| GREENX |
Amendment to Rule 210 to permit the Regulatory Oversight Committee, the CEO, or the CRO to implement Emergency Rules on behalf of GreenX. GREENX # 2011-04 |
02/22/2011 |
Certified |
03/01/2011 |
|
1 |
| ELX |
Changes to ELX Rule IV-15 conform ELX rules to industry practice regarding transfers of positions. ELX 2011-02 |
01/31/2011 |
Certified |
01/09/2012 |
|
1 |
| ICE US |
Establishing Block Trade Sizes for Energy Contracts. ICE US #12-61 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| ICE US |
Effective October 20, 2014, the Exchange is amending the Block Trading Procedures by extending the time to report precius metals and currency block trades from 5 minutes to 15 minutes. |
10/02/2014 |
Certified |
10/17/2014 |
|
1 |
| NYMEX |
Modifications to the Asia-Pacific Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
| ICE US |
The Ex. is amending the Russell Mbr Firm Fee Prgm. The amdts will change the Pgm discount rates and add language stating that participants will be entitled to pay the standard rate for Ex. and Clearing fees if they are lower than the applicable Pgm rates. |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1509-5 Regarding Order Routing/Front-End Audit Trail Requirements |
06/26/2015 |
Certified |
07/13/2015 |
|
1 |
| ICE US |
Recertification of Dormant Contracts |
08/17/2015 |
Withdrawn |
08/19/2015 |
|
1 |
| OCX |
Issuing Regulatory Release 2016-18 (Large Trader Reporting Guide) & Regulatory Release 2016-19 (OneChicago Ownership and Control Reports) |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
| CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
| CBOT |
Implementation of the Australian Wheat FOB (Platts) Futures EFP Fee Waiver Program |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
| ICE US |
Options on Bakkt Bitcoin (USD) Monthly Futures Executing Broker Program |
03/17/2020 |
Certified |
03/31/2020 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
11/05/2020 |
Certified |
11/20/2020 |
|
1 |
| CME |
Implementation of the SOFR Options Transition Fee Waiver Program |
05/04/2022 |
Certified |
05/18/2022 |
|
1 |
| CDE |
Amendments to Cboe Digital Exchange ROC Charter |
11/30/2022 |
Certified |
12/14/2022 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
02/24/2023 |
Certified |
03/10/2023 |
|
1 |
| CBOT |
Codifies the delegated authority of the Chairman and Vice Chairman of the Board and the Chief Executive Officer, acting together, to make and amend Exchange Rules. CBOT #2823.01 |
09/20/2007 |
Certified |
01/30/2008 |
|
1 |
| NYMEX |
Clarifies the "first" and "second" parties who engage in pre-execution discussions; Deletes references to NYMEX ACCESS in Rule 11.57A. NYMEX #07.132 |
12/05/2007 |
Certified |
12/11/2007 |
|
1 |
| NADEX |
Allows HS to bust or cancel transactions on the variable payout Spread Contracts that are executed at prices inconsistent with the prevailing market conditions and jeopardize market integrity. |
04/24/2009 |
Certified |
05/18/2009 |
|
1 |
| CME |
Reduces the block trading minimum threshold in S&P Fin & Tech SPCTR futures contracts; and revises Market Regulation Advisory Notice on block trading. Market Regulation Advisory Notice RA0910-3. CME/CBOT #09-133 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
| ICE US |
Turning Implied Matching Engine on for Sugar No.11 Futures Contracts; Amendments to Guidelines for the Treatment of Short-Term Price Spikes and to Standing Resolution No.7 ICE US #11-9 |
02/23/2011 |
Certified |
03/02/2011 |
|
1 |
| NYMEX |
Notification of Addition of E-mini Crude Oil Futures to CME ClearPort. NYMEX #11-260 |
07/07/2011 |
Certified |
07/21/2011 |
|
1 |
| CBOT |
Implementing an incentive program in support of certain CBOT agricultural contracts that are traded during extended trading hours on Globex. CBOT #12-393 |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
| CFE |
The Amendment changes the trading hours for Trade at Settlement ("TAS") transactions in CBOE Volatility Index ("VX") futures. |
