| ICE US |
Allows the prices of the legs of an electronic calendar spread to exceed the daily price limit. ICE US #08-6 |
02/01/2008 |
Certified |
04/07/2008 |
|
1 |
| NYLIFFE |
Provides for the legal and operational issues associated with the migration of the clearing function from CME Clearing to The Options Clearing Corporation for of NYSE Liffe US futures and options contracts. NYSE Liffe #2009-106 |
03/26/2009 |
Certified |
08/27/2009 |
|
1 |
| CME |
Amends Rule 588.K to remove NYMEX Propane futures contract from the list of Globex No Bust Ranges since this product has been delisted. CME/CBOT/NYMEX #09-219 |
09/24/2009 |
Certified |
09/24/2009 |
|
1 |
| NYMEX |
Eliminates references to Pit Committee which is replaced, where appropriate, with references to the Floor Conduct Committee or Exchange Officials. NYMEX/COMEX #10-057 |
03/04/2010 |
Certified |
03/12/2010 |
|
1 |
| ICE US |
Amendments to Standing Resolution No.7 and Guidelines for Treatment of Short Term Price Spikes. ICE US #11-23 |
05/19/2011 |
Certified |
05/26/2011 |
|
1 |
| NFX |
New Rule 213 - Information Sharing Agreements amended Core Principle 2 to provide in part that the rules of the contract market shall provide the board of trade with the ability and authority to obtain any necessary information. NFX 2011-07 |
06/24/2011 |
Certified |
12/27/2011 |
|
1 |
| NYLIFFE |
Rule Amendments Clarifying Customer Margin Requirements. NYLIFFE #2011-101 |
01/26/2011 |
Certified |
01/26/2011 |
|
1 |
| NADEX |
Amends listing schedule for Wall St 30, US Tech 100, US 500, and US SmallCap 2000 Contracts for trade date 12-28-11 and 1-4-12; no FTSE 100 and Germany 30 Contracts listed on 12-30-11; and no weekly FTSE 100 contracts for week of 12-26-11. |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
| GREENX |
Amendments to Rules 402 and 907 to comply with new CFTC Regulations 39.16(d) and 39.15(d). And clarifying Rulebook amendments in Chapter 1. GREENX #2012-05 |
02/10/2012 |
Certified |
02/28/2012 |
|
1 |
| OCX |
Introducing Market Maker Wash Trade Prevention contingency orders. |
04/18/2012 |
Certified |
05/03/2012 |
|
1 |
| CME |
Modifications to CME and CBOT E-mini Equity Options Market Making Program on Globex. CME/CBOT #12-175 |
06/12/2012 |
Certified |
06/27/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #12-328 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| CBOT |
Enabling Block Transactions in Options on CBOT Long-Term US Treasury Bond Futures. CBOT #13-342 |
08/19/2013 |
Certified |
09/04/2013 |
|
1 |
| CFE |
CFE Rule Amendment to revise CFE Rules 414 and 415. CFE #2013-35 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in One New Comex Product NYMEX/COMEX #14-139 |
04/21/2014 |
Certified |
05/06/2014 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 27, 2014 |
11/07/2014 |
Notified |
11/07/2014 |
|
1 |
| COMEX |
Establishment of Block Trade Minimum Thresholds in Four Coal Futures, Four Coal Options, and One Oil Future, Amendments to Section 11, and the Issuance of NYMEX/COMEX MRAN RA1504-4 and CME/CBOT MRAN RA1502-3 |
03/16/2015 |
Certified |
03/30/2015 |
|
1 |
| ICE US |
Effective May 11, 2015 the Exchange is extending the term of the MSCI Contracts Designated Market Maker Program through December 31 2015. |
04/30/2015 |
Certified |
05/14/2015 |
|
1 |
| NYMEX |
Extension of the NYMEX Natural Gas Basis Fee Waiver Program |
12/09/2015 |
Certified |
12/23/2015 |
|
1 |
| ICE US |
Amendment to Disruptive Trading Practices FAQ |
08/14/2017 |
Certified |
08/28/2017 |
|
1 |
| COMEX |
Notification Regarding the Expansion of the Listing Schedule, the Addition of Intra-Commodity Spreads for BTIC Transactions in Standard and Poor's 500 Total Return Index Futures Contract and the Issuance of Market Regulation Advisory Notice RA1814-5. |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| ICE US |
The Exchange is amending Rule 4.01 providing additional guidance on how firms should discharge their supervisory duties. |
12/09/2019 |
Certified |
12/23/2019 |
|
1 |
| LEDGERX |
LedgerX Revised Rulebook |
05/29/2020 |
Certified |
06/12/2020 |
|
1 |
| CME |
Amendments to CME Rules 25501.C. ("Price Increment") and 588.H. ("Globex Non-Reviewable Trading Ranges") Table for Australian Dollar/U.S. Dollar ("AUD/USD") Futures Contract to Reduce the Minimum Price Increment |
