule 27.11 to expand TAS order functionality to allow participants to trade up to five minimum price fluctuations above or below the settlement price; and make additional futures spreads available for TAS trading. ICE US #12-22 |
04/17/2012 |
Certified |
05/02/2012 |
|
1 |
| NYMEX |
Issuance of CME Group MRA Notice RA1208-5 - Implementation of Rule 512 "Reporting Infractions" CME/CBOT/NYMEX/COMEX #12-271 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
| CBOT |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #12-454 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| NADEX |
Amending its Rulebooks to Accommodate Swaps Provisions, Correct Typographical Errors, and Update Certain Rules to Conform to Current Applicable Text in Act and Regulations. |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| TRUEEX |
trueEX LLC Rule Amendment Self-Certification, including Updated Table ofAmendments, and Exchange Hours Advisory |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| ICE US |
Extension of ICE Futures US Grains Futures Market Maker Program through December 31, 2015. ICE US #13-103 |
11/29/2013 |
Certified |
12/14/2013 |
|
1 |
| CBOT |
Modifications to Central Bank Incentive Program. CME/CBOT/NYMEX/COMEX #14-038 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| CBOT |
Revisions to Section G - (Floor Recordings) and Section H - (Retention of Records) of Exchanges' Rule 536. CME/CBOT/NYMEX/COMEX #13-564 |
12/18/2013 |
Certified |
07/29/2014 |
|
1 |
| CBOT |
Amendments to CBOT Rule 589 ("Special Price Fluctuation Limits") for Certain Interest Rate Futures and Options Contracts |
04/24/2015 |
Certified |
05/08/2015 |
|
1 |
| NYMEX |
Modifications to the NYMEX Natural Gas Basis Fee Waiver Program |
06/09/2015 |
Certified |
06/23/2015 |
|
1 |
| CFE |
This filing adopts a new Policy and Procedure XIX (Submission Time Grames) to set forth in one location within CFE's Rules the time frames during which CFE Trading Privilege Holders ("TPHs") may submit orderes, quotes, cancels and order modifications. |
11/11/2015 |
Withdrawn |
11/12/2015 |
|
1 |
| ICE US |
The Exchange is extending the terms of the Russell Futures and Options/ETF Volume Incentive Program through June 30, 2016. |
12/08/2015 |
Certified |
12/22/2015 |
|
1 |
| CME |
Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") |
04/11/2016 |
Certified |
04/25/2016 |
|
1 |
| CME |
Reduction of the Block Trade Minimum Quantity Threshold Level for the E-mini Nifty 50 Index Futures and USD Denominated Ibovespa Futures Contracts |
05/19/2016 |
Certified |
06/03/2016 |
|
1 |
| CME |
Amendments to CME and CBOT Rule 524. ("Trading at Settlement ("TAS") and Basis Trade at Index Close ("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement ("TAS") and Trading at Marker ("TAM") Transactions and Issuance of CME Group |
04/19/2018 |
Certified |
05/03/2018 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments (Week of November 5, 2018) |
11/14/2018 |
Notified |
11/14/2018 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ to establish minimum block size for 4 new MSCI equity index futures contracts |
11/27/2020 |
Certified |
12/11/2020 |
|
1 |
| NYMEX |
Extension of the European Power Fee Waiver Program |
01/06/2021 |
Certified |
01/21/2021 |
|
1 |
| MIAX |
Revisions to MGEX Rules 2013.03., 2013.04., 2013.05., and 1402.00. to update Hard Red Spring Wheat ("HRSW") position limits rules to reflect the recent CFTC rulemaking. |
02/25/2021 |
Withdrawn |
02/26/2021 |
|
1 |
| CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
06/07/2021 |
Certified |
06/21/2021 |
|
1 |
| CBOT |
Implementation of the Rough Rice Market Maker Program |
09/29/2021 |
Certified |
10/14/2021 |
