| NFX |
Amendment to Trading at Settlement Session |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
| CME |
Implementation of the Russell Futures Fee Discount Program |
04/12/2017 |
Certified |
04/26/2017 |
|
1 |
| CBOT |
Amendments to CME and CBOT Rule 588.H. ("Non-Reviewable Trading Ranges") Table for Certain Basis Trade at Index Close ("BTIC") on Certain Equity Futures Contracts |
11/21/2017 |
Certified |
12/06/2017 |
|
1 |
| ICE US |
Amendments to Rule 2.21 eliminate the requirement for non-FCM clearing members to file copies of their annual financial statements with the Exchange. |
06/21/2019 |
Certified |
07/08/2019 |
|
1 |
| CME |
Amendments to the CME Globex Trading Hours for Basis Trade at Index Close ("BTIC") Transactions on CME and CBOT Commodity Index Futures Contracts |
02/23/2023 |
Certified |
03/09/2023 |
|
1 |
| NADEX |
Changes the HedgeStreet Trading Hours to 8:00 a.m. - 4:00 p.m. EST Trading Hours Had Been From 9:00 a.m. to 8:00 p.m.). |
01/24/2007 |
Certified |
01/24/2007 |
|
1 |
| CBOT |
Extends through December 31, 2007, Temporary Trading Privileges for B-5(COM) Category Individuals for Covered Option Spreads in 100oz Gold and 5,000 oz Silver. CBOT #2802.01 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| CME |
Allows Foreign Exchange Futures Block Trades at or Above the Specified Minimum Amounts. CME #08-201 |
12/15/2008 |
Certified |
12/15/2008 |
|
1 |
| ICE US |
Allows FCMs to accept as margin deposits from their customers the permitted investments listed in Commission Regulation 1.25. ICE US #09-27 |
06/11/2009 |
Certified |
06/16/2009 |
|
1 |
| ELX |
Clarifies provisions of ELX Rules III-3 (Restrictions on Certain Persons Who Possess Material, Non-Public Information; Trading Prohibitions) and VI-10 (Responsibility for Procedures to Assure Compliance). ELX 2009-019 |
11/06/2009 |
Certified |
03/30/2010 |
|
1 |
| CANTOR |
Deletion of terms "DBOR," "DBOR Contract," and "DBOR Contract Rules" and amendment to term "Participant Clearing Account" under Exchange Rules. CANTOR # 2010-1. |
10/08/2010 |
Certified |
10/19/2010 |
|
1 |
| NYMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391R |
01/03/2011 |
Certified |
01/10/2011 |
|
1 |
| NYMEX |
Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
| ICE US |
Implementing several Volume and Broker Incentive Programs. ICE US #12-63 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| CME |
Revisions to CME Weather Futures and Options Chapters. CME #12-343 |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
| NFX |
Amending Rules E2 (Definitions), E10 (Market Makers and Liquidity Providers) and the Fee Schedule. NFX #2013-01 |
01/15/2013 |
Certified |
01/31/2013 |
|
1 |
| NADEX |
Nadex Limits the Number of Orders Trading Members May Submit via FIX Connection |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
| ICE US |
Effective 9/28/15 the Exchange is amending the terms of the Henry Hub Nat. Gas Swaps & Options Pgm to include 3 new contracts, the HH LD1 Fixed Price Fut. 25K, the Henry Penultimate Fixed Price Fut. & the option on Henry Penultimate Fixed Price Future 25K |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| NYMEX |
NYMEX Facilitation Fee Schedule Modifications for NYMEX Freight Contracts |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| NFX |
Amendment to the energy broker incentive program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| ICE US |
Effective June 1, 2016 the Exchange will implement Reasonability Limits during the Pre-Open period for all IFUS futures contracts except for U.S. Power and Gas and Physical Environment futures contracts. |
05/10/2016 |
Certified |
05/24/2016 |
|
1 |
| CFE |
The Amendment amends CFE Rules 403 (Order Entry), 414 (Exchange of Contract for Related Position), and 415 (Block Trading) to clarify information that must be included as part of an order. |
06/09/2016 |
Certified |
06/23/2016 |
|
1 |
| NFX |
Rule 40.6(d) Weekly Notification of Rule Amendments for week ending July 29, 2016 |
07/29/2016 |
Notified |
07/29/2016 |
|
1 |
| ICE US |
Amendment to Rule 4.02 - addition of Trade Practice Violation |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
| ICE US |
