| KCBT |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| NFX |
Self-certification proposing amendments relating to correction of errors in the terms of Block Trades reported in accordance with the Rules of the Exchange. |
09/27/2018 |
Certified |
10/12/2018 |
|
3 |
| NODAL |
Amendments to the requirements for submitting a natural gas and environmental EFRP transaction and updates to the Exchange Transaction Fee Schedule for EFP transactions. |
09/30/2020 |
Certified |
10/15/2020 |
|
3 |
| NFX |
Rule certification relating to block trade minimum quantity thresholds and reporting times for NFX Zonal Power Financial Futures. |
09/27/2018 |
Certified |
10/12/2018 |
|
3 |
| CBOT |
Extend electronic trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| KEX |
Update to Kalshi's fee schedule. |
09/09/2022 |
Certified |
09/22/2022 |
|
3 |
| KCBT |
Extend trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| ICE US |
Amendment to Rule 2.38 that allows an Exchange Options Permit Holder who is registered as an associated person to electronically submit futures orders for customers from the trading floor. ICE US #11-12 |
03/03/2011 |
Certified |
03/15/2011 |
|
3 |
| NYMEX |
Implementing Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program. NYMEX #12-236 |
07/16/2012 |
Withdrawn |
07/27/2012 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 9 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| COIN |
Weekly Notification of Rule Changes - Updated Rulebook to include Nano Ether futures and addition of language addressing forks to the Nano Bitcoin Futures contract. |
08/25/2022 |
Notified |
08/25/2022 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 10 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| LEDGERX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
| NODAL |
amendments to the Nodal Exchange Open Interest Program 1 |
07/10/2024 |
Certified |
07/24/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 11 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
Nodal Exchange, LLC intends to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Program |
12/11/2018 |
Certified |
12/26/2018 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 12 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
The Exchange is amending Rulebook Appendix B - Minimum Block Sizes and the Exchange and Clearing Transaction Fee Schedule for a selection of environmental contracts. |
08/23/2021 |
Certified |
09/07/2021 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 13 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NFX |
Self-certification for a new Designated Market Maker Program (the "DMM Program") for ferrous metal contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
12/21/2017 |
Certified |
01/08/2018 |
|
3 |
| NFX |
Rule certification to amend the Exchange's fee schedule to (1) include the fees for the new Treasury futures products ("TF Contracts") and (2) introduce a reduced fee for designated market makers in the TF Contracts. |
07/02/2018 |
Certified |
07/17/2018 |
|
3 |
| NODAL |
non-substantive revisions, made during the week of December 9, 2019, to Exhibit N-3 of the Nodal Exchange DCM Application |
12/20/2019 |
Notified |
12/20/2019 |
|
3 |
| SMFE |
The purpose of this Rule Change is to amend the Exchange's Customer Type Indicator (CTI) Codes so that they are consistent with the descriptions that the NFA provides in its "Market Regulation Data Layout Overview and Implementation Reference" (10/21/15). |
06/30/2020 |
Certified |
07/15/2020 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 14 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 16 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 17 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
Amendments to the Nodal Exchange Natural Gas Broker Incentive Program |
02/09/2021 |
Certified |
02/24/2021 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 4 |
08/31/2020 |
Certified |
09/15/2020 |
|
3 |
| SMFE |
Market Maker Incentive Program |
06/16/2022 |
Certified |
07/01/2022 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Open Interest Program 2 |
10/03/2024 |
Certified |
10/18/2024 |
|
3 |
| CBOT |
Establishment of Block Trade Minimum Thresholds in Four New Products. CME/CBOT #14-104 |
03/24/2014 |
Certified |
04/08/2014 |
|
3 |
| NODAL |
Self-certification of amendments to the Nodal Exchange Rulebook. |
05/16/2016 |
Certified |
05/31/2016 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Electric Power Futures and Options - Broker Incentive Program |
11/25/2024 |
10 Day Review |
11/25/2024 |
|
3 |
| NFX |
Submit various rules for 36 New York Independent Service Operator Day-Ahead Financial Futures. |
11/14/2016 |
Certified |
11/29/2016 |
|
3 |
| NODAL |
Notification of Delisted Products (No Open Interest) on Nodal Exchange, LLC |
07/10/2015 |
Certified |
07/24/2015 |
|
3 |
| NODAL |
The Rules are being revised for the upcoming implementation of implied order functionality on Nodal T7 |
04/01/2021 |
Certified |
04/15/2021 |
|
3 |
| MIAX |
Implementation of BRIXX Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
3 |
| MIAX |
Implementation of the Hard Red Spring Wheat Futures Incentive Program |
12/13/2022 |
Certified |
12/28/2022 |
|
3 |
| SMFE |
Market Maker Incentive Program |
06/06/2023 |
Certified |
06/21/2023 |
|
3 |
| FMX |
Changes to customer margin rule and clarification of minimum margin levels for customers in the FMX Division Rules and 2024 updates to the incentive program in the CX Division Rules. |
03/05/2024 |
Certified |
03/19/2024 |
|
3 |
| NODAL |
Nodal Exchange is amending the names of 2 contracts from "PJM OVEC" to "PJM OVEC (PRE-PJM)". These revisions have no effect on the economic characteristics of these contracts in accordance with CFTC Regulation 40.6(d)(i). |
01/30/2019 |
Notified |
01/30/2019 |
|
3 |
| NYMEX |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") |
03/24/2016 |
Withdrawn |
03/24/2016 |
|
3 |
| CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") |
03/24/2016 |
Certified |
04/07/2016 |
|
3 |
| NODAL |
The Exchange is extending several Environmental Incentive Programs, which are set to expire December 31, 2020. |
11/10/2020 |
Certified |
11/25/2020 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
03/10/2023 |
Certified |
03/24/2023 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
03/10/2023 |
Certified |
03/24/2023 |
|
3 |
| MIAX |
HRSWFIP Extension |
11/05/2024 |
Certified |
11/20/2024 |
|
3 |
| NFX |
Rule Certification to extend the Energy Designated Market Maker Program |
10/23/2019 |
Certified |
11/06/2019 |
|
3 |
| NFX |
Rule Certification to Eliminate Execution Fees for all Dry Freight Futures and Options Transactions |
02/06/2020 |
Certified |
02/21/2020 |
|
3 |
| NODAL |
The Exchange is amending the Rules and Nodal Exchange Participant Agreement ("Agreement") to allow intermediated trades to be entered on its System. |
10/18/2023 |
Certified |
11/01/2023 |
|
3 |
