| ICE US |
The amendments expands the categories of individuals and firms which agree to be bound by and comply with Exchange Rules, and which consent to the jurisdiction of the Exchange. |
01/22/2020 |
Certified |
02/05/2020 |
|
1 |
| CME |
Modifications to the BSBY Futures Market Maker Program |
07/12/2022 |
Certified |
07/26/2022 |
|
1 |
| ICE US |
Amendments to the Exchange's Chapter 21 "Disciplinary Rules" |
07/05/2023 |
Certified |
07/19/2023 |
|
1 |
| KCBT |
Clarifies that Orders Entered for Execution During Normal Trading Hours Remain Executable During the Post Settlement Session Unless Cancelled. |
05/02/2007 |
Certified |
05/04/2007 |
|
1 |
| CME |
Notifies the Commission of regulatory advisories that were issued to members of CME and CBOT with respect to each exchange's harmonized rulebooks. CME #07.101 |
12/04/2007 |
Certified |
01/30/2008 |
|
1 |
| CME |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
03/30/2010 |
|
1 |
| CME |
Amends the No Bust Ranges set forth in CME and CBOT Rule 588.K and NYMEX Rule 11G.588.K. CME/CBOT/NYMEX #09.110 |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
| NFX |
Revises Trading Hours for IDEX USD Interest Rate Swap Futures. NFX-2009-16 |
11/04/2009 |
Certified |
11/04/2009 |
|
1 |
| NYLIFFE |
Changes to Dynamic Price Limits for 5,000 Oz. and Mini-Sized Silver Futures. |
10/06/2010 |
Certified |
10/18/2010 |
|
1 |
| CME |
MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 |
01/27/2011 |
Certified |
03/25/2011 |
|
1 |
| ICE US |
Temporary Close of Trading Floor Due to Physical Emergency. ICE US #11-51 |
08/25/2011 |
Certified |
09/12/2011 |
|
1 |
| OCX |
Revisions to Rules 510 and 605 to update referenced organization name from NASD to FINRA and AMEX to NYSE AMEX. |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NADEX |
Implementing a "Refer-A-Friend" Incentive Program. |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
| COMEX |
Revising Market Regulation Advisory Notices on Block Trades, to clarify the privately negotiated standard for block trades. CME/CBOT #12-410 |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar and US Treasury Futures Contracts. NYLIFFE #2013-104 |
03/11/2013 |
Certified |
03/26/2013 |
|
1 |
| CFE |
Amending CFE Rule 419 - Limitation of Liability. CFE #2013-31 |
09/11/2013 |
Certified |
09/26/2013 |
|
1 |
| NFX |
Amending the Name of the Exchange. NFX #2013-23 |
10/23/2013 |
Certified |
11/07/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #14-041 |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
| CME |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1406-3 Concerning Block Trades |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| NYMEX |
Establishment of Block Trade Minimum Thresholds in Two (2) Singapore Fuel Oil Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1505-4 |
03/26/2015 |
Certified |
04/09/2015 |
|
1 |
| NYMEX |
Amendment to Block Trade Minimum Quantity Threshold for LNG Japan/Korea Marker (Platts) Futures Contract |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
| NYMEX |
Elimination of Open Outcry Trading Venue in Connection with the Closing of NYMEX Open Outcry Futures Trading Pits |
06/21/2015 |
Certified |
07/06/2015 |
|
1 |
| ICE US |
Effective September 28, 2015 the Exchange is amending the terms of the IFUS Henry Hub Options Liquidity Provider Program to include the new Options on Henry Penultimate Fixed Price Future 25K Contract. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| CANTOR |
Advisory FAQ Rule InterpretationCommodity Pools, Other Participants That Are Entities and the Relationship of Authorized Traders to Natural Person Participants |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| NFX |
Initial Listing of Trading Months in New NFX Options on NFX WTI 1st Line Financial Futures (TIQ) |
10/28/2016 |
Notified |
10/28/2016 |
|
1 |
| CME |
Extension of the Volatility-Quoted Options Fee Waiver Program |
