Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Bonus incentive program where participants who meet the program requirements will receive a credit equal to 10% of the participant's initial account deposit (up to $100) 03/13/2020 Certified 03/27/2020 1
CME Modifications to the Retail Broker Incentive Program 05/14/2020 Certified 05/29/2020 1
CME Extension of the Sterling Overnight Index Average ("SONIA") Futures Block Discount Program 05/07/2021 Certified 05/21/2021 1
CBOT Weekly Notification of Rule Amendments - Week of February 13, 2023 02/21/2023 Notified 02/21/2023 1
COMEX Weekly Notification of Rule Amendments - Week of June 26, 2023 07/03/2023 Notified 07/03/2023 1
ICE US Notifies and Certifies Change in Ownership Due to ICE Acquiring NYBOT under Regulation 38.5(d). 01/19/2007 Certified 01/22/2007 On 09/03/07 NYBT was renamed ICE US 1
CME Provides a Regulatory Advisory on Daily Submission of Large Trader Data. Advisory RA0801-3, CME & CBOT # 08-37 02/14/2008 Certified 03/03/2008 1
NYMEX Amends Rule 820 to identify "London Good Delivery" gold as defined by the London Bullion Market Association as acceptable collateral. CME/CBOT/NYMEX #09-262 10/30/2009 Certified 12/03/2009 1
KCBT Amends Rule 1129.00 to provide additional flexibility in EFR transactions by allowing options contracts to be exchanged for or in connection with OTC transactions. 03/30/2010 Certified 05/06/2010 1
COMEX Supplemental information relating to the NYMEX/COMEX Energy and Metals Products Cross-Venue Incentive Program. 11-416S 11/14/2011 Certified 11/30/2011 1
NYMEX Revising Rules Related to Declarations of Force Majeure. CME/CBOT/NYMEX/COMEX #12-126 05/03/2012 Certified 05/03/2012 1
CBOT Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 10/01/2012 Certified 10/17/2012 1
MGE Amending Regulation 2011.00 to remove the early hours of trading for Hard Red Spring Wheat options by open outcry on the days key agricultural reports are released by USDA. 11/08/2012 Certified 11/27/2012 1
COMEX Modifications to COMEX Copper Options Incentive Program. COMEX #13-012 01/11/2013 Certified 01/29/2013 1
ICE US Extension of ICE Futures Physical Environment Product Program. ICE US #13-73 09/10/2013 Certified 09/25/2013 1
NFX Issuing two Futures Regulatory Alerts to address audit trail requirements and reporting requirements. NFX #2013-20 10/17/2013 Certified 11/01/2013 1
CME Extension of the CME Individual Member Equity Index Maxi-Mini Incentive Program. CME #13-431 12/11/2013 Certified 12/27/2013 1
CME Revision to CME/CBOT/NYMEX/COMEX Rule 409.D ("Appeals") 08/29/2014 Certified 09/15/2014 1
CME Modifications to the CME Individual Member Equity Index Maxi-Mini Incentive Program 12/12/2014 Certified 12/29/2014 1
CBOT Amendment to Rule 526.F. and Issuance of CME Group Market Regulation Advisory Notice RA1506-5 05/13/2015 Certified 05/28/2015 1
NFX Energy Broker Incentive Program 06/19/2015 Certified 07/06/2015 1
ICE US Effective October 27, 2015 the Exchange is amending Rule 6.20 to provide some flexibility in determining the date upon which the spot month position limit period begins for the Henry LD1 Fixed Price Futures Contract. 10/13/2015 Certified 10/27/2015 1
ICE US The Exchange is extending the term of the FX Market Maker Program through June 30, 2016. 11/25/2015 Certified 12/10/2015 1
NYMEX Modifications to the International Cross-Asset Volume Incentive Program 12/15/2015 Certified 12/30/2015 1
CBOT Issuance of Market Regulation Advisory Notice RA1609-5 Regarding Block Trades. 07/28/2016 Certified 08/11/2016 1
CBOT Modifications to the Latin America Fund Manager Incentive Program 09/07/2016 Certified 09/21/2016 1
CME Modifications to the Ultra 10-Year Block Fee Discount Program 06/05/2017 Certified 06/19/2017 1
CFE The Amendment updates the rule changes that CFE is implementing in connection with CFE's migration to a new CFE trading system. 01/24/2018 Certified 02/07/2018 1
CFE The Amendment amends CFE Rules 519 and 522 to reflect changes to Commission Regulations published by the CFTC. 03/21/2018 Certified 04/04/2018 1
NFX Notification of initial listing of trading months for Gold Coast and Canadian Crude futures contracts. 11/29/2018 Notified 11/29/2018 1
CBOT Modifications to the Retail Broker Incentive Program 05/14/2020 Certified 05/29/2020 1
ICE US Amendments to Canola Legacy Member Program 06/20/2021 Certified 07/02/2021 1
NYMEX Weekly Notification of Rule Amendments - Week of February 13, 2023 02/21/2023 Notified 02/21/2023 1
CFE Resolution of Error Trades 09/19/2023 Certified 10/03/2023 1
CME Modifications to the Micro Cryptocurrency Futures Market-Wide Fee Discount Program 12/29/2023 Certified 01/16/2024 1
CBOT Provides Notice on Trading Locations of Intermarket Spreads. CBOT Regulatory Advisory RA0806-1. CBOT #08-37 02/14/2008 Certified 02/14/2008 1
CBOT Amends CBOT Rule 817 (Liquidity Facility) to harmonizes the rule with the corresponding CME and NYMEX Rule. CBOT #09-264 10/30/2009 Certified 12/03/2009 1
MGE Adds New Rule 257.00 to create a Regulatory Oversight Committee and define its composition, duties and powers. 03/24/2010 Certified 05/06/2010 1
ICE US Amendments to Rule 27.11 and Chapter 27, Appendix I to change the price band outside of which market orders would not be executed and to provide for the mitigation of the effect of cascading stop orders. ICE US #11-3 01/26/2011 Certified 02/07/2011 1
COMEX Revising Rules Related to Declarations of Force Majeure. CME/CBOT/NYMEX/COMEX #12-126 05/03/2012 Certified 05/03/2012 1
NYMEX Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 10/01/2012 Certified 10/17/2012 1
NYMEX Establishing TAS Block Trade Eligibility in NYMEX HH and NN. NYMEX/COMEX #13-009 01/10/2013 Certified 01/26/2013 1
ICE US Amending Henry Hub Capped Options Liquidity Provider Program which increase the maximum number of participants in the Program. ICE US #13-24 03/06/2013 Certified 03/21/2013 1
ICE US Extension of ICE Futures Physical Products Futures Contracts Program. ICE US #13-74 09/10/2013 Certified 09/25/2013 1
NYMEX Extension of the NYMEX Brent Crude Oil Last Day Financial Futures Fee Waiver Program. NYMEX #13-417 12/11/2013 Certified 12/27/2013 1
NYMEX Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 02/10/2014 Certified 02/26/2014 1
CBOT Revision to CME/CBOT/NYMEX/COMEX Rule 409.D ("Appeals") 08/29/2014 Certified 09/15/2014 1
ICE US Weekly Notification that the Exchange amending Block Trade FAQ correcting outdated references to LIFFE White Sugar and an out of date cross reference in Rule 4.08(b)(iv). 11/20/2014 Certified 12/05/2014 1
NYMEX Amendment to Rule 526.F. and Issuance of CME Group Market Regulation Advisory Notice RA1506-5 05/13/2015 Certified 05/28/2015 1
NFX Non-substantive changes to SR-NFX-2015-10 06/19/2015 Certified 07/06/2015 1