CME |
Establishment of Block Trade Minimum Thresholds in Four New Products. CME/CBOT #14-104 |
03/24/2014 |
Certified |
04/08/2014 |
|
4 |
CBOT |
Implementation of the E-mini Equity Index Futures BTIC Market Maker Program |
10/28/2015 |
Certified |
11/12/2015 |
|
4 |
MGE |
Implementation of MGEX SPIKES Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
4 |
CME |
Implementation of the E-mini Equity Index Futures BTIC Market Maker Program |
10/28/2015 |
Certified |
11/12/2015 |
|
4 |
NYMEX |
Modifications to the NYMEX Deferred Natural Gas Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NODAL |
The Exchange is amending Rulebook Appendix B - Minimum Block Sizes, the Exchange and Clearing Transaction Fee Schedule and the Nodal Electronic Trade Error Policy for the upcoming listing of new environmental contracts. |
11/02/2022 |
Certified |
11/17/2022 |
|
4 |
NYMEX |
Modifications to the Natural Gas Financial Futures Spread Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NYMEX |
Modifications to the Natural Gas Financial Products Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NYMEX |
Modifications to the Non-Core Crude and Refined Liquidity Provider Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NODAL |
Rules revised to add terminology and procedures regarding option products. |
05/08/2017 |
Certified |
05/22/2017 |
|
4 |
NODAL |
Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 |
01/04/2016 |
Certified |
01/19/2016 |
|
4 |
NYMEX |
Implementation of the Natural Gas Basis Futures Market Maker Program |
02/12/2016 |
Certified |
02/29/2016 |
|
4 |
CME |
Modifications to the E-mini Russell 1000 Index Futures Market Maker Program |
07/16/2024 |
Certified |
07/30/2024 |
|
4 |
CME |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
CBOT |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
NYMEX |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
NODAL |
The Rules are being revised to reflect the introduction of Nodal Contracts based on trucking freight futures |
03/15/2019 |
Certified |
03/29/2019 |
|
4 |
COMEX |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
NFX |
Self-certification to eliminate all transaction fees for futures and options on futures contracts listed on the Exchange. |
12/30/2019 |
Certified |
01/14/2020 |
|
4 |
NYMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
NODAL |
self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
08/29/2019 |
Certified |
09/13/2019 |
|
4 |
LEDGERX |
LedgerX Revised Participant Agreement |
05/28/2021 |
Certified |
06/14/2021 |
|
4 |
COMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
CFE |
AMERIBOR Futures Lead Market Maker Program Amendment |
09/19/2022 |
Certified |
10/03/2022 |
|
4 |
NODAL |
Nodal Exchange Power Incentive Program |
02/22/2016 |
Withdrawn |
02/25/2016 |
|
4 |
NFX |
Certification of 2017 Trading Calendar. |
11/16/2016 |
Withdrawn |
11/17/2016 |
|
4 |
NODAL |
The Exchange is amending the Transaction Fee Schedule, Minimum Block Sizes and No-Cancellation Ranges for the upcoming launch of new environmental contracts. |
06/03/2022 |
Certified |
06/17/2022 |
|
4 |
TRUEEX |
Self certification of rule amendments. |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
COMEX |
Copper Options Market Maker Program |
04/16/2015 |
Certified |
04/30/2015 |
|
4 |
SMFE |
International Incentive Program |
07/16/2021 |
Certified |
07/30/2021 |
|
5 |
NFX |
Nasdaq Futures, Inc. ("NFX" or "Exchange") amends its Rules at Chapter IV, Chapter 316D and 316 E to add a new order type and list two new products. |
10/31/2017 |
Certified |
11/15/2017 |
|
5 |
KEX |
Amendments to the Rulebook and Member Agreement relating to a change in clearing house, and amendments to the Member Agreement to add disclosures and stylistic changes. |
07/26/2024 |
Certified |
08/08/2024 |
|
5 |
MGE |
Modification of MGEX SPIKES Market Maker Program |
11/27/2020 |
Certified |
12/11/2020 |
|
5 |
MGE |
Modifications to the MGEX SPIKES Market Maker Program |
11/12/2021 |
Certified |
11/29/2021 |
|
5 |
CME |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
CBOT |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
NYMEX |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
COMEX |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
KEX |
Confidential referral program (requiring trading) |
10/12/2021 |
Withdrawn |
10/13/2021 |
|
5 |
CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
CBOT |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
NYMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
COMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
NFX |
NASDAQ Futures, Inc. hereby submits rules, terms and conditions for New NFX Midwest US Shredded Steel Scrap Financial Futures ("Scrap Steel Contract"). |
11/28/2017 |
Certified |
12/12/2017 |
|
5 |
KEX |
Market Maker Program filing |
02/26/2024 |
Certified |
03/11/2024 |
|
5 |
NFX |
Self-certification to eliminate the "Cross Order" order type from the NFX Trading System. |
05/02/2017 |
Certified |
05/16/2017 |
|
5 |
NODAL |
Exchange is self-certifying amendments to the Nodal Exchange Rulebook and Participant Agreement pursuant to Commission Regulation 40.6(a) |
08/15/2019 |
Certified |
08/29/2019 |
|
5 |
CME |
Modifications to the CME and CBOT Exchange Fee Schedules to Remove References to Open Outcry/Pit Trading and Associated Exchange Fees for All Contracts Except CME Options on Eurodollar and SOFR Futures Contracts |
09/16/2021 |
Certified |
09/30/2021 |
|
5 |
CBOT |
Modifications to the CME and CBOT Exchange Fee Schedules to Remove References to Open Outcry/Pit Trading and Associated Exchange Fees for All Contracts Except CME Options on Eurodollar and SOFR Futures Contracts |
09/16/2021 |
Certified |
09/30/2021 |
|
5 |
NODAL |
Amendments to the Nodal Exchange Environmental Incentive Program 10 |
09/09/2024 |
Certified |
09/23/2024 |
|
5 |