| CME |
Weekly Notification of Rule Amendments - Week of September 28, 2015 |
10/06/2015 |
Notified |
10/06/2015 |
|
1 |
| COMEX |
Amendments to Non-Reviewable Ranges for Options and Implied Options Traded on CME Globex |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
| CBOT |
Amendments to CBOT Equity Index Futures and Options Contracts |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
| CBOT |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| CBOT |
Modifications to the International Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| CBOT |
Modifications to the International Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
| CME |
Modifications to the Latin America Fund Manager Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
| MGE |
Weekly notification regarding Christmas and New Year's holidays |
12/13/2019 |
Notified |
12/13/2019 |
|
1 |
| MGE |
Weekly Notifications for the Week of April 19, 2021. |
04/29/2021 |
Notified |
04/29/2021 |
|
1 |
| CME |
Modifications to the SOFR Options Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
| CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 532. ("Disclosing Orders Prohibited") and Issuance of Associated Market Regulation Advisory Notice RA2305-5 ("Improper Use or Disclosure of Non-Public Information Prohibited"). |
09/14/2023 |
Certified |
09/28/2023 |
|
1 |
| ICE US |
Notifies the CFTC that NYBOT will change its corporate name to ICE Futures U.S., Inc. as of September 3, 2007. |
08/31/2007 |
Certified |
08/31/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYLIFFE |
Provides a Notice to Members with guidance on NYSE Liffe US Rule 419, relating to changes in commodity codes and Member Firm IDs flowing from the change in Clearing Service Provider. NYSE Liffe #2009-110 |
04/06/2009 |
Certified |
08/27/2009 |
|
1 |
| NYMEX |
Provides an Advisory Notice RA0905-4 regarding changes to (1) the reporting procedures for spreads executed in a trading ring, and (2) the physical placement of price reporting staff on the trading floor. NYMEX #09.102 |
05/29/2009 |
Certified |
06/10/2009 |
|
1 |
| NYMEX |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Issues NYMEX/COMEX Market Regulation Advisory Notice RA0911-4, providing information on the recordkeeping requirements for pit trades, including the entry of the trade data from trading cards and order tickets into the CME Clearing System. NYMEX #09-224 |
09/29/2009 |
Certified |
03/29/2010 |
|
1 |
| OCX |
Provides new Rule 422 (rules and procedures for the transfer of trades) and new and Rule 423 (rules and guidance on the offsetting of concurrent long and short positions). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
| CME |
Issues an updated Block Trade Advisory, CME & CBOT Market Regulation Advisory Notices RA1002-3. CME/CBOT #10-167 |
06/11/2010 |
Certified |
06/30/2010 |
|
1 |
| CME |
Revising CME Rule 506 to permit all CME members and their employees on the trading floor to use headsets to speak directly to nonmember customers located off the trading floor. CME #10-269 |
09/20/2010 |
Certified |
12/07/2010 |
|
1 |
| NYLIFFE |
Extension of the Futures Incentive Program. NYLIFFE 2011-120 |
06/30/2011 |
Certified |
06/30/2011 |
|
1 |
| ICE US |
Extension of Certain Exchange Market Maker Programs. ICE US #11-85 |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
| CBOT |
Issuance of CBOT Market Regulation Advisory Notice RA1203-1 - Open Outcry Trading of Treasury and Swap Futures in the Treasury and Swap Futures Pit. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| NYMEX |
Revisions to Chapter 8 of the Rulebooks. CME/CBOT/NYMEX/COMEX #12-269 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
| NYMEX |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| NYMEX |
Modifications to the International Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
| CBOT |
Termination of Condition of Force Majeure with Respect to Wheat Shipping Stations on the Ohio River |
03/12/2018 |
Certified |
03/26/2018 |
|
1 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Exchange Member Firm Fee Program to December 31, 2018. |
06/15/2018 |
Certified |
06/29/2018 |
|
1 |
| CME |
Modifications to the Emerging Markets Bank Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
| CME |
Modifications to the Retail Broker Incentive Program |
01/15/2020 |
Certified |
01/30/2020 |
|
1 |
| SMFE |
Revised Fee Schedule |
05/01/2020 |
Certified |
05/15/2020 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments - Week of December 13, 2021 |
12/20/2021 |
Notified |
12/20/2021 |
|
1 |
| CDE |
Eris Exchange is submitting amendments to its LLC Agreement and committee Charters to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. |
01/17/2022 |
Certified |
01/31/2022 |
|
1 |
| CBOT |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 532. ("Disclosing Orders Prohibited") and Issuance of Associated Market Regulation Advisory Notice RA2305-5 ("Improper Use or Disclosure of Non-Public Information Prohibited"). |
09/14/2023 |
Certified |
09/28/2023 |
|
1 |
| CME |
Implements a market making program in the E-mini S&P Midcap 400 and EminiS&P Small Cap 600 contracts. CME #07-72. CME submitted No. 07-72R on September 12 to supplement this submission. |
08/31/2007 |
Certified |
09/12/2007 |
|
1 |
| NYMEX |
Provides a Reference Change from NYMEX ClearPort to CME ClearPort. NYMEX #09-60 |
04/07/2009 |
Certified |
04/17/2009 |
|
1 |
| CFE |
Deletes the term combination, from CFE's Rules and Policies and Procedures and amends the block trade rule. CFE #2009-13 |
06/02/2009 |
Certified |
07/15/2009 |
|
1 |
| MGE |
Amends Rules 264.00, 264.02, 265.00, and 265.02, to comply with disciplinary committee composition requirements as stated within CFTC Core Principle 15 and the safe harbor provisions. |
09/30/2009 |
Certified |
11/27/2009 |
|
1 |
| CME |
Amends Rule 615.E to clarify the circumstances under which an audio recording of an arbitration hearing will be released by the Market Regulation Department to a party requesting the recording. CME/CBOT/NYMEX #09-288 |
12/01/2009 |
Certified |
06/08/2010 |
|
1 |
| ICE US |
Provides Trading Hours for the Martin Luther King Jr. Holiday. ICE US #10-1 |
01/13/2010 |
Certified |
01/13/2010 |
|
1 |
| CBOT |
Issuance of CME/CBOT Market Regulation Advisory Notices RA1002-3 CME/CBOT #10-167 |
06/11/2010 |
Certified |
06/30/2010 |
|
1 |
| NYLIFFE |
Extension of the Active Market Participant Program. NYLIFFE #2010-121 |
06/30/2011 |
Certified |
06/30/2011 |
|
1 |
| NYLIFFE |
Extension of the Designated Market Maker Program for mini MSCIs. |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
| ICE US |
Various Rule Amendments and the Renaming of Rulebook Chapter 4. ICE US #12-44 |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| COMEX |
Revisions to Chapter 8 of the Rulebooks. CME/CBOT/NYMEX/COMEX #12-269 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
| NYMEX |
Modifications to Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #12-367 |
11/13/2012 |
Certified |
11/29/2012 |
|
1 |
| NYMEX |
Amendments to Block Trade Minimum Thresholds in Three NYMEX Products. NYMEX/COMEX #13-069 |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
| ICE US |
Amending the Henry Hub Capped Options Liquidity Provider which increase the maximum number of participants in the program. ICE US #13-58 |
06/28/2013 |
Certified |
07/16/2013 |
|
1 |
| NYMEX |
Modifications to the Cross-Venue Energy and Metals Incentive Program for High Volume Contributors. NYMEX/COMEX #14-006 |
01/08/2014 |
Certified |
01/24/2014 |
|
1 |
| CME |
Modifications to the Central Bank Incentive Program |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
