| CBOT |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| ICE US |
Effective January 1, 2017 the Exchange is extending the terms of the MSCI Contract Exchange Member Fee Incentive Program through December 31, 2017. |
11/30/2016 |
Certified |
12/14/2016 |
|
1 |
| ICE US |
Weekly Notification of Rule Changes |
08/21/2017 |
Notified |
08/21/2017 |
|
1 |
| CME |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| CME |
Modifications to the TOPIX Futures Fee Waiver Program |
02/12/2019 |
Certified |
02/27/2019 |
|
1 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Exchange Member Firm Fee Program through December 31, 2019. |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| COMEX |
Modifications to the Central Bank Incentive Program |
01/13/2021 |
Certified |
01/28/2021 |
|
1 |
| CFE |
Options on Futures |
02/13/2023 |
Certified |
02/28/2023 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
10 Day Review |
06/14/2024 |
|
1 |
| CME |
Revises Globex No Bust Ranges to Add the No Bust Ranges for Newly Listed NYMEX Soft Commodity Products. See NYMEX Submission #07-20. CME No. 07-02 |
01/05/2007 |
Certified |
01/05/2007 |
|
1 |
| ICE US |
Introduces an Options Market Maker Program and amends Rule 2.23(a) to explicitly state the purpose for leasing a membership. ICE US #07-51 |
09/06/2007 |
Certified |
11/13/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Authorizes the VP of Market Regulation to take summary action against individuals failing to report Block Trades within the required 5 minute period. Also amends definition of the term "Anchor Price." ICE US #08-29 |
05/06/2008 |
Certified |
06/18/2008 |
|
1 |
| CCFE |
Modifies contract specifications for its Carbon Financial Instrument futures contract and its Options on Carbon Financial Instrument futures contract. CCFE #09-24 |
10/08/2009 |
Certified |
11/27/2009 |
|
1 |
| COMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| NFX |
Amending Acceptable Trade Range Rule and a Futures Trader Alert. NFX #2013-17 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
| NADEX |
Amending the Trading Hours for its Daily and Weekly Germany 30 and FTSE 100 Binary and Variable Payout Contracts. |
01/10/2014 |
Certified |
01/28/2014 |
|
1 |
| CBOT |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| COMEX |
Implementation of the Latin America Proprietary Trading Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
1 |
| NFX |
Direct Access |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
| COMEX |
Modifications to the Latin America Proprietary Trading Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
1 |
| NYMEX |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| CBOT |
Modifications to the Fed Fund Options Floor Broker Pool Program |
05/31/2017 |
Certified |
06/14/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry") and Rule 574. ("Globex Access Restrictions") |
10/13/2017 |
Certified |
10/27/2017 |
|
1 |
| CBOT |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Broker Incentive Program through December 31, 2019. |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
01/13/2021 |
Certified |
01/28/2021 |
|
1 |
| COIN |
LMX Labs Rulebook Updates |
05/05/2021 |
Certified |
05/19/2021 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
10 Day Review |
06/14/2024 |
|
1 |
| NYMEX |
Adopts Compliance Interpretive Notice 01-07 Regarding Trading in COMEX Metals Contracts and Amendments to Position Limit/Accountability Rules for Certain Cash-Settled COMEX Metals Contracts. NYMEX No. 07.02 |
01/09/2007 |
Certified |
01/12/2007 |
|
1 |
| CME |
Changes opening time for all Globex listed Dairy Futures and Options. CME #09-236 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| NYLIFFE |
Provides Amended and Restated Limited Liability Company Agreements of NYSE Liffe US LLC and NYSE Liffe Holdings LLC; Adoption of certain related agreements. NYLIFFE #2009-124 |
01/26/2010 |
Certified |
05/03/2010 |
|
1 |
| NYMEX |
Additional Supplemental information relating to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403S |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| KCBT |
Implementing an incentive program for KCBT Permit Holders in support of KCBT HRW Wheat Futures and Options products. KCBT #12-02 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| TRUEEX |
Policies and Procedures regarding trades not accepted for clearing; TRUEEX |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
| NYMEX |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1516-5 Concerning Rule 575 ("Disruptive Practices Prohibited") |
10/08/2015 |
Certified |
10/23/2015 |
|
1 |
| NFX |
Market Makers |
11/23/2015 |
Certified |
12/08/2015 |
|
1 |
| COMEX |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
| CME |
Amendments to Rule 106.K. ("Transfer to a Trust") |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
05/31/2017 |
Certified |
06/14/2017 |
|
1 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry") and Rule 574. ("Globex Access Restrictions") |
10/13/2017 |
Certified |
10/27/2017 |
|
1 |
| NYMEX |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| CFE |
The Amendment amends CFE Policy and Procedure VI, which sets forth CFE's Trading Privilege Holder Permit Program. |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
| CME |
Extension of the BTIC on Nikkei 225 Fee Discount Program |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| CBOT |
Amendments to Rule 588.H. ("Globex Non-Reviewable Ranges") Table for the 3-Year U.S. Treasury Note Futures Contract |
08/04/2020 |
Certified |
08/18/2020 |
|
1 |
| CBOT |
Extends Temporary Membership Privileges in 100oz Gold and 5,000 oz Silver Options for Holders of CBOT Series B-4 (IDEM) Membership Status through December 31, 2007. CBOT #2801.01 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
