CME |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/15/2017 |
Withdrawn |
05/25/2017 |
|
1 |
MGE |
Weekly Notification for the Week of February 3, 2020 |
02/14/2020 |
Notified |
02/14/2020 |
|
1 |
COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Concerning Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2005-5. |
07/10/2020 |
Certified |
07/24/2020 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
NYMEX |
Supplements recent submission of a new market maker program pertaining to the electronic trading on the CME Globex system of certain NYMEX and COMEX options contracts under new NYMEX Rule 11.70. NYMEX #07.78 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
ICE US |
Clarifies that a Registered Operator who is a clerk employed by a floor member may not enter orders for an account in his own name or any account in which he has a direct or indirect interest. ICE US Supplemental 07-60 |
10/11/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NYMEX |
Provides Housekeeping amendments: Sanctions; Expiration and Current Delivery Month Position Limits; Expiration Position Accountability Levels. NYMEX #08.03 |
01/14/2008 |
Certified |
01/14/2008 |
|
1 |
ICE US |
Provides Notice of the Closure of the Dublin Tradin Facility on February 29, 2008, as well as Recordkeeping Representations. ICE US #08-34 |
06/04/2008 |
Certified |
06/04/2008 |
|
1 |
CBOT |
Modifies the calculations of the no bust ranges under Rule 588.K CME & CBOT #08-181 |
11/12/2008 |
Certified |
11/14/2008 |
|
1 |
NYMEX |
Addresses the Clearing House's financial obligations in the event of a delivery default (new NYMEX rules 702 and 714). NYMEX #09-124 |
06/25/2009 |
Certified |
07/30/2009 |
|
1 |
CME |
Amends Rule 402 and 406 to allow the member component of disciplinary panels of the CME and CBOT Probable Cause and Business Conduct Committees to include one member from the sister exchange. CME/CBOT #09-317 |
12/28/2009 |
Certified |
02/22/2010 |
|
1 |
OCX |
Provides Notice of Change of Address. |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
CFE |
Submission of a new rule that sets forth CFE's CBOE Gold ETF Volatility Index Security Futures Lead Market Maker Program to commence on March 25, 2011. CFE #2011-07 |
03/21/2011 |
Certified |
04/29/2011 |
|
1 |
GREENX |
Extending the existing CPC Incentive Program for one year in accordance with GreenX Rule 606(d). GREENX #2012-02 |
01/31/2012 |
Certified |
02/15/2012 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold in 6 New NYMEX Products. NYMEX #13-469 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
MGE |
Amendment to MGEX Regulation 1231.00. |
12/23/2014 |
Certified |
01/08/2015 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1508-5 Regarding Rule 550 ("Post Close Session") |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
CME |
Modifications to International Cross-Asset Volume Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |
COMEX |
Amendments to COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Aluminium European Premium Duty-Unpaid (Metal Bulletin) Futures Contract |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
CBOT |
Notification Regarding the Reduction in Minimum Quantity Threshold Level for the Block Trade Sizes, 10-Year U.S. Treasury Note Futures Contract. |
02/19/2016 |
Certified |
03/04/2016 |
|
1 |
CBOT |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
COMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/15/2017 |
Withdrawn |
05/25/2017 |
|
1 |
MGE |
Weekly Notification of Holiday Hours |
02/23/2018 |
Notified |
02/23/2018 |
|
1 |
NADEX |
Nadex amends language in Market Maker Agreement regarding Bitcoin fast market period prior to expiration; amend Market Maker fees for Monthly Bitcoin Mini to $0.20. |
05/30/2018 |
Certified |
06/13/2018 |
|
1 |
NYMEX |