|
1 |
| KEX |
Volume Incentive Program terms |
10/16/2024 |
Certified |
10/29/2024 |
|
1 |
| CME |
Provides for an incentive fee program in the CME Equity E-Mini Spread Options contracts. CME #8-102 and #08-012R |
06/16/2008 |
Certified |
06/20/2008 |
|
1 |
| ICE US |
Amends Section (b) of Annex B of Bylaws, Rules 6.47, 21.25 and 27.22(a) and Resolution No.2 of Chapter 21. ICE US #09-33 |
07/09/2009 |
Certified |
08/13/2009 |
|
1 |
| GREENX |
Implementing a Market Maker Program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on 01/24/10. GREENEX #2010-03 |
11/30/2010 |
Certified |
12/07/2010 |
|
1 |
| COMEX |
Issuance of CME Group MRA Notice RA1208-5 - Implementation of Rule 512 "Reporting Infractions" CME/CBOT/NYMEX/COMEX #12-271 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
| NYMEX |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #12-454 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| TRUEEX |
trueEX LLC Advisory 2013-02 Exchange Fees |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| NADEX |
NADEX Amends its Holiday Schedule for the 2013 Thanksgiving Holiday. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| ICE US |
Extension of ICE Futures US Grains Options Market Maker Program through December 31, 2015 ICE US #13-104 |
11/29/2013 |
Certified |
12/14/2013 |
|
1 |
| NYMEX |
Modifications to Central Bank Incentive Program. CME/CBOT/NYMEX/COMEX #14-038 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| NYMEX |
Revisions to Section G - (Floor Recordings) and Section H - (Retention of Records) of Exchanges' Rule 536. CME/CBOT/NYMEX/COMEX #13-564 |
12/18/2013 |
Certified |
07/29/2014 |
|
1 |
| NYMEX |
THE INFORMATION CONTAINED HEREIN IS SUBJECT TO A FOIA NOTIFICATION. This supplemental filing to a previously filed submission (CFTC Submission No. 1408-1215-3247-88) contains additional information relating to the LN & OS Options Market Maker Program. |
08/12/2014 |
Certified |
08/26/2014 |
|
1 |
| ICE US |
Effective January 5, 2015, the Exchange is amending its Pre-Execution FAQ reducing the period of time that offsetting orders are exposed to the market before a Crossing Order ("CO") is activated for certain contracts. |
12/08/2014 |
Certified |
12/22/2014 |
|
1 |
| NYMEX |
Extension of the Iron Ore Futures and Options Fee Waiver Program |
06/09/2015 |
Certified |
06/23/2015 |
|
1 |
| CFE |
This filing adopts a new Policy and Procedure XIX (Submission Time Frames) to set forth in one location within CFE's Rules the time frames during which CFE Trading Privilege Holders ("TPHs") may submit orders, quotes, cancels and order modifications. |
11/11/2015 |
Certified |
11/25/2015 |
|
1 |
| ICE US |
The Exchange is extending the terms of the New Jurisdiction Volume Incentive Program through June 30, 2016. |
12/08/2015 |
Certified |
12/22/2015 |
|
1 |
| CBOT |
Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") |
04/11/2016 |
Certified |
04/25/2016 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of July 4, 2016) |
07/12/2016 |
Notified |
07/12/2016 |
|
1 |
| MIAX |
Offset Reminder Memo - Weekly Notification |
03/31/2017 |
Notified |
03/31/2017 |
|
1 |
| CBOT |
Amendments to CME and CBOT Rule 524. ("Trading at Settlement ("TAS") and Basis Trade at Index Close ("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement ("TAS") and Trading at Marker ("TAM") Transactions and Issuance of CME Group |
04/19/2018 |
Certified |
05/03/2018 |
|
1 |
| BTNL |
Amendments to Exchange Rulebook Definition; Rule 604(e)(vii); Rule1105(a); and Rule 1206(c) |
07/17/2020 |
Certified |
07/31/2020 |
|
1 |
| MIAX |
Amendments to MGEX Bylaws 2.2., 4.1., 7.6., and 7.9. |
02/25/2021 |
Certified |
03/11/2021 |
|
1 |
