| CME |
Implementation of the Indian Rupee FX Futures Liquidity Provider Program |
07/15/2016 |
Certified |
07/29/2016 |
|
4 |
| CME |
Implementation of the Volatility-Quoted Options Market Maker Program |
10/06/2016 |
Certified |
10/21/2016 |
|
4 |
| CME |
Implementation of the TOPIX Futures Market Maker Program |
01/12/2018 |
Certified |
01/29/2018 |
|
4 |
| NYMEX |
NYMEX European and Asian Petroleum Products High Performer Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| NYMEX |
Modifications to Globex Core Metals Volume Incentive Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| NYMEX |
Modifications to the NYMEX Hot-Rolled Coil Steel Market Maker Program |
07/17/2019 |
Certified |
07/31/2019 |
|
4 |
| COMEX |
Modifications to Globex Core Metals Volume Incentive Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| NODAL |
The Exchange is amending the Rulebook to provide requirements for Participants making or taking physical delivery of RINs, establishing eligible facility criteria for RINs, updating the fee schedule and updating the minimum block sizes for RINs |
10/27/2020 |
Certified |
11/10/2020 |
|
4 |
| CME |
Modifications to CME Ibovespa Index USD-Denominated Futures Market Maker Program |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| CME |
Modifications to CME/CBOT E-mini Equity Index Futures Market Maker Program |
03/17/2015 |
Certified |
03/31/2015 |
|
4 |
| CBOT |
Modifications to CME/CBOT E-mini Equity Index Futures Market Maker Program |
03/17/2015 |
Certified |
03/31/2015 |
|
4 |
| COIN |
Renewal of Broker Rebate Program |
12/17/2021 |
Certified |
01/04/2022 |
|
4 |
| CME |
Implementation of the Sterling Overnight Index Average ("SONIA") Futures Market Maker Program |
09/04/2018 |
Certified |
09/18/2018 |
|
4 |
| NYMEX |
Modifications to Energy Natural Gas Cross-Venue Incentive Program for High Volume Participants |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| COMEX |
Copper Futures Commercial Partnership Program |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| NYMEX |
Modifications to Natural Gas Options Liquidity Provider Program |
06/12/2015 |
Certified |
06/26/2015 |
|
4 |
| NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Withdrawn |
10/13/2016 |
|
4 |
| CME |
Amendments to CME Equity Index Futures and Options Contracts |
03/04/2016 |
Certified |
03/18/2016 |
|
4 |
| CANTOR |
Remove rules for defunct incentive programs |
02/10/2023 |
Certified |
02/27/2023 |
|
4 |
| CME |
Implementation of the E-mini Russell 1000 Index Futures Market Making Program |
09/04/2015 |
Certified |
09/21/2015 |
|
4 |
| CME |
Adoption of New Rule 524 ("Trading at Settlement ("TAS") Transactions") and Issuance of CME/CBOT Market Regulation Advisory Notice RA1503-3 |
05/08/2015 |
Certified |
05/22/2015 |
|
4 |
| CBOT |
Adoption of New Rule 524 ("Trading at Settlement ("TAS") Transactions") and Issuance of CME/CBOT Market Regulation Advisory Notice RA1503-3 |
05/08/2015 |
Certified |
05/22/2015 |
|
4 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
03/15/2018 |
Certified |
03/29/2018 |
|
4 |
| NFX |
Self-certification to amend the amount of the incentive offered for certain Energy Contracts. |
01/18/2018 |
Certified |
02/01/2018 |
|
4 |
| ICE US |
Amendment to Block Trade FAQ - Clarification Regarding Pre-hedging |
06/01/2016 |
Certified |
09/14/2016 |
Stayed on 6/14/16. 90 day review ends 9/13/16. |
4 |
| CFE |
The amendment establishes a new Lead Market Maker Program for Cboe iBoxx iShares $ Investment Grade Corporate Bond Index futures. |
09/13/2019 |
Certified |
09/27/2019 |
|
4 |
| KEX |
Volume incentive program |
02/14/2023 |
Certified |
03/01/2023 |
|
4 |
| CDE |
Proprietary Trading Group Liquidity Incentive Program Self Certification (Eris Exchange, LLC Submission #2019-03) |
11/15/2019 |
Certified |
12/02/2019 |
|
4 |
| NFX |
Submission of rules relating to block trade minimum quantity thresholds and execution fees for an NFX Hot-Rolled Coil futures contract |
11/29/2018 |
Certified |
12/13/2018 |
|
4 |
| COMEX |
Implementation of Trading at Marker (TAM) to the Gold PM Marker Price |
08/24/2017 |
Certified |
09/08/2017 |
|
4 |
| COMEX |
Amendments to NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") for Energy Futures and Options Contracts |
05/14/2015 |
Certified |
05/29/2015 |
|
4 |
| CFE |
The Amendment amends CFE Policy and Procedure XV which sets forth the Cboer iBoxxr iSharesr Bond Index Futures Lead Market Marker Program. |
09/14/2018 |
Certified |
09/28/2018 |
|
4 |
| NYMEX |
Amendments to NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") for Energy Futures and Options Contracts |
05/14/2015 |
Certified |
05/29/2015 |
|
4 |
| NODAL |
The Exchange is amending Section I Definitions, as well as Rules 3.5 Requirements for Engaging in Physical Delivery of Environmental Products, 3.10 Authorized Users, 3.11 Duties and Responsibilities of Authorized Users, and 3.15 Account Administrators |
08/20/2024 |
Certified |
09/04/2024 |
|
4 |
| MIAX |
Implementation of MGEX SPIKES Market Maker Program |
03/17/2021 |
Certified |
03/31/2021 |
|
4 |
| CME |
Implementation of the Indian Rupee FX Futures Market Maker Program |
12/12/2014 |
Certified |
12/29/2014 |
|
4 |
| CME |
Modifications to the Nikkei 225 Futures Volume Incentive Program |
12/16/2015 |
Certified |
12/31/2015 |
|
4 |
| CME |
Implementation of the FX Monthly Futures Market Maker Program |
12/06/2016 |
Certified |
12/20/2016 |
|
4 |
| NODAL |
amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Nodal Exchange Rulebook Appendix B - Minimum Block Sizes |
05/15/2020 |
Certified |
06/01/2020 |
|
4 |
| NODAL |
self-certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 |
09/18/2024 |
Certified |
10/02/2024 |
|
4 |
| NODAL |
self-certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 3 |
09/18/2024 |
Certified |
10/02/2024 |
|
4 |
| NYMEX |
Implementation of the NYMEX Deferred Natural Gas Market Maker Program |
03/17/2016 |
Certified |
03/31/2016 |
|
4 |
| CME |
Modifications to the Indian Rupee FX Futures Liquidity Provider Program |
01/17/2017 |
Certified |
01/31/2017 |
|
4 |
| NFX |
Rule certification relating to TradeGuard pre-trade risk management implementing improved functionality for NFX Power futures contract. |
09/19/2018 |
Certified |
10/03/2018 |
|
4 |
| NFX |
NASDAQ Futures, Inc. hereby submits rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for NFX Midwest US Shredded Steel Scrap Financial Futures. |
11/28/2017 |
Certified |
12/12/2017 |
|
4 |
| NYMEX |
Implementation of the NYMEX Iron Ore Market Maker Program |
09/16/2015 |
Certified |
09/30/2015 |
|
4 |
| NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule, Appendix B - Minimum Block Sizes, and the Nodal Electronic Trade Error Policy for new Environmental Contracts |
08/28/2024 |
Certified |
09/12/2024 |
|
4 |
| NFX |
Various rules associated with 4 new energy contracts (see footnote 1 of certification letter) |
10/21/2015 |
Certified |
11/04/2015 |
|
4 |
| NODAL |
The Rules are being revised for the launch of Nodal T7, a Central Limit Order Book for trading Nodal Contracts. In addition, the Rules are being revised to reflect the introduction of Nodal Contracts based on environmental products. |
11/01/2018 |
Certified |
11/16/2018 |
|
4 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/08/2016 |
Certified |
11/23/2016 |
|
4 |