Application of Trading-at-Settlement ("TAS") Eligibility to the E-micro Gold Futures Contract and Other Administrative Amendments to the NYMEX/COMEX TAS Table |
08/29/2018 |
Certified |
09/13/2018 |
|
1 |
MGE |
Amendments to MGEX Rules 2.2.4. (formerly 2030.00.), 2.2.5. (formerly 2086.00.), 2.2.6. (formerly 2087.00.), 2.2.7. (formerly 2089.00.), 1800.00., 1801.00., 1804.00., 1805.00., 1807.00., 1817.00.,1818.00., and the definition of "Person". |
12/21/2018 |
Certified |
02/08/2019 |
|
1 |
CANTOR |
New ISV Incentive Program |
03/19/2019 |
Certified |
04/02/2019 |
|
1 |
OCX |
Emergency Rule Filing Accelerating Delivery for Contracts Expiring After September 18, 2020. (Effective Immediately) |
09/04/2020 |
Certified |
09/21/2020 |
|
1 |
MGE |
Weekly Notifications for the week of February 21, 2022 |
03/03/2022 |
Notified |
03/03/2022 |
|
1 |
NADEX |
Nadex amends its Holiday Product Schedule Guidelines to remove reference to the FTSE 100 contracts which were delisted on September 16, 2022. |
09/16/2022 |
Certified |
09/30/2022 |
|
1 |
NYMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
COMEX |
Extension of the Retail Broker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
1 |
NYMEX |
Lists the RBOB and Heating Oil Options (currently trading in Open Outcry on the NYMEX trading floor) on CME Globex for trading and on Clearport for Clearing. NYMEX #07-83 |
07/30/2007 |
Certified |
07/30/2007 |
|
1 |
NYMEX |
Expands the Exchange Options Market Maker Program to include the Copper Options contract. NYMEX #07-111 |
10/11/2007 |
Certified |
10/11/2007 |
|
1 |
KCBT |
Corrects Electronic Trading Rule Amendments submitted 1/9/08 |
01/14/2008 |
Certified |
01/24/2008 |
|
1 |
NYMEX |
Reduces the number required for a quorum from seven to six panel members under Exchange Rule 3.10, Adjudication Committee. NYMEX #08.34 |
03/10/2008 |
Certified |
03/18/2008 |
|
1 |
CBOT |
Provides a Market Regulation Advisory Notice RA0811-1 - on modified settlement procedures in CBOT agricultural futures. CBOT #08-94 |
06/03/2008 |
Certified |
06/25/2008 |
|
1 |
ICE US |
Amends Block Trading Procedures to increase the minimum quantity threshold for Block Trades executed in Cocoa options contracts from 200 lots to 250 lots. ICE US #06-65 |
11/17/2008 |
Certified |
11/24/2008 |
|
1 |
CME |
Provides CME Market Reg Advisory Notice RA0902-2 regarding changes to CME Rule 515 ("Registration and Identification of Broker Associations"), resulting from harmonization of CME/NYMEX/COMEX Rule 515. CME #09-141 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
CBOT |
Amends Rule 402 and 406 to allow the member component of disciplinary panels of the CME and CBOT Probable Cause and Business Conduct Committees to include one member from the sister exchange. CME/CBOT #09-317 |
12/28/2009 |
Certified |
03/29/2010 |
|
1 |
CFE |
CFE rule amendment related to certain rules governing the listing and trading of security futures on the Exchange. The changes made to conform certain CFE rules to current parallel rules of OneChicago, LLC. CFE #2011-05 |
03/18/2011 |
Certified |
05/17/2011 |
|
1 |
ICE US |
Ending of Open-Outcry Trading for Financial and Index Options. ICE US #12-18 |
04/05/2012 |
Certified |
04/20/2012 |
|
1 |
NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in Mini MSCI Index Futures. NYLIFFE #2013-109 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
TRUEEX |
Written Representation regarding 37.702(b) compliance efforts pursuant to CFTC Letter No. 13-62. TRUEEX #2013-13 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1508-5 Regarding Rule 550 ("Post Close Session") |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
CME |
Modifications to the International Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |
NYMEX |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |