Designated Contract Market Rules

Search Designated Contract Market Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
NODAL Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. 03/17/2016 Certified 03/31/2016 3
NODAL Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options 11/01/2018 Certified 11/16/2018 3
NODAL Nodal is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Fee Waiver Incentive Program 03/18/2020 Certified 04/01/2020 3
ICE US Effective September 30, 2015, the Exchange is amending Rule 6.15 to implement ownership and control reporting. 09/14/2015 Certified 09/28/2015 3
NODAL The Exchange is extending several incentive programs to December 31, 2022. 12/03/2021 Certified 12/17/2021 3
NODAL Nodal Exchange Environmental Incentive Program 1 11/01/2018 Certified 11/16/2018 3
NFX Self-certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 07/17/2017 Certified 07/31/2017 3
NFX Self-certification to launch a new Designated Market Maker Program for energy contracts. 04/12/2019 Certified 04/26/2019 3
LEDGERX Updated operations manual 12/03/2021 Certified 12/17/2021 3
NODAL self-certification of the Exchange's intention to extend the Nodal Exchange Natural Gas Broker Incentive Program to December 31, 2020 05/20/2020 Certified 06/04/2020 3
NODAL Nodal Exchange Environmental Incentive Program 2 11/01/2018 Certified 11/16/2018 3
CME Modifications to U.S. Dollar Denominated Crude Palm Oil Futures Market Making Program on Globex. CME #12-078 03/13/2012 Certified 03/28/2012 3
NODAL Nodal Exchange Environmental Incentive Program 3 11/01/2018 Certified 11/16/2018 3
KEX Rulebook amendments that provide for fair and orderly settlement of a contract if an event or circumstance arises that has a material impact on the reliability or transparency of a contract's settlement source or the underlying related to the contract. 05/19/2021 Certified 06/03/2021 3
MIAX Amendments to MGEX Rule 211.02 to reduce number of directors required to form quorum; amendments to MGEX Rule 261.00 to specify that Nominations Committee is a committee of the Board; and consolidating Disciplinary Rules and Regulations into Chapter 12. 07/18/2014 Certified 08/01/2014 3
NODAL Nodal Exchange Environmental Incentive Program 4 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 5 11/01/2018 Certified 11/16/2018 3
SMFE Market Maker Incentive Program (Futures) 07/19/2022 Certified 08/02/2022 3
NFX A self-certification to launch a new Designated Market Maker Program (the "DMM Program") for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 03/29/2018 Certified 04/12/2018 3
LEDGERX Compliance Manual Version Control 10/22/2021 Notified 10/22/2021 3
NODAL Nodal Exchange Environmental Incentive Program 6 11/01/2018 Certified 11/16/2018 3
NODAL intention to implement the Nodal Exchange Trucking Incentive Program 1 04/12/2019 Certified 04/26/2019 3
NODAL self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). 03/21/2022 Certified 04/04/2022 3
NODAL Nodal Exchange Environmental Incentive Program 7 11/01/2018 Certified 11/16/2018 3
NODAL The Exchange intends to implement the Nodal Exchange Environmental Incentive Program 9 06/29/2021 Certified 07/14/2021 3
SMFE Options Market Maker Incentive Program 07/19/2022 Certified 08/02/2022 3
MIAX Modifications to the MGEX SPIKES Market Maker Program 04/13/2023 Certified 04/27/2023 3
NODAL Nodal Exchange Environmental Broker Incentive Program 11/01/2018 Certified 11/16/2018 3
LEDGERX Revised Operations Manual 10/23/2021 Certified 11/05/2021 3
NODAL The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for CSAPR NOX Options 03/01/2023 Certified 03/15/2023 3
LEDGERX LedgerX Participant Promotion Submission 03/20/2020 Certified 04/03/2020 3
MIAX Modifications to the MGEX SPIKES Customer Volume Incentive Program 04/13/2023 Certified 04/27/2023 3
NODAL Exchange to implement the Nodal Exchange Environmental Incentive Program 10 to provide liquidity in Environmental contracts on Nodal Exchange, LLC 04/15/2024 Certified 04/29/2024 3
KEX Kalshi intends to implement a referral bonus program that will provide incentives to referring and referred members and will increase the liquidity on the Exchange. (Because of the Portal's size limitations, the submission has been split into 3 parts.) 12/09/2021 Certified 12/22/2021 3
NYMEX Implementing a Market Making Program in support of Iron Ore, 62% Fe North China, futures contracts that are traded on Globex. NYMEX #13-076 03/20/2013 Certified 04/04/2013 3
COIN Modifications to Crypto Market Maker Program H2 2024 07/01/2024 Certified 07/16/2024 3
NYMEX Modification to NYMEX Henry Hub Financial Market Making Program 07/21/2014 Certified 08/04/2014 3
MIAX Modifications to the MGEX SPIKES Market Maker Program 08/17/2023 Certified 08/31/2023 3
MIAX Modifications to the MGEX SPIKES Market Maker Program 06/14/2022 Certified 06/29/2022 3
SMFE Market Maker Incentive Program 04/16/2024 Certified 04/30/2024 3
CME Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
SMFE Market Maker Incentive Program 08/18/2021 Certified 09/01/2021 3
MIAX Modifications to the MGEX SPIKES Market Maker Program 02/14/2022 Certified 03/01/2022 3
CBOT Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
NYMEX Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
NODAL Nodal Exchange is updating its Rule to align terms and to allow an Authorized Broker to modify a Block Trade during Trading Hours on the day of submission of the Block Trade 12/08/2022 Certified 12/22/2022 3
MIAX Modifications to the MGEX SPIKES Market Maker Program 07/13/2023 Certified 07/27/2023 3
COMEX Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
NODAL the Exchange is notifying the Commission by self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 08/15/2019 Certified 08/29/2019 3
NODAL self-certification of the Nodal Exchange Natural Gas Incentive Program 6 09/30/2024 Certified 10/15/2024 3