| NYMEX |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/29/2010 |
|
1 |
| NFX |
Amending NFX By-Laws and Rules to update the nominating process and other minor technical amendments to the Rules. NFX #2010-09 |
09/13/2010 |
Certified |
06/07/2011 |
|
1 |
| NADEX |
Submission of an updated Market Maker Agreement between NADEX and its current market maker, Market Risk Management. |
12/09/2010 |
Certified |
12/23/2010 |
|
1 |
| MGE |
Amendments to Resolution 2020.00 and 2101.01.B to create a single exchange fee and clearing fee structure across all trading platforms. |
04/28/2011 |
Certified |
04/28/2011 |
|
1 |
| ICE US |
Amendments to FAQ on Cleared Swaps. ICE US #11-78 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| KCBT |
Amending Rule 2005.01 pertaining to its wheat futures settlement procedures. |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
| ICE US |
Extension of Terms of Russell Individual Member Fee Program. ICE US #12-94 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| CBOT |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
| COMEX |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| NYMEX |
Modifications to the Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #13-397 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| CBOT |
Modifications to Agricultural Options Market Maker Program |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| CBOT |
Termination of Condition of Force Majeure with Respect to Corn Shipping Stations on the Illinois River |
03/06/2018 |
Certified |
03/20/2018 |
|
1 |
| NADEX |
Amends Rules to distinguish authority to limit trading; clarifies language and specifies when disciplinary action is considered final; allows for the charging of interest on negative amounts. This filing also affects Nadex as a DCO. |
10/12/2018 |
Certified |
10/26/2018 |
|
1 |
| CME |
Modifications to the FX Futures Block Price Maker Fee Waiver Program |
01/15/2019 |
Certified |
02/01/2019 |
|
1 |
| NFX |
Extension of the quote liquidity provisioning program and updating the change in fees from $0.03 to $0.05 for the Off-Peak 25 MWH contracts. |
05/17/2019 |
Certified |
06/03/2019 |
|
1 |
| SMFE |
SMFE 2020-001 - Amendments to Exchange Rule 904 |
04/27/2020 |
Certified |
05/11/2020 |
|
1 |
| CME |
Modifications to the Cryptocurrency Futures and Options Block and EFRP Program |
01/11/2021 |
Certified |
01/26/2021 |
|
1 |
| NADEX |
Nadex is amending the open time for its daily and weekly commodities to open at 6:00pm ET on the first trade date of the week rather than 3:00am ET; Nadex is updating its Holiday Schedule Product Guidelines |
03/05/2021 |
Certified |
03/19/2021 |
|
1 |
| CBOT |
Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. |
11/12/2021 |
Certified |
11/29/2021 |
|
1 |
| CME |
Modifications to the SOFR Options Broker Incentive Program |
08/16/2022 |
Certified |
08/30/2022 |
|
1 |
| CME |
Extension of the IPOX Futures Fee Discount Program |
12/18/2023 |
Certified |
01/03/2024 |
|
1 |
| ICE US |
Deletes EFP and EFS reporting and submission procedures from rules and placed in exchange procedures. NYBOT 07-24. See also FILAC #08-05 regarding new reporting procedures. |
03/23/2007 |
Certified |
03/30/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CME |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| CCFE |
Adds Error Trade Policy and Procedures pursuant to CCFE Rule 414. CCFE #09-30 |
11/24/2009 |
Certified |
01/05/2010 |
|
1 |
| CME |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| ICE US |
Rule Amendments to change procedures for determining settlement prices; consolidating the issuance of the requisite delivery notices and information into the eCOPs system. ICE US #10-53 |
12/09/2010 |
Certified |
12/21/2010 |
|
1 |
| ICE US |
Thanksgiving Holiday Trading Hours. ICE US #11-79 |
10/24/2011 |
Certified |
10/24/2011 |
|
1 |
| CME |
Modifications to the Market Maker Program for Housing Futures traded on Globex. CME #11-504 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
| KCBT |
Amending Rule 130.00 pertaining to membership approval procedures. |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
| ICE US |
Extension of Terms of Foreign Trader Market Maker Program. ICE US #12-91 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| NYMEX |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
| KCBT |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| COMEX |
Modifications to the Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #13-397 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| CBOT |
Implementation of the Fed Fund Options Floor Broker Pool Program. CBOT #14-152 |
05/15/2014 |
Certified |
05/30/2014 |
|
1 |
| CBOT |
Termination of Force Majeure and All Conditions of Force Majeure with Respect to Corn and Soybean Shipping Stations on the Illinois River |
08/03/2015 |
Certified |
08/17/2015 |
|
1 |
| CME |
Modifications to Agricultural Options Market Maker Program |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
| NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program. |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
| CME |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments (Week of February 26, 2018) |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
| NADEX |
Amends Rule 9.2 (Investigations, Hearings, and Appeals) to clarify that investigations, and information and documents collected or obtained relating to an investigation are treated as confidential and non-public. |
04/02/2019 |
Certified |
04/16/2019 |
|
1 |
| NFX |
Amendment of the Exchange's broker incentive program |
05/17/2019 |
Certified |
06/03/2019 |
|
1 |
| CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| NYMEX |
Modifications to the NYMEX Fee Schedule for Two (2) Metals Futures Contracts |
01/14/2020 |
Certified |
01/29/2020 |
|
1 |
| NYMEX |
Amendments to the NYMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table for the Palladium Futures and Micro Palladium Futures Contracts |
04/27/2020 |
Certified |
05/11/2020 |
|
1 |
| ICE US |
Amendments to Exchange Trade at Settlement (TAS) FAQ document to provide Henry Hub TAS trades in the first 25 listed contract months. |
12/02/2020 |
Notified |
12/02/2020 |
|
1 |
| CME |
Expansion of the Basis Trade at Cash Open ("TACO") Trading Session on CME Globex for the E-mini Standard & Poor's 500 Stock Price Index Futures, E-mini Nasdaq-100 Indexr Futures, E-minir Russell 2000r Index Futures and Basis Trade at Index Close ("BTIC") |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| CBOT |
Modifications to the SOFR Options Broker Incentive Program |
08/16/2022 |
Certified |
08/30/2022 |
|
1 |
| MGE |
Expands the closing period for futures from the last 30 sec to the last 60 sec of trading and combines the weighted average of the closing period vol. from both the electronic platform and the trading pit to determine futures settlement price. |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