06/06/2017 |
Certified |
06/20/2017 |
|
1 |
| CANTOR |
Addition of incentive programs |
11/30/2018 |
Certified |
12/14/2018 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
12/17/2019 |
Certified |
01/02/2020 |
|
1 |
| ICE US |
Amendments to Exchange Rule 4.37 - Transfers after Last Trading Day for Futures Contracts settled by Physical Delivery |
01/22/2021 |
Certified |
02/05/2021 |
|
1 |
| CME |
Modifications to the SOFR Options Market Maker Program |
03/16/2022 |
Certified |
03/30/2022 |
|
1 |
| CME |
Modifications to the SR3-ED Reduced Tick ICS Market Maker Program |
10/13/2022 |
Certified |
10/27/2022 |
|
1 |
| NYMEX |
Expands Application of NYMEX Rule 6.21 to Allow for EOO Transactions (Exchange of OTC Otions for NYMEX Options) in Heating Oil, Natural Gas, Reformulated Blend Unleaded Gasoline Options. NYMEX #07-56 |
05/03/2007 |
Certified |
05/09/2007 |
|
1 |
| NYMEX |
Amends the No Bust Ranges set forth in CME and CBOT Rule 588.K and NYMEX Rule 11G.588.K. CME/CBOT/NYMEX #09.110 |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
| ICE US |
Provides for the Veterans Day Settlement Period for Financials. ICE US #09-46 |
11/04/2009 |
Certified |
11/04/2009 |
|
1 |
| ICE US |
Amendments to Rule 27.11 to establish stop-limit orders and stop orders with protection for calendar spreads and Standing Resolution No. 7 to authorize the President to change the Calendar Spread Stop-Limit Order Range. ICE US #10-39. |
10/07/2010 |
Certified |
10/14/2010 |
|
1 |
| CBOT |
MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 |
01/27/2011 |
Certified |
03/25/2011 |
|
1 |
| CME |
Amendment to Rule 813 to permit the exchanges to determine a settlement price based on price information available from other markets, including settlement prices for similar contracts that trade on other exchanges. CME/CBOT/NYMEX #11-327 |
08/25/2011 |
Certified |
09/09/2011 |
|
1 |
| ICE US |
Delayed Open and Pre-Open of Electronic Markets. ICE US #12-46 |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
| ICE US |
Amendments to Exchange Rule 2.38 and Implementation of Permit Holder Incentive Program. ICE US #12-57 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NYLIFFE |
Announcing the Renewal of the Designated Market Maker Program for Precious Metals Futures. NYLIFFE #2013-105 |
03/11/2013 |
Certified |
03/26/2013 |
|
1 |
| ICE US |
Amendments to the Trade at Settlement, which explains the Exchange's TAS functionality. ICE US #13-45 |
05/17/2013 |
Certified |
06/04/2013 |
|
1 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Precious Metals Futures. NYLIFFE #2014-105 |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
| CBOT |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1406-3 Concerning Block Trades |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| CME |
At the request of the Commission, today CME withdrew CME Submission No. 15-028 filed yesterday in connection with this initiative as it was erroneously filed pursuant to filing type category of Product Terms and Conditions. |
01/15/2015 |
Certified |
01/30/2015 |
|
1 |
| COMEX |
Establishment of Block Trade Minimum Thresholds in Two (2) Singapore Fuel Oil Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1505-4 |
03/26/2015 |
Certified |
04/09/2015 |
|
1 |
| COMEX |
Elimination of Open Outcry Trading Venue in Connection with the Closing of COMEX Open Outcry Futures Trading Pits |
06/21/2015 |
Certified |
07/06/2015 |
|
1 |
| ICE US |
Effective September 28, 2015 the Exchange is amending the terms of the IFUS New Jurisdiction Liquidity Provider Program to include the new Henry Hub LD1 Fixed Price Future 25K Contract. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| NYMEX |
Modifications to the Retail Broker Incentive Program |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| NFX |
Self-certification to amend its quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/30/2018 |
Certified |
12/14/2018 |
|
1 |