Effective February 9, 2018, new Rule 19.05 requires reporting of open positions in oil contracts. |
01/25/2018 |
Certified |
02/08/2018 |
|
1 |
| ICE US |
The Exchange is launching a New ICE Futures U.S. NGL Contracts Broker Program effective February 19, 2018. |
01/29/2018 |
Certified |
02/12/2018 |
|
1 |
| NFX |
Amending NFX Rulebook Chapter IV, Trading System, by revising subsection (a) of Section 13, Trading Halts. |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
| LEDGERX |
LedgerX Fee Schedule Change |
12/09/2020 |
Notified |
12/09/2020 |
|
1 |
| CBOT |
Amendments to the CME Globex Trading Hours for Basis Trade at Index Close ("BTIC") Transactions on CME and CBOT Commodity Index Futures Contracts |
02/23/2023 |
Certified |
03/09/2023 |
|
1 |
| ICE US |
Authorizes Electronic Trading in All Contracts from the Trading Floor by all Permit Holders, and Conforms Trading Floor Procedures to Side-By-Side Electronic Trading. NYBOT No 07-3 |
01/25/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides the Exchange's Instant Message Policy, iterates the provisions of Rule 4.34 with respect to IMs and also provides the circumstances under which IMs may be used for the transmission of orders. ICE US #08-70 |
12/16/2008 |
Certified |
04/09/2009 |
|
1 |
| ICE US |
Clarifies Hearing Procedures for acccess denial summary actions, and upgrades system handling of reasonability limits of option tradesICE US #09-26 |
06/11/2009 |
Certified |
08/10/2009 |
|
1 |
| NYMEX |
Provides notification of a NYMEX Market Maker Program for Gold, Silver, Copper, Platinum and Palladium. NYMEX #10-013 |
04/14/2010 |
Certified |
06/21/2010 |
|
1 |
| CANTOR |
Rule amendments clarifying that a Participant may have more than one Account if approved by the Exchange; an Affiliate of the Exchange may trade as a market maker; and Participants may appoint a third party with trading discretion. CANTOR #2010-2 |
10/08/2010 |
Certified |
10/21/2010 |
|
1 |
| COMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391R |
01/03/2011 |
Certified |
01/10/2011 |
|
1 |
| ELX |
ELX Volume and Open Interest Incentive Program for Authorized Customers and Participants. |
01/31/2011 |
Certified |
03/11/2011 |
|
1 |
| NYMEX |
Additional Supplemental Information Relating to the Non-Member Cross-Venue Incentive Program for NYMEX Energy Products. NYMEX #11-420S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| COMEX |
Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
| ICE US |
Various Rule Amendments and New Market Halt Review Procedures. ICE US #12-62 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| CME |
Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| NYMEX |
Modifications to NYMEX Brent Crude Oil Last Day Financial Futures Fee Waiver Program. NYMEX #12-379 |
11/20/2012 |
Certified |
12/06/2012 |
|
1 |
| CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program. CBOT #13-089 |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| CFE |
CFE Rule Amendment to reflect in CFE Rule 513A additional functionality that CFE is adding to its quote risk monitor mechanism risk control. CFE #2014-12 |
06/02/2014 |
Certified |
06/17/2014 |
|
1 |
| NFX |
Amended Services Agreement. |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
| NFX |
Amendments to the Authorized Trader & Account Management Reference Guide |
06/23/2015 |
Certified |
07/08/2015 |
|
1 |
| ICE US |
The Exchange is amending Rule 6.04 to clarify the methods that can be used to determine settlement prices in the event of a physical emergency and is also amending the definition of the term "Index Contract". |
10/15/2015 |
Certified |
10/29/2015 |
|
1 |
| ICE US |
The Exchange is amending the Russell Contract Individual Member Fee Program and extending the terms through June 30, 2018. |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| ICE US |
Effective February 9, 2018 amendments to Block Trade Procedures relating to new oil contracts being listed by the Exchange. |
01/25/2018 |
Certified |
02/08/2018 |
|
1 |
| CME |
Modifications to the Eurodollar Options Pit Broker Program |
12/09/2020 |
Certified |
12/23/2020 |
|
1 |
| ICE US |
Amendments to MSCI Member Program |
06/22/2021 |
Certified |
07/07/2021 |
|
1 |
