CME |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
CBOT |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
NYMEX |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
COMEX |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
NFX |
NASDAQ Futures, Inc. hereby submits rules relating to maximum legs allowed for block trades. |
01/19/2018 |
Certified |
02/02/2018 |
|
7 |
CBOT |
Extending electronic trading hours for CBOT Grain, Oilseed, and Ethanol futures and options contracts. CBOT #12-134 |
05/03/2012 |
Withdrawn |
05/16/2012 |
|
7 |
KCBT |
Amending Rule 905.00 pertaining to trading hours of products listed on the Electronic Trading System. |
05/02/2012 |
Withdrawn |
05/16/2012 |
|
7 |
MIAX |
Rule amendments to expand the hours of trading for futures and options electronically traded on and cleared by MGEX. |
05/04/2012 |
Withdrawn |
05/18/2012 |
|
7 |
NFX |
Rule amendments removing Implied Order functionality from the NFX trading system |
04/16/2019 |
Certified |
04/30/2019 |
|
6 |
CME |
Implementation of the S&P 500r Dividend Futures Market Maker Program. |
10/28/2015 |
Certified |
11/12/2015 |
|
6 |
CME |
Amendments to CME and CBOT Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"), Establishment of Block Trades in CME and CBOT Agricultural Products, Modifications to Block Trade Minimum Thresholds and Reporting Times in Certain CME and CB |
12/04/2017 |
Certified |
12/18/2017 |
|
6 |
CBOT |
Amendments to CME and CBOT Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"), Establishment of Block Trades in CME and CBOT Agricultural Products, Modifications to Block Trade Minimum Thresholds and Reporting Times in Certain CME and CB |
12/04/2017 |
Certified |
12/18/2017 |
|
6 |
NYMEX |
Amendments to CME and CBOT Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"), Establishment of Block Trades in CME and CBOT Agricultural Products, Modifications to Block Trade Minimum Thresholds and Reporting Times in Certain CME and CB |
12/04/2017 |
Certified |
12/18/2017 |
|
6 |
COMEX |
Amendments to CME and CBOT Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"), Establishment of Block Trades in CME and CBOT Agricultural Products, Modifications to Block Trade Minimum Thresholds and Reporting Times in Certain CME and CB |
12/04/2017 |
Certified |
12/18/2017 |
|
6 |
SMFE |
International Incentive Program |
07/16/2021 |
Certified |
07/30/2021 |
|
5 |
NFX |
Nasdaq Futures, Inc. ("NFX" or "Exchange") amends its Rules at Chapter IV, Chapter 316D and 316 E to add a new order type and list two new products. |
10/31/2017 |
Certified |
11/15/2017 |
|
5 |
KEX |
Amendments to the Rulebook and Member Agreement relating to a change in clearing house, and amendments to the Member Agreement to add disclosures and stylistic changes. |
07/26/2024 |
Certified |
08/08/2024 |
|
5 |
MIAX |
Modification of MGEX SPIKES Market Maker Program |
11/27/2020 |
Certified |
12/11/2020 |
|
5 |
MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
11/12/2021 |
Certified |
11/29/2021 |
|
5 |
CME |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
CBOT |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
NYMEX |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
COMEX |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
KEX |
Confidential referral program (requiring trading) |
10/12/2021 |
Withdrawn |
10/13/2021 |
|
5 |
FMX |
Certification of a quotations-based market making program |
09/16/2024 |
Certified |
09/30/2024 |
|
5 |
CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
CBOT |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
NYMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
COMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
NFX |
NASDAQ Futures, Inc. hereby submits rules, terms and conditions for New NFX Midwest US Shredded Steel Scrap Financial Futures ("Scrap Steel Contract"). |
11/28/2017 |
Certified |
12/12/2017 |
|
5 |
KEX |
Market Maker Program filing |
02/26/2024 |
Certified |
03/11/2024 |
|
5 |
NFX |
Self-certification to eliminate the "Cross Order" order type from the NFX Trading System. |
05/02/2017 |
Certified |
05/16/2017 |
|
5 |
NODAL |
Exchange is self-certifying amendments to the Nodal Exchange Rulebook and Participant Agreement pursuant to Commission Regulation 40.6(a) |
08/15/2019 |
Certified |
08/29/2019 |
|
5 |
CME |
Modifications to the CME and CBOT Exchange Fee Schedules to Remove References to Open Outcry/Pit Trading and Associated Exchange Fees for All Contracts Except CME Options on Eurodollar and SOFR Futures Contracts |
09/16/2021 |
Certified |
09/30/2021 |
|
5 |
CBOT |
Modifications to the CME and CBOT Exchange Fee Schedules to Remove References to Open Outcry/Pit Trading and Associated Exchange Fees for All Contracts Except CME Options on Eurodollar and SOFR Futures Contracts |
09/16/2021 |
Certified |
09/30/2021 |
|
5 |
NODAL |
Amendments to the Nodal Exchange Environmental Incentive Program 10 |
09/09/2024 |
Certified |
09/23/2024 |
|
5 |
NODAL |
The Exchange is updating The Exchange and Clearing Transaction Fee Schedule, Appendix B - Minimum Block Sizes, Electronic Trade Error Policy, and Nodal Rule 3.6 for the listing of new environmental contracts |
07/26/2023 |
Certified |
08/09/2023 |
|
5 |
NODAL |
Extension of the Environmental Futures and Options - Broker Incentive Program and Environmental Incentive Program 9 |
06/15/2023 |
Certified |
06/30/2023 |
|
4 |
SMFE |
Market Maker Incentive Program |
12/16/2022 |
Certified |
01/03/2023 |
|
4 |
CME |
Amendments to Rule 589 ("Special Price Fluctuation Limits") and Related Table |
07/24/2015 |
Certified |
08/07/2015 |
|
4 |
CBOT |
Amendments to Rule 589 ("Special Price Fluctuation Limits") and Related Table |
07/24/2015 |
Certified |
08/07/2015 |
|
4 |
NODAL |
Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Rulebook Appendix B - Minimum Block Sizes |
01/08/2020 |
Certified |
01/23/2020 |
|
4 |
NYMEX |
Amendments to Rule 589 ("Special Price Fluctuation Limits") and Related Table |
07/24/2015 |
Certified |
08/07/2015 |
|
4 |
COMEX |
Amendments to Rule 589 ("Special Price Fluctuation Limits") and Related Table |
07/24/2015 |
Certified |
08/07/2015 |
|
4 |
ICE US |
The Exchange is launching a new IFUS Energy Participant Program to help increase volume and liquidity for Natural Gas and Power Futures Contracts. |
02/13/2017 |
Certified |
02/28/2017 |
|
4 |
NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program |
09/15/2014 |
Certified |
09/29/2014 |
|
4 |
COIN |
Weekly Notification of Rule Amendments including an updated DCM Rulebook and Fee Schedule. |
06/24/2022 |
Notified |
06/24/2022 |
|
4 |
NYMEX |
Modifications to Non-Core Crude and Refined Liquidity Provider Program |
09/15/2014 |
Certified |
09/29/2014 |
|
4 |
CDE |
Amendment pursuant to the Electronic Trading Risk Principles rulemaking (Eris Exchange, LLC Submission #2021-04E) |
06/08/2021 |
Certified |
06/22/2021 |
|
4 |
NYMEX |
Implementing the LN & OS Options Market Maker Program. NYMEX #14-133 |
04/17/2014 |
Certified |
05/02/2014 |
|
4 |