| MIAX |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
09/13/2023 |
Certified |
09/27/2023 |
|
3 |
| NODAL |
non-substantive revisions made, during the week of November 12, 2018, to the Exchange & Clearing Transaction Fee Schedules for Environmental Futures and Options |
11/19/2018 |
Notified |
11/19/2018 |
|
3 |
| MIAX |
MGEX Bylaw Amendments |
02/02/2024 |
Certified |
02/16/2024 |
|
3 |
| NFX |
Amendments lowering the minimum threshold requirements for futures contracts within certain asset classes based on an analysis of the liquidity and depth of the relevant futures contracts on the NFX platform. |
11/20/2018 |
Certified |
12/05/2018 |
|
3 |
| COIN |
Coinbase Derivatives Exchange Lead Market Maker Program (Refile) |
02/10/2023 |
Certified |
02/27/2023 |
|
3 |
| COIN |
Retail Broker Program |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") for Four (4) Onshore and Offshore Chinese Renminbi Futures Contracts |
09/03/2015 |
Certified |
09/18/2015 |
|
3 |
| NODAL |
Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. |
02/05/2019 |
Certified |
02/20/2019 |
|
3 |
| NFX |
NASDAQ Futures, Inc. hereby submits rules relating to maximum legs allowed for block trades. |
03/09/2018 |
Certified |
03/23/2018 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
08/04/2023 |
Certified |
08/18/2023 |
|
3 |
| NYMEX |
Implementation of the NYMEX Natural Gas Financial Futures Portfolio Program |
10/17/2016 |
Certified |
10/31/2016 |
|
3 |
| KEX |
Kalshi is updating its Rulebook to clarify various aspects of the Settlement process, as well as the Market Outcome Review Process, and to make corresponding and other changes for clarity. |
06/15/2021 |
Certified |
06/28/2021 |
|
3 |
| SMFE |
Introducing Broker Incentive Program |
04/29/2021 |
Certified |
05/13/2021 |
|
3 |
| KEX |
Kalshi is submitting the Market Outcome Review Process Guidelines for review. |
06/15/2021 |
Certified |
06/28/2021 |
|
3 |
| NODAL |
Extension of the Environmental Futures and Options - Broker Incentive Program and the Environmental Incentive Program 9 to December 31, 2024 |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| SMFE |
Weekly Notification |
09/03/2021 |
Notified |
09/03/2021 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/15/2017 |
Certified |
11/30/2017 |
|
3 |
| COIN |
Modifications to Crypto Futures Block Partner Program |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| COIN |
US Trading Hours Market Maker Program |
09/03/2021 |
Certified |
09/20/2021 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
02/10/2023 |
Certified |
02/27/2023 |
|
3 |
| NODAL |
self certification of the Nodal Exchange Open Interest Program 1. |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| LEDGERX |
LedgerX Revised Operations Manual |
06/15/2021 |
Certified |
06/29/2021 |
|
3 |
| MIAX |
Bylaw Amendments |
06/14/2024 |
Certified |
07/01/2024 |
|
3 |
| MIAX |
Implementation of MGEX SPIKES Market Maker Program |
06/15/2021 |
Certified |
06/29/2021 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program 1 |
05/06/2020 |
Certified |
05/20/2020 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Broker Incentive Program |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
| MIAX |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 1 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
| SMFE |
Market Maker Incentive Program Extension |
06/14/2024 |
Certified |
07/01/2024 |
|
3 |
| NODAL |
CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts |
11/20/2015 |
Certified |
12/07/2015 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 2 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
| NFX |
Amendments to specify that the Exchange will not accept Combination Orders for reporting as Block Trades and to clarify the definition of a Combination Order. |
08/14/2015 |
Withdrawn |
08/20/2015 |
|
3 |
| MIAX |
Implementation of MGEX SPIKES Customer Volume Incentive Program |
02/13/2023 |
Certified |
02/28/2023 |
|
3 |
| COIN |
Non-Crypto Market Maker Program |
05/15/2024 |
Certified |
05/30/2024 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Futures Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
| NODAL |
Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
| LEDGERX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
| NADEX |
Nadex is amending its residency requirements to allow for non-US resident exchange Members. Nadex is also registered as a DCO, which will also be impacted by this Rule change. Additionally, Nadex adds definitions and removes subsection indexing. |
08/26/2014 |
Certified |
09/10/2014 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Fee Waiver Incentive Program |
11/13/2019 |
Certified |
11/27/2019 |
|
3 |
| NODAL |
implementation of the Nodal Exchange Natural Gas Incentive Program 7 |
12/04/2024 |
10 Day Review |
12/04/2024 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
10/25/2016 |
Certified |
11/08/2016 |
|
3 |
| NODAL |
implementation of the Nodal Exchange Natural Gas Broker Incentive Program |
12/04/2024 |
10 Day Review |
12/04/2024 |
|
3 |
| NODAL |
Self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
05/11/2020 |
Certified |
05/26/2020 |
|
3 |
| CME |
Weekly Notification of Rule Amendments (Week of January 8, 2018) |
01/19/2018 |
Notified |
01/19/2018 |
|
3 |
| CBOT |
Weekly Notification of Rule Amendments (Week of January 8, 2018) |
01/19/2018 |
Notified |
01/19/2018 |
|
3 |
| NFX |
Submitting amendments to the Exchange's Reference Guides governing Pre-Trade Limits Group functionality on the NFX TradeGuard system. |
11/28/2018 |
Certified |
12/12/2018 |
|
3 |
| CME |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| CBOT |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| CDE |
Self-Certification of Broker Rebate Incentive Program |
10/12/2015 |
Certified |
10/26/2015 |
|
3 |
| NADEX |
Nadex amends its listing hours for the July 4, 2018 holiday. |
06/15/2018 |
Certified |
06/29/2018 |
|
3 |
