| CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
12/09/2020 |
Certified |
12/23/2020 |
|
1 |
| CFE |
Amendment made some non-substantive revisions to correct typographical errors and renumber certain rule provisions. |
01/25/2021 |
Notified |
01/25/2021 |
|
1 |
| CBOT |
Extension of the Eris Block Broker Rebate Program |
03/17/2021 |
Certified |
03/31/2021 |
|
1 |
| NYMEX |
Reduction of Block Trade Minimum Quanity Threshold for the LPG Freight Route (BLPG3) (Baltic) Futures Contract |
06/23/2021 |
Certified |
07/08/2021 |
|
1 |
| CBOT |
Trading at Settlement (TAS) Eligibility for Certain U.S. Treasury Futures Contracts |
10/14/2021 |
Certified |
10/28/2021 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2401-5 |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
| NADEX |
Adopts a New Market Maker Program for Susquahanna to be Implemented by 2/01/07 |
01/26/2007 |
Certified |
02/14/2007 |
|
1 |
| NFX |
Replaces Market Makers Rule E10, in its Entirety. PBOT 2007-10 |
06/20/2007 |
Certified |
07/18/2007 |
|
1 |
| ICE US |
Provides temporary change in Electronic Trading Hours for Financial and Stock Index products; No Trading on Good Friday. ICE US #Amended 09-20 |
04/21/2009 |
Certified |
04/27/2009 |
|
1 |
| CME |
Adding "Gold Volatility Index" and "Crude Oil Volatility Index" given the impending launch of Gold and Crude Oil VIX contracts under Rule 588.G. CME/CBOT/NYMEX #10-296 |
10/12/2010 |
Certified |
01/06/2011 |
|
1 |
| CME |
Revisions to Various Rules in Chapters 4, 8, 8A, 9 amd 8D. CME/CBOT/NYMEX #11-259 |
07/06/2011 |
Certified |
07/20/2011 |
|
1 |
| NFX |
General Trading Standards and Prohibited Practices |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| COMEX |
Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| ICE US |
Clarifying amendments to Annex B of the Exchange's bylaws concerning fees as set forth in Exhibit A. ICE US #13-7 |
01/16/2013 |
Certified |
02/01/2013 |
|
1 |
| CBOT |
Adjusting the electronic and floor trading hours for CBOT Grain and Oilseed futures and options. CBOT #13-092 |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 |
07/10/2013 |
Approved |
11/14/2013 |
|
1 |
| NYMEX |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
| OCX |
Issuing Notice to Members 2015-20 (Execution Fee Cap for OCX.NoDivRisk Products) |
06/25/2015 |
Certified |
07/10/2015 |
|
1 |
| CBOT |
Modifications to International Cross-Asset Volume Incentive Program |
08/17/2015 |
Certified |
08/31/2015 |
|
1 |
| ICE US |
Effective November 2, 2015 the Exchange is amending the terms of the Softs Futures Market Maker Program to include the new World Cotton Futures Contract. |
10/15/2015 |
Certified |
10/29/2015 |
|
1 |
| ICE US |
Weekly Notification of Rule Changes - correction of typographical errors in certain financial power futures contracts. |
08/01/2016 |
Notified |
08/01/2016 |
|
1 |
| NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX financial futures contracts. |
10/31/2016 |
Certified |
11/15/2016 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1715-5 Concerning CME Globex Pre-Open Order Entry. |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| MGE |
Weekly notification regarding the MLK, Jr. Day holiday. |
01/25/2019 |
Notified |
01/25/2019 |
|
1 |
| CBOT |
Expansion of Trading at Settlement (TAS) Eligibility for the Corn, Soybean, Chicago SRW Wheat, Live Cattle, and Lean Hog Futures Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
| NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Dry Freight Futures Contracts |
03/16/2020 |
Certified |
03/30/2020 |
|
1 |
| CME |
Extension of the Secured Overnight Financing Rate ("SOFR") Block Discount Program |
12/09/2020 |
Certified |
12/23/2020 |
|
1 |
| CME |
Amendments to the Daily Settlement Procedure Documents for Bitcoin Futures, Micro Bitcoin Futures, and Ether Futures Contracts |
10/14/2021 |
Certified |
10/28/2021 |
|
1 |
| CME |
Extension of the FX Options Give-up Surcharge Fee Waiver Program |
12/01/2021 |
Certified |
12/15/2021 |
|
1 |
| CBOT |
Modifications to the Micro Treasury Yield Futures Market Maker Program |
07/13/2022 |
Certified |
07/27/2022 |
|
1 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2401-5 |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
| NYMEX |
Allows Block Trading in NYMEX Soft Futures Contracts, with a Minimum Quantity of 100 Lots. NYMEX No. 07-13 |
01/26/2007 |
Certified |
02/01/2007 |
|
1 |
| NFX |
Adopts Notice to Members For Early Closure on July 3, 2007 PBOT #2007-11 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| NFX |
Amends NFX Fee Schedule. NFX #2009-06 (Revised) |
04/22/2009 |
Certified |
05/17/2010 |
|
1 |
| NYMEX |
Establishing a no-bust range for E-Mini and E-micro S&P CNX Nifty Index futures and amending Rule 855 to permit the offsetting of E-micro and E-mini contracts. CME/CBOT/NYMEX #10-189 |
07/01/2010 |
Certified |
08/27/2010 |
|
1 |
| CBOT |
Adding "Gold Volatility Index" and "Crude Oil Volatility Index" given the impending launch of Gold and Crude Oil VIX contracts under Rule 588.G. CME/CBOT/NYMEX #10-296 |
10/12/2010 |
Certified |
01/06/2011 |
|
1 |
| CBOT |
Revisions to Various Rules in Chapters 4, 8, 8A, 9 amd 8D. CME/CBOT/NYMEX #11-259 |
07/06/2011 |
Certified |
07/20/2011 |
|
1 |
| NYMEX |
Additional supplemental information relating to the Cross-Venue Energy and Metals Products Incentive Program for High Volume Contributors. NYMEX/COMEX #11-422S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NFX |
Amending Rule E26 and adopting New Rule 2001N - Price Adjustments and Cancellations. NFX #2012-28 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| CFE |
Submitting CFE rule amendment relating to foreign CFE Trading Privilege Holders. CFE #2013-03 |
01/16/2013 |
Certified |
02/01/2013 |
|
1 |
| KCBT |
Adjusting the electronic and floor trading hours for KCBT Wheat futures and options contracts. KCBT #13-093 |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 |
07/10/2013 |
Approved |
11/14/2013 |
|
1 |
| COMEX |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| NYMEX |
Modifications to the Retail Broker Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
| NFX |
Adopt an intercompany agreement between NFX and NASDAQ Energy Futures, LLC for certain services. |
06/25/2015 |
Certified |
07/10/2015 |
|
1 |
| COMEX |
Modifications to International Cross-Asset Volume Incentive Program |
08/17/2015 |
Certified |
08/31/2015 |
|
1 |
| OCX |
Issuing NTM 2016-3 (Discontinuing Competitive Block Trades) |
01/25/2016 |
Certified |
02/08/2016 |
|
1 |
| OCX |
Issuing NTM 2016-12 (OneChicago Ownership and Control Reports) |
05/11/2016 |
Certified |
05/25/2016 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1715-5 Concerning CME Globex Pre-Open Order Entry. |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
