| NYMEX |
Establishment of Block Trade Minimum Thresholds in Two (2) New York Jet Fuel Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notices RA1503-4 |
03/06/2015 |
Certified |
03/20/2015 |
|
1 |
| CME |
Amendment to Rule 512 ("Reporting Infractions") and Issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
| ICE US |
Emergency Action - Delayed Opening of the Exchange's Cash Settled U.S. Agricultural contracts due to a system issue. |
12/29/2015 |
Certified |
01/13/2016 |
|
1 |
| ICE US |
Amendment to Chapter 1 adding the defined term "Affiliate" and amendments to Rules 5.03 and 7.08 incorporating the defined term. |
01/27/2017 |
Certified |
02/10/2017 |
|
1 |
| CBOT |
Increase of CME Globex Committed Cross Better Price Match Percentages for all Interest Rate Option Contracts |
07/27/2017 |
Certified |
08/10/2017 |
|
1 |
| CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments (Week of February 1, 2021) |
02/09/2021 |
Notified |
02/09/2021 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
| CBOT |
Implementation of the CBOT 20-Year Treasury Futures Market Maker Program |
02/17/2022 |
Certified |
03/04/2022 |
|
1 |
| ICE US |
ICE director eligibility |
04/01/2022 |
Certified |
04/15/2022 |
|
1 |
| CME |
Issuance of CME Market Regulation Advisory Notice RA2203-2 Regarding CME Rule 536.F. ("Audit Trail Violations") |
08/26/2022 |
Certified |
09/12/2022 |
|
1 |
| BTNL |
CTI Code Guidance and Summary Fine Update |
10/11/2023 |
Certified |
10/25/2023 |
|
1 |
| MGE |
Weekly Notification - Offset Deadline Reminder |
12/01/2023 |
Notified |
12/01/2023 |
|
1 |
| CBOT |
Issues Advisory Notice RA0814-1 in connection with the transition of the CBOT Metals contracts to NYSE Liffe; and eliminates references to former CBOT Rule 5B.13. CBOT #08-137 |
09/05/2008 |
Certified |
09/12/2008 |
|
1 |
| ELX |
Requires parties to an EFRP trades to report the trade within prescribed times, Clarifies existing requirements, and Clarifies publication of EFRP volume statistics. These changes are effective for trade date September 21, 2009. ELX #2009-011 |
09/17/2009 |
Certified |
10/06/2009 |
|
1 |
| CBOT |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
| NYMEX |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #14-219 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| CME |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| CBOT |
Amendment to Rule 512 ("Reporting Infractions") and issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
| CME |
Issuance of Market Regulation Advisory Notice RA1601-2 and an Amendment to Requirments for Large Order Execution Transactions ("LOX Orders") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
| CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for E-Mini Euro/US Dollar, E-Mini Japanese Yen/US Dollar, E-Micro Canadian Dollar/US Dollar, E-Micro Euro/US Dollar, and E-Micro Japanese Yen/US Dollar Futures Contracts |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
| CBOT |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NFX |
NASDAQ Futures, Inc. submits this notification of the following rule amendment made effective during the preceding week. |
12/21/2017 |
Notified |
12/21/2017 |
|
1 |
| OCX |
Issuing NTM 2018-15 (Reducing Fees) |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
12/11/2018 |
Certified |
12/26/2018 |
|
1 |
| CME |
Addition of Swiss Franc/US Dollar and New Zealand Dollar/US Dollar Spot FX Basis Spreads on CME FX Link and Related Amendments to Appendix A ("Spot FX Transactions") of CME Rulebook Chapter 13 ("Spot FX Transactions") |
01/29/2019 |
Certified |
02/12/2019 |
|
1 |
| NADEX |
Nadex amends language regarding consent to jurisdiction in accordance with the language agreed upon by the Joint Compliance Committee. |
12/20/2019 |
Certified |
01/07/2020 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
| MGE |
Weekly notification to correct cross-citations |
03/10/2023 |
Notified |
03/10/2023 |
|
1 |
| CBOT |
Issues Advisory Notice RA0815-3 in connection with the transition of the CBOT Metals contracts to NYSE Liffe as of 9/08/08; eliminates references to the Metals contracts in answers to Ques 17 & 18. CBOT/CME #08-136 |
09/05/2008 |
Certified |
09/12/2008 |
|
1 |
| CCFE |
Modifies the trading procedures for Off-Exchange Transactions. CCFE #09-09 |
04/29/2009 |
Certified |
04/29/2009 |
|
1 |
| ELX |
Clarifies the time and date by which an EFRP for a maturing contract must be submitted to the Exchange and Codifies the early close on the Last Trading Day for the relevant contracts, both effective for trade date September 21, 2009. ELX #2009-12 |
09/17/2009 |
Certified |
10/22/2009 |
|
1 |
| ICE US |
Amendments to the NCR chart for the Cocoa and Cotton No. 2 futures contracts and Cocoa options contracts due to current prices and market conditions. ICE US #11-13 |
03/07/2011 |
Certified |
03/14/2011 |
|
1 |
| CME |
Issuance of MRA Notice RA1106-3 to reflect the removal of block trade eligibility in CME E-mini MSCI Emerging Markets Index futures and CME E-mini MSCI EAFE Index futures based on the delisting of the products effective June 19, 2011. CME/CBOT #11-225 |
06/09/2011 |
Certified |
06/09/2011 |
|
1 |
| NYMEX |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
| COMEX |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| MGE |
Housekeeping amendment to Chapter 1 Definitions, updating the reference to CFTC Regulations; also amending Rule 756.00 and Regulations 2017.00, 2062.00, 2062.02. |
04/03/2013 |
Certified |
04/18/2013 |
|
1 |
| NFX |
Adopts a document entitled "Frequently Asked Questions" concerning the Exchange's new Trading Platform Rules, as well as guidance on new and amended Trading Rules. NFX #2013-08 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| CBOT |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| ICE US |
Effective April 1, 2015 the Exchange is implementing a new MSCI Index Futures Contract New Jurisdiction Volume Incentive Program. |
03/09/2015 |
Certified |
03/23/2015 |
|
1 |
| ICE US |
Weekly Notification that the Exchange announced a temporary change to Pre-Open and Open times for certain contracts on July 1, 2015; and correction to typographical errors in Rules 9.40, 11.21 and 11.41 to remove references to predecessor exchanges. |
06/02/2015 |
Notified |
06/02/2015 |
|
1 |
| COMEX |
Amendment to Rule 512 ("Reporting Infractions") and issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
| CME |
Amendments to CME Rules 25201.C. ("Price Increment") and 588.H. ("Globex Non-Reviewable Trading Ranges") for Canadian Dollar/U.S. Dollar (CAD/USD) Futures Contract |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
| CME |
Extension of the Agricultural Options Market Maker Program |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
| NYMEX |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