05/12/2016 |
Certified |
05/26/2016 |
|
1 |
| NYMEX |
Amendments to NYMEX Rule 588.H. ("Globex Non-Renewable Ranges") Table for Certain Energy Futures and Option Contracts |
07/14/2017 |
Certified |
07/28/2017 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1716-5 Concerning Rule 538. ("Exchange for Related Positions"). |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| NFX |
Rule self certification amending the NFX Rulebook to update certain references to Commission rules. |
05/11/2018 |
Certified |
05/25/2018 |
|
1 |
| CBOT |
Extension of the Ultra 10-Year Block Fee Discount Program |
12/04/2018 |
Certified |
12/18/2018 |
|
1 |
| NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 853. ("Transfer of Trades and Customer Accounts") |
08/11/2021 |
Withdrawn |
08/24/2021 |
|
1 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| USFE |
Adopts Minimum Order Size and Error Trade rules for the trading of binary options contracts. USFE #07-14 |
12/05/2007 |
Certified |
12/11/2007 |
|
1 |
| CBOT |
Changes CME and CBOT Rules 203 and 802 as a result of the merger between CME Group Inc and NYMEX Holdings Inc CME and CBOT #08-123 |
08/20/2008 |
Certified |
08/30/2008 |
|
1 |
| NADEX |
Amends the Exchange trading schedule for the May Day (European) Holiday, May 1-4, 2009. |
04/27/2009 |
Certified |
04/27/2009 |
|
1 |
| CBOT |
Reduces the block trading minimum threshold in S&P Fin & Tech SPCTR futures contracts; and revises Market Regulation Advisory Notice on block trading. Market Regulation Advisory Notice RA0910-3. CME/CBOT #09-133 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
| CME |
CME/CBOT Market Regulation Advisory Notices RA1006-3 and RA1007-3 issued based on the upcoming October 24, 2010 launch of trading in CBOT-2, 5-and 10 Year On-the-Run ("OTR") Treasury Yield futures. CME/CBOT #10-299 |
10/15/2010 |
Certified |
06/08/2011 |
|
1 |
| CME |
Addition of Trading Venue for Options on CME Composite Housing Index Futures and Options on CME Metro Area Housing Index Futures. CME #12-060 |
03/08/2012 |
Certified |
03/23/2012 |
|
1 |
| CME |
Extending the CME FX Premium Quoted Options Market Maker Program. CME #12-395 |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
| ICE US |
Supplemental submission to New Foreign Trader Program. ICE US #13-57S |
07/11/2013 |
Certified |
07/26/2013 |
|
1 |
| NODAL |
CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Revised Nodal Exchange Trading Hours: 9:30am on October 19, 2015 |
10/15/2015 |
Withdrawn |
10/16/2015 |
|
1 |
| NFX |
Emergency Rule Certification - temporary restriction on trading at settlement (TAS) beginning with the open session commencing 7:00 PM on 11/25/15. (SR-NFX-2015-88) |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
| CFE |
The Amendment changes the reporting time provisions relating to Exchange of Contract for Related Position ("ECRP") transactions and Block Trades, including those that involve Trade at Settlement ("TAS") transactions. |
05/12/2016 |
Certified |
05/26/2016 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
| MGE |
Weekly Notifications for the Week of July 23, 2018 |
08/03/2018 |
Notified |
08/03/2018 |
|
1 |
| COIN |
Amendments Re: Electronic Trading Risk Principles |
06/24/2021 |
Certified |
07/09/2021 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX, and COMEX Bylaws and Rules to Delete Obsolete References to the Term "President" |
08/11/2021 |
Certified |
08/25/2021 |
|
1 |
| CME |
Extension of the FX Options Give-up Surcharge Fee Waiver Program |
12/30/2022 |
Certified |
01/17/2023 |
|
1 |
| CBOT |
Extension of the Agriculture Block Broker Volume Incentive Program |
07/06/2023 |
Certified |
07/20/2023 |
|
1 |
| CBOT |
Modifications to the TBA Futures Market Maker Program |
04/08/2024 |
Certified |
04/22/2024 |
|
1 |
| NYMEX |
Implements Globex trading for certain spread options products that had been traded solely on the trading floor. NYMEX # 07.134 |
12/06/2007 |
Certified |
12/11/2007 |
|
1 |
