NYMEX |
Modifications to NYMEX Commercial Brent Spread Incentive Program. NYMEX #14-198 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
MGE |
Weekly notification of rule amendments and memos for week of November 17, 2014. |
11/26/2014 |
Notified |
11/26/2014 |
|
1 |
ICE US |
Emergency Action - Delayed Opening of Financial Power Contracts. |
01/26/2015 |
Certified |
02/09/2015 |
|
1 |
ICE US |
The Exchange is re-certifying the dormant contracts - Mexican Peso/U.S. Dollar and British Pound Sterling/South African Rand Futures. |
06/01/2015 |
Certified |
06/15/2015 |
|
1 |
CFE |
This filing proposes to allow market makers in security futures to meet their obligations by providing orders instead of quotes. |
10/26/2015 |
Certified |
11/09/2015 |
|
1 |
ICE US |
Effective February 29, 2016 the Exchange is amending Rule 6.44 to enhance compliance with applicable economic sanctions requirements. |
02/10/2016 |
Certified |
02/25/2016 |
|
1 |
ICE US |
Extension of Power Broker Incentive Program |
09/16/2016 |
Certified |
09/30/2016 |
|
1 |
CFE |
The Amendment creates the Southern Hemisphere New Proprietary Trading Firm Incentive Program. |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. |
05/02/2017 |
Certified |
05/16/2017 |
|
1 |
CFE |
The Amendment adopts new CFE Policy and Procedure IX to set forth the Cboe Bitcoin (USD) Futures Lead Market Program. |
12/01/2017 |
Certified |
12/14/2017 |
|
1 |
ICE US |
The Exchange is supplementing Sub. 325 to include amendments to the Pre-execution Communications FAQ. |
04/09/2018 |
Certified |
04/23/2018 |
|
1 |
ICE US |
The Exchange is amending the terms and conditions of the ICE Futures U.S. NGL Contracts Broker Program effective September 1, 2018. |
08/16/2018 |
Certified |
08/30/2018 |
|
1 |
CFE |
The Amendment deletes Policy and Procedure XVII of the Policies and Procedures Section of the CFE Rulebook, which sets forth the LMM Program for Weekly VX Futures. |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
NFX |
Weekly notification of Rule Amendments - Typographical error in U.S. DV01 |
12/11/2018 |
Notified |
12/11/2018 |
|
1 |
CME |
Notification Regarding Basis Trade at Index Close (BTIC) Eligibility and Expansion of Listing Schedules in CME Nikkei Stock Average Futures and CME Yen Denominated Nikkei Stock Average Futures Contracts |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
NADEX |
Nadex extends its Dormant Account Bonus Program (originally filed with the Commission on April 9, 2020) through September 22, 2021. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
ICE US |
Amendments to ICE Futures U.S. Rules 6.13 and 6.29, Guidance on Position Limits and Related Amendments |
12/10/2021 |
Withdrawn |
12/10/2021 |
|
1 |
ICE US |
Amendments to harmonize and update emergency action rules |
04/01/2022 |
Certified |
04/15/2022 |
|
1 |
COMEX |
Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" |
07/20/2022 |
Certified |
08/03/2022 |
|
1 |
CBOT |
Modifications to the Eris Swap Futures Market Maker Program |
10/11/2023 |
Certified |
10/25/2023 |
|
1 |
NYLIFFE |
Adopts Error Trade Policy of the Exchange (Trade Cancellations and Price Adjustments), Notice 9/2008, to become effective 9/9/08. |
09/05/2008 |
Certified |
11/14/2008 |
|
1 |
CME |
Implement a Market Maker Program in support of the new Three-Month Euribor Future contract. CME #11-354 |
09/21/2011 |
Certified |
10/07/2011 |
|
1 |
CME |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
NYMEX |
Modifications to Henry Hub Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas Last Day Financial Futures Fee Waiver Program. NYMEX #13-287 |
07/17/2013 |
Certified |
08/01/2013 |
|
1 |
NYLIFFE |
Announcing the Extension of the Designated Market Maker Program for mini MSCI Emerging Markets, mini MSCI EAFE, mini MSCI Pan-Euro, ,mini MSCI World,..., and MSCI USA Index Futures. NYLIFFE #2013-133 |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
NYLIFFE |
Modification to the Lead Market Maker Program in Futures on the MSCI Emerging Markets and Emerging Markets Asia Indices and extension of the Designated Market Maker program in futures on the MSCI , ..., Emerging Markets Asia Indices. NYLIFFE #2014-101 |
01/17/2014 |
Certified |
02/04/2014 |
|
1 |
NYMEX |
Modifications to the NYMEX Natural Gas and Power Incentive Program for Hedge Funds. NYMEX #14-204 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
NFX |
PTRM Reference Guide |
01/26/2015 |
Certified |
02/09/2015 |
|
1 |
NYMEX |
Amendment to Rule 512 ("Reporting Infractions") and Issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
CFE |
The Amendment sets forth changes to CFE's Fee Schedule. |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
ICE US |
The Exchange is amending Chapter 1 Definitions adding "Affiliate" as a defined term having the same meaning and can be used interchangeably with the defined term "Affiliated Firm". |
01/27/2017 |
Withdrawn |
01/27/2017 |
|
1 |
CME |
Increase of CME Globex Committed Cross Better Price Match Percentages for all Interest Rate Option Contracts |
07/27/2017 |
Certified |
08/10/2017 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
CME |
Amendments to the Bloomberg Roll Select Commodity Index Futures and S&P GSCI ER Index Futures Daily Settlement Procedure Documents |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
MGE |
Weekly notification for Independence Day holiday memo |
06/30/2020 |
Notified |
06/30/2020 |
|
1 |
NADEX |
Nadex extends its Refer-a-Friend Program (originally filed with the Commission on November 14, 2019) through September 22, 2021. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
MGE |
Revisions to rules to adjust closing period for SPIKES futures. |
12/15/2020 |
Certified |
12/30/2020 |
|
1 |
CBOT |
Weekly Notification of Rule Amendments (Week of February 1, 2021) |
02/09/2021 |
Notified |
02/09/2021 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
ICE US |
Amendments to ICE Futures U.S. Rules 6.13 and 6.29, Guidance on Position Limits and Related Amendments |
12/10/2021 |
Certified |
12/27/2021 |
|
1 |
CME |
Modifications to the SOFR Options Market Maker Program |
06/15/2022 |
Certified |
06/30/2022 |
|
1 |
CBOT |
Modifications to the TBA Futures Market Maker Program |
10/11/2023 |
Certified |
10/25/2023 |
|
1 |
CME |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
CBOT |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
KCBT |
Revision to Rule 302 that will eliminate a reference in the rule to the Complaint Committee having authority to accept settlement terms in disciplinary matters. KCBT #13-033 |
02/08/2013 |
Certified |
02/26/2013 |
|
1 |
NFX |
NFX revises and adopts new trading rules in connection with modernizing its trading platform. NFX #2013-07 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
ICE US |
Adopting a new Russell Member Firm Fee Program. ICE US #13-117 |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
NYMEX |
Modifications to NYMEX Bi-Venue Energy Tiers Incentive Program. NYMEX #14-207 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |