| ICE US |
Effective October 10, 2017 the Exchange is extending the terms of the FX Market Maker Program through December 31, 2018. |
09/25/2017 |
Certified |
10/10/2017 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
06/15/2023 |
Certified |
06/30/2023 |
|
3 |
| NODAL |
The Exchange is self certifying its intention to implement the Nodal Exchange Natural Gas Incentive Program 5 |
11/20/2020 |
Certified |
12/07/2020 |
|
3 |
| CBOT |
Amendments to Position Limits for Expiring U.S. Treasury Bond Futures, Short-Term Treasury Note (2-Year) Futures, and Long-Term U.S. Treasury (Ultra) Futures. |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
3 |
| MIAX |
Modifications to the Hard Red Spring Wheat Futures Incentive Program |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
| FMX |
Reorganization of and amendments of FMX Futures Exchange Rules to permit intermediated futures trading. |
01/22/2024 |
Certified |
02/05/2024 |
|
3 |
| CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
| NODAL |
Nodal Exchange Power Incentive Program |
02/25/2016 |
Certified |
03/10/2016 |
|
3 |
| NODAL |
Extension of Power and Natural Gas Incentive Programs |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
| NODAL |
Extension of Environmental Incentive Programs |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Trucking Incentive Program 1 |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NFX |
Block Trades |
04/08/2016 |
Withdrawn |
04/20/2016 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Contracts Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NYMEX |
Modifications to Energy Options RFQ Incentive Program. NYMEX #14-131 |
04/16/2014 |
Certified |
05/01/2014 |
|
3 |
| NFX |
NFX is submitting rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX Financial Futures Contracts. |
08/08/2017 |
Certified |
08/22/2017 |
|
3 |
| MIAX |
Modifications to MGEX SPIKES Market Maker Program |
07/16/2021 |
Certified |
07/30/2021 |
|
3 |
| SMFE |
Market Maker Incentive Program |
12/15/2021 |
Certified |
12/30/2021 |
|
3 |
| COIN |
Modifications to Non-Crypto Market Maker Program |
10/16/2024 |
Certified |
10/30/2024 |
|
3 |
| CME |
Modifications to the Micro E-mini Options Market Maker Program |
01/27/2023 |
Certified |
02/10/2023 |
|
3 |
| MIAX |
HRSWFIP Extension |
06/06/2024 |
Certified |
06/21/2024 |
|
3 |
| NFX |
Fee Schedule Amendment Effective August 1, 2016. |
07/13/2016 |
Certified |
07/27/2016 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement trading incentives on the Exchange's power contracts, referred to herein as the Nodal Exchange Power Incentive Program IV |
08/09/2017 |
Certified |
08/23/2017 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
12/16/2021 |
Certified |
01/03/2022 |
|
3 |
| NODAL |
Amendments to clarify circumstances whereby the Exchange may disclose information held in confidence |
05/19/2017 |
Certified |
06/05/2017 |
|
3 |
| CDE |
Adoption of Rule 911 to clarify the Exchange's approach as to existing holders of Digital Currency futures contracts in the event of a fork or other events resulting in the split or division of the underlying digital currency. |
04/21/2020 |
Certified |
05/05/2020 |
|
3 |
| SMFE |
Market maker incentive program and amendment to the d/b/a for the Exchange |
09/28/2022 |
Certified |
10/13/2022 |
|
3 |
| NODAL |
The Exchange is extending several Incentive Programs set to expire on December 31, 2022 to December 31, 2023 |
11/17/2022 |
Certified |
12/02/2022 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying an amendment to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
03/01/2016 |
Certified |
03/15/2016 |
|
3 |
| LEDGERX |
LedgerX Revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
| NODAL |
amendments to the Nodal Exchange Environmental Incentive Program 10 |
10/16/2024 |
Certified |
10/30/2024 |
|
3 |
| NYMEX |
Implementing an incentive program in support of certain Natural Gas Options and Crude and Refined Options products. NYMEX #12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
| NODAL |
implementation of the Nodal Exchange Environmental Incentive Program 11 |
10/17/2024 |
Certified |
10/31/2024 |
|
3 |
| LEDGERX |
Revision to compliance manual |
10/03/2022 |
Certified |
10/18/2022 |
|
3 |
| NODAL |
implementation of the Nodal Exchange Power Futures Market Maker Incentive Program 1. |
10/17/2024 |
Certified |
10/31/2024 |
|
3 |
| NODAL |
The 40.6(a) rule certification is amending the minimum block size to 5 lots for all the electric power futures contracts listed on Nodal Exchange. |
02/09/2015 |
Certified |
02/24/2015 |
|
3 |
| CME |
Implementing a volume incentive program in support of certain Interest Rate futures and options products traded on the CME Globex platform and via open outcry. CME #11-505 |
12/13/2011 |
Certified |
12/29/2011 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 7 |
06/01/2020 |
Certified |
06/15/2020 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
08/16/2022 |
Certified |
08/30/2022 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
01/14/2022 |
Certified |
01/31/2022 |
|
3 |
| MIAX |
Modifications to the MGEX BRIXX Market Maker Program |
01/14/2022 |
Certified |
01/31/2022 |
|
3 |
| KEX |
Kalshi is amending it's rulebook to include rules regarding pre-execution communications and request for quote ("RFQ") order functionality. |
09/11/2024 |
90 Day Review |
09/24/2024 |
Stayed on 9/24/2024 - 90 day review ends on 12/23/2024 |
3 |
| NODAL |
The Exchange is amending Appendix B - Minimum Block Sizes and the Exchange and Clearing Transaction Fee Schedule for the upcoming launch of new environmental contracts |
12/17/2021 |
Certified |
01/04/2022 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
3 |
| NFX |
Allowing QEPs to Execute Block Trades |
07/18/2019 |
Certified |
08/01/2019 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
09/13/2023 |
Certified |
09/27/2023 |
|
3 |
| LEDGERX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
3 |
