CME |
Modifications to the International Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
CME |
Modifications to the Latin America Fund Manager Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
NADEX |
Divide Rule 5.19(c) into subsections. |
04/27/2018 |
Notified |
04/27/2018 |
|
1 |
CME |
Modifications to the International Cross-Asset Volume Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
MGE |
Weekly Notifications for the Week of April 20, 2020 |
05/01/2020 |
Notified |
05/01/2020 |
|
1 |
CBOT |
Modifications to the Eris Block Broker Rebate Program |
09/18/2020 |
Certified |
10/02/2020 |
|
1 |
ICE US |
Notice of Delayed Open for Certain Markets |
10/06/2021 |
Certified |
10/21/2021 |
|
1 |
COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
CANTOR |
Revisions to automated liquidity provider program |
02/10/2023 |
Certified |
02/27/2023 |
|
1 |
NYMEX |
Provides for a New Market Maker Program Pertaining to the Electronic Trading on the CME Globex System of Certain NYMEX and COMEX Options Contracts. CME Submission # 07.78 |
06/21/2007 |
Certified |
08/02/2007 |
|
1 |
NFX |
Provides Notice to Members concerning Membership Dues and Seat Transfer Fees. PBOT Number 2007-18 |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
NFX |
Provides Notice to Members regarding the 2008 Holiday Schedule. PBOT #2007-23 |
11/19/2007 |
Certified |
11/19/2007 |
|
1 |
KCBT |
Provides the pit committee with the authority to expand the closing period by up to one minute on a particular date. |
02/11/2008 |
Certified |
03/07/2008 |
|
1 |
CBOT |
Expands the CBOT Agricultural Options Market Maker program to include five new options products: Calendar Spread Options on Corn, Wheat, Soybeans, Soybean Oil and Soybean Meal. CBOT #09-101 |
05/29/2009 |
Certified |
08/10/2009 |
|
1 |
CME |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Modifies the manner in which the Exchanges' handle trade cancellation and price adjustment requests from market users. CME/CBOT/NYMEX #09-217 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
ELX |
Amends Rule IX-3 to allow participants involved in contracts that require physical delivery to mutually agree to delivery terms that are different than those required by ELX and OCC Rules (Alternative Delivery Procedure). |
11/20/2009 |
Certified |
12/15/2009 |
|
1 |
NYMEX |
Amends Rule 588.G - No Bust Ranges, adding Argus Sour Crude Index futures contract to the list of Globex No Bust Ranges. CME/CBOT/NYMEX #10-015 |
01/12/2010 |
Certified |
01/12/2010 |
|
1 |
NADEX |
Amendment to Rules to Add "Post Only" Orders as a Permissible Order Type. |
06/30/2011 |
Certified |
07/29/2011 |
|
1 |
CME |
Amending CME Rule 401A01.A for Options on S&P GSCI Futures. CME #11-524 |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
ELX |
Offering an incentive program - the "2012 Non-Invester Program" with a goal to provide better market quality to current and prospective market participants. ELX 2012-003 |
04/23/2012 |
Withdrawn |
05/07/2012 |
|
1 |
CBOT |
Declaring Force Majeure pursuant to CBOT Rule 701 with respect to AG Processing, Inc.'s soybean oil facility located in Omaha, Nebraska. CBOT #12-202 |
06/14/2012 |
Certified |
06/29/2012 |
|
1 |
ELX |
Amendment to ELX Rule III-1 - Jurisdiction: requiring all those accessing markets operated by ELX to consent to its jurisdiction. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
CBOT |
Revisions to Chapter 8 of the Rulebooks. CME/CBOT/NYMEX/COMEX #12-269 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
CFE |
Amending CFE Rule 2302(o) by clarifying how the sizes of quotes, Orders and trades in the S&P 500 Variance futures contract are expressed and displayed. CFE #2012-35 |
12/14/2012 |
Certified |
07/29/2014 |
|
1 |
KCBT |
Modifications to the Grain and Oilseed Futures Volume Incentive Program. CBOT/KCBT #13-484 |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
ICE US |
Effective October 1, 2014 the Exchange is amending the Block Trading Procedures by reducing the block trade minimum quantity for regular and mini-sized Gold and Silver futures and options to 5 lots. |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 28, 2015 |
10/06/2015 |
Notified |
10/06/2015 |
|
1 |
COMEX |
Amendments to Non-Reviewable Ranges for Options and Implied Options Traded on CME Globex |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
CBOT |
Amendments to CBOT Equity Index Futures and Options Contracts |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
CBOT |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
CBOT |
Modifications to the International Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
CBOT |
Modifications to the International Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
CME |
Modifications to the Latin America Fund Manager Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
MGE |
Weekly notification regarding Christmas and New Year's holidays |
12/13/2019 |
Notified |
12/13/2019 |
|
1 |
MGE |
Weekly Notifications for the Week of April 19, 2021. |
04/29/2021 |
Notified |
04/29/2021 |
|
1 |
CME |
Modifications to the SOFR Options Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 532. ("Disclosing Orders Prohibited") and Issuance of Associated Market Regulation Advisory Notice RA2305-5 ("Improper Use or Disclosure of Non-Public Information Prohibited"). |
09/14/2023 |
Certified |
09/28/2023 |
|
1 |
ICE US |
Notifies the CFTC that NYBOT will change its corporate name to ICE Futures U.S., Inc. as of September 3, 2007. |
08/31/2007 |
Certified |
08/31/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NYLIFFE |
Provides a Notice to Members with guidance on NYSE Liffe US Rule 419, relating to changes in commodity codes and Member Firm IDs flowing from the change in Clearing Service Provider. NYSE Liffe #2009-110 |
04/06/2009 |
Certified |
08/27/2009 |
|
1 |
NYMEX |
Provides an Advisory Notice RA0905-4 regarding changes to (1) the reporting procedures for spreads executed in a trading ring, and (2) the physical placement of price reporting staff on the trading floor. NYMEX #09.102 |
05/29/2009 |
Certified |
06/10/2009 |
|
1 |
NYMEX |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/29/2010 |
|
1 |
NYMEX |
Issues NYMEX/COMEX Market Regulation Advisory Notice RA0911-4, providing information on the recordkeeping requirements for pit trades, including the entry of the trade data from trading cards and order tickets into the CME Clearing System. NYMEX #09-224 |
09/29/2009 |
Certified |
03/29/2010 |
|
1 |
OCX |
Provides new Rule 422 (rules and procedures for the transfer of trades) and new and Rule 423 (rules and guidance on the offsetting of concurrent long and short positions). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
CME |
Issues an updated Block Trade Advisory, CME & CBOT Market Regulation Advisory Notices RA1002-3. CME/CBOT #10-167 |
06/11/2010 |
Certified |
06/30/2010 |
|
1 |
CME |
Revising CME Rule 506 to permit all CME members and their employees on the trading floor to use headsets to speak directly to nonmember customers located off the trading floor. CME #10-269 |
09/20/2010 |
Certified |
12/07/2010 |
|
1 |
NYLIFFE |
Extension of the Futures Incentive Program. NYLIFFE 2011-120 |
06/30/2011 |
Certified |
06/30/2011 |
|
1 |
ICE US |
Extension of Certain Exchange Market Maker Programs. ICE US #11-85 |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
CBOT |
Issuance of CBOT Market Regulation Advisory Notice RA1203-1 - Open Outcry Trading of Treasury and Swap Futures in the Treasury and Swap Futures Pit. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
NYMEX |
Revisions to Chapter 8 of the Rulebooks. CME/CBOT/NYMEX/COMEX #12-269 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |