| ICE US |
Amendments to Precious Metals Exchange Member Program |
06/05/2020 |
Certified |
06/19/2020 |
|
1 |
| CBOT |
Modifications to the Eris Swap Futures Market Maker Program |
09/18/2020 |
Certified |
10/02/2020 |
|
1 |
| CFE |
Update Regulatory Independence Policies |
03/08/2021 |
Certified |
03/22/2021 |
|
1 |
| COMEX |
Modifications to the International Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| CME |
Modifications to the SOFR Options Market Maker Program |
08/17/2022 |
Certified |
08/31/2022 |
|
1 |
| CANTOR |
Addition of new Rule II-12 regarding transaction recordkeeping |
02/10/2023 |
Certified |
02/27/2023 |
|
1 |
| USFE |
Amends Certain General Trading Rules (Part 4 of USFE Rules) in Relation to the New Event Products, and Also Notifies the CFTC of the Release of a New Version of the Electronic Trading Platform Software (USFE 1.0). |
04/18/2007 |
Certified |
08/20/2007 |
|
1 |
| NYMEX |
Raises the Clearing Member Minimum Contribution required from $2 million to $2.5 million; in conjunction, the Guaranty Fund is being Increased from $200 million to $250 million. NYMEX Submission 07.76 |
06/21/2007 |
Certified |
06/22/2007 |
|
1 |
| NFX |
Provides Notice to Members concerning resolution of inconsistencies among PBOT governance documents regarding preferred membership shares. PBOT Number 2007-16 |
08/30/2007 |
Certified |
10/24/2007 |
|
1 |
| ICE US |
Provides procedures for reporting and submitting EFP/EFS transactions. ICE US #07-69 |
11/19/2007 |
Certified |
11/19/2007 |
|
1 |
| CME |
Revises effective date for CME/CBOT rule changes in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME. CME/CBOT #09-151 |
08/21/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Modifies the manner in which the Exchanges' handle trade cancellation and price adjustment requests from market users. CME/CBOT/NYMEX #09-217 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
| CME |
Amends Rule 588.G - No Bust Ranges, adding Argus Sour Crude Index futures contract to the list of Globex No Bust Ranges. CME/CBOT/NYMEX #10-015 |
01/12/2010 |
Certified |
01/12/2010 |
|
1 |
| CME |
Allows CME Cheese Futures to be eligible for block trading. CME #10-117R |
06/10/2010 |
Certified |
06/14/2010 |
|
1 |
| NFX |
Amendment to NFX's Fee Schedule regarding its Membership dues and new Regulatory Fee. NFX #2011-03 |
04/11/2011 |
Certified |
06/30/2011 |
|
1 |
| CME |
Implementation of CME FX EFP Surchange Volume Incentive Program. CME #11-509 |
12/14/2011 |
Certified |
12/21/2011 |
|
1 |
| NADEX |
Adding new Rule for Jurisdictional Consent Provision, Amending and Clarifiying Language for its Member Obligations and Hours for Trading Contracts. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| NYMEX |
Establishment of Block Trade Minimum Thresholds in Four New NYMEX Products. NYMEX/COMEX #13-257 |
06/28/2013 |
Certified |
07/16/2013 |
|
1 |
| KCBT |
Amendments to the Exchanges' Bylaws relating to indemnification and advancements rights as well as other conforming changes. CME/CBOT/NYMEX/COMEX/KCBT #13-351 |
08/23/2013 |
Certified |
09/10/2013 |
|
1 |
| NFX |
Amendments to Exchange Rules |
08/12/2015 |
Certified |
08/26/2015 |
|
1 |
| CBOT |
Amendments to Non-Reviewable Ranges for Options and Implied Options Traded on CME Globex |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
| CME |
Amendments to Daily Settlement Procedure for the CME Random Length Lumber Futures Contract and CME Livestock Futures Contract |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
| NFX |
Sanctioned Party |
01/19/2016 |
Certified |
02/02/2016 |
|
1 |
| CME |
Modifications to the Emerging Markets Bank Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
| MGE |
Weekly notification to members and market participants regarding Thanksgiving, Christmas, and New Year's Day holidays. |
11/21/2018 |
Notified |
11/21/2018 |
|
1 |
| CME |
Modifications to the International Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
| ICE US |
Amendments to Exchange Trade at Settlement (TAS) FAQ document to provide Henry Hub TAS trades in the first 21 listed contract months. |
07/29/2020 |
Notified |
07/29/2020 |
|
1 |
| ICE US |
Extension of Power Broker Incentive Program |
09/18/2020 |
Certified |
10/02/2020 |
|
1 |
| CME |
Modifications to the Cryptocurrency Futures and Options Block and EFRP Program |
11/17/2021 |
Certified |
12/02/2021 |
|
1 |
| COMEX |
Modifications to the Central Bank Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| CME |
Amendments to the Daily Settlement Procedure Documents of the Three-Month: Eurodollar, SOFR, and Bloomberg Short-Term Bank Yield (BSBY) Futures Contracts |
10/06/2022 |
Certified |
10/21/2022 |
|
1 |
| CME |
Extension of the Lumber Futures Volume Incentive Program |
11/21/2022 |
Certified |
12/06/2022 |
|
1 |
| NYMEX |
Requires a 15-Sec. Wait for Options Orders Before a User Can Cross Opposite a Customer; Requires a 15-Sec. Wait for Prearranged Trades before Opposite Order can be Entered; Includes Electronic Trading in Settlement Price Determination. NYMEX No. 07-77 |
06/21/2007 |
Certified |
06/25/2007 |
|
1 |
| NFX |
Provides Notice to Members concerning resolution among governance documents of PBOT preferred membership shares. PBOT Number 2007-17. |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
| ICE US |
Corrects date for implementation of provision of authority to VP of Market Regulation to summarily fine Floor Brokers; Trading at Settlement ("TAS") orders in certain markets; and for an Emerging Areas Market Maker Program. ICE US #07-67 |
11/19/2007 |
Certified |
12/18/2007 |
|
1 |
| CME |
Eliminates All-or-None Trades for E-Mini S&P 500 futures and E-Mini Nasdaq 100 futures. CME #08-27 |
02/12/2008 |
Certified |
02/20/2008 |
|
1 |
| CBOT |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
| NFX |
Provides Notice to Members regarding NFX Trading Days, Hours of Operation, Holidays and Early Closes for 2009 through 2010. NFX #2009-15 |
10/05/2009 |
Certified |
10/07/2009 |
|
1 |
| NYMEX |
Migrates remaining open interest for the Mont Belvieu Ethane Swap Futures into Mont Belvieu Ethane 5 Decimals Swap Futures. NYMEX #09-285 |
11/25/2009 |
Certified |
12/08/2009 |
|
1 |
| CBOT |
Amends Rule 588.G - No Bust Ranges, adding Argus Sour Crude Index futures contract to the list of Globex No Bust Ranges. CME/CBOT/NYMEX #10-015 |
01/12/2010 |
Certified |
01/12/2010 |
|
1 |
| CME |
Allows CME International Skimmed Milk Futures to be eligible for block trading. CME #10-075R |
06/10/2010 |
Certified |
06/14/2010 |
|
1 |
| CDE |
Addition of Rule 314 and the amendment of rule 101, in order to comply with Regulation 38.151(a). |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| CME |
Revisions to Chapter 8 of the Rulebooks. CME/CBOT/NYMEX/COMEX #12-269 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
| COMEX |
Establishment of Block Trade Minimum Thresholds in Four New NYMEX Products. NYMEX/COMEX #13-257 |
06/28/2013 |
Certified |
07/16/2013 |
|
1 |
| CBOT |
Modifications to the Grain and Oilseed Futures Volume Incentive Program. CBOT/KCBT #13-484 |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
| ICE US |
Effective October 1, 2014 the Exchange is amending the Block Trading Procedures by reducing the block trade minimum quantity for 44 regular-sized currency pair futures contracts from 50 lots to 5 lots. |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| NFX |
Market Maker Protection and Self-Match Prevention Reference Guide |
03/18/2015 |
Certified |
04/01/2015 |
|
1 |
| NYMEX |
Amendments to Non-Reviewable Ranges for Options and Implied Options Traded on CME Globex |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
| NFX |
Implementation of New Self-Match Prevention Functionality |
10/17/2016 |
Certified |
10/31/2016 |
|
1 |
| CME |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