10/26/2020 |
Certified |
11/09/2020 |
|
1 |
| MGE |
Weekly Notification - Offsets Reminder |
10/01/2021 |
Notified |
10/01/2021 |
|
1 |
| CME |
Modifies the Block Trade Minimum Size for Credit Index Event Contracts from 20 to 10 contracts . CME No. 07-42 |
06/11/2007 |
Certified |
06/29/2007 |
|
1 |
| NYMEX |
Provides Notice to Members regarding documentary obligations and standards for NYMEX ClearPort Clearing Transactions. NYMEX #07.102 |
08/21/2007 |
Certified |
08/22/2007 |
|
1 |
| CME |
Changes the list of eligible products to trade as All-or-None (AON) transactions in the open outcry, the minimum AON quantity thresholds, and minimum counterparty thresholds. Market Regulation Advisory Notice RA0814-3, CME & CBOT #08-106 |
06/27/2008 |
Certified |
08/05/2008 |
|
1 |
| NYMEX |
Deletes Rule 851 (Required use of ATOM by Clearing Members and Floor Brokers). as NYMEX will no longer use the ATOM system for the payment of brokerage. NYMEX #09.49 |
03/26/2009 |
Certified |
04/16/2009 |
|
1 |
| CBOT |
Amends Rule 588.K to remove NYMEX Propane futures contract from the list of Globex No Bust Ranges since this product has been delisted. CME/CBOT/NYMEX #09-219 |
09/24/2009 |
Certified |
09/24/2009 |
|
1 |
| ICE US |
Amendment to rules requiring each clearing member to be the guarantor of the trades that it enabled and no single clearing member is liable to bear the financial risk of trades that were enabled by another clearing member. ICE US #10-52 |
12/06/2010 |
Certified |
12/17/2010 |
|
1 |
| ICE US |
Amendments to Combine the USDX Market Maker and USDX Member Firm Fee Programs and renamed FX Market Maker Program ("FX MMP"). ICE US #11-32 |
05/20/2011 |
Certified |
05/27/2011 |
|
1 |
| ICE US |
Notice that Additional Products may be Subject to Price Adjustment under the Exchange's Error Policy and Amendments to the Guidelines for the Treatment of Short-Term Price Spikes. ICE US #11-40 |
06/27/2011 |
Certified |
07/11/2011 |
|
1 |
| CBOT |
Modifications to the CBOT Volume Discount Incentive Program. CBOT #11-495R |
12/12/2011 |
Certified |
12/22/2011 |
|
1 |
| CBOT |
Modifications to CME and CBOT E-mini Equity Options Market Making Program on Globex. CME/CBOT #12-175 |
06/12/2012 |
Certified |
06/27/2012 |
|
1 |
| NYMEX |
Modifications to the NYMEX International Crude and Refined Products Incentive Program. NYMEX #12-339 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| OCX |
Delisting of a Security Futures Product. |
06/24/2013 |
Certified |
07/10/2013 |
|
1 |
| NODAL |
Amendments to Rule 4.11 of the Nodal Exchange Rulebook |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| ICE US |
Amendments to Exchange Rule 27.02(ix) and the Exchange's Error Trade Policy which provide that limit orders to sell at prices below the lower Reasonability Limit and Limit Order to buy at prices above the upper RL. ICE US #14-16 |
02/24/2014 |
Certified |
03/11/2014 |
|
1 |
| NODAL |
Amendments to Rule 3.16.2 - Authorized Broker Requirements. NODAL #14-001 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in One New Comex Product NYMEX/COMEX #14-139 |
04/21/2014 |
Certified |
05/06/2014 |
|
1 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. Tiered Volume Liquidity Provider Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| NFX |
Amendments to Exchange Rules |
06/12/2015 |
Certified |
06/26/2015 |
|
1 |
| ICE US |
Amendments to Disciplinary Rules increase the maximum monetary penalty that may be imposed as a disciplinary sanction for the violation of an Exchange Rule. |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
| MGE |
Deletion of rules relating to Apple Juice Concentrate, which is being delisted under MGEX Submission 18-9. |
04/24/2018 |
Certified |
05/08/2018 |
|
1 |
| CBOT |
Implementation of the CBOT Ultra 10 Options Market Maker Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| NYMEX |
Modifications to the Retail Broker Incentive Program |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
| CFE |
The Amendment clarifies when CFE may re-open trading in a CFE contract following a Level 3 Market Decline. |
01/13/2020 |
Certified |
01/28/2020 |
|
1 |
| ICE US |
Amendments to Exchange Rule 4.18 |
10/01/2021 |
Certified |
10/18/2021 |
|
1 |
| LEDGERX |
Weekly notification, withdrawal fee change. |
11/12/2021 |
Notified |
11/12/2021 |
|
1 |
