CME |
Extension of the FX Futures & Options Member EFRP Fee Discount Program |
12/22/2023 |
Certified |
01/09/2024 |
|
1 |
USFE |
Adopts amendments to the Market Maker Agreements for the FX Spot Equivalent Futures contracts to enhance the quality of certain of the FX SEF markets. USFE # 07-13 |
11/28/2007 |
Certified |
12/10/2007 |
|
1 |
CCFE |
Allows the transfer of Trading Privilege Holder (TPH) trading privileges under limited circumstances. CCFE #08-08 |
03/25/2008 |
Certified |
05/21/2008 |
|
1 |
NFX |
Amending Rule 102 and add additional language to specify certain criteria required to qualify for membership at NFX. NFX #2012-08 |
04/26/2012 |
Certified |
05/11/2012 |
|
1 |
NYMEX |
Implementing a Market Making Program in support of European carbon products that are traded on the Globex Platform. NYMEX #12-208 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
CME |
Listing of USD Denominated Ibovespa Futures. CME #12-298 |
10/04/2012 |
Certified |
10/20/2012 |
|
1 |
NYLIFFE |
Announcing the Modification of the Block Trade Thresholds for Two-Year US Treasury, Five-Year US Treasury, Ten-Year US Treasury, US Bond and Ultra Long US Treasury Bond Futures. NYLIFFE #2013-118 |
09/06/2013 |
Certified |
09/21/2013 |
|
1 |
CME |
Modifications to CME FX Premium Quoted Options Market Maker Program. CME #13-457 |
12/11/2013 |
Certified |
12/27/2013 |
|
1 |
CME |
Modification to Settlement Methodology for S&P GSCI Commodity Index Futures. CME #14-099 |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
NYMEX |
Weekly Notification of Rule Amendments - Week of January 5, 2015 |
01/14/2015 |
Notified |
01/14/2015 |
|
1 |
CFE |
The Amendment deletes CFE's Volatility Index Security Futures Lead Market Maker Program and extends the term of CFE's DPM Market Performance Benchmarks Program. |
11/24/2015 |
Withdrawn |
11/24/2015 |
|
1 |
CBOT |
Modifications to the Emerging Markets Bank Incentive Program |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
NFX |
Recertify the Trading Incentive Program ("Program") for certain energy contracts listed on the Exchange. |
04/29/2016 |
Certified |
05/13/2016 |
|
1 |
CME |
Amendments to the Bursa Malaysia Crude Palm Oil - Gasoil Spread Futures Contract |
07/22/2016 |
Certified |
08/05/2016 |
|
1 |
COMEX |
Amendments to Rule 106.K. ("Transfer to a Trust") |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
CFE |
The Amendment extends CFE Policy and Procedure XXIV to extend the term of CFE's Southern Hemisphere New Proprietary Trading Firm Incentive Program. |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
OCX |
OneChicago fee change |
02/13/2019 |
Certified |
02/28/2019 |
|
1 |
ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Exchange Member Firm Fee Program through December 31, 2020. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
NODAL |
Revised Nodal Exchange Trading Hours on February 4th and February 5th, 2020 for Power Futures, NG Penultimate Futures and Options contracts |
01/16/2020 |
Certified |
01/31/2020 |
|
1 |
CFE |
Update Fee Schedule |
05/11/2020 |
Certified |
05/26/2020 |
|
1 |
BTNL |
Rulebook Update |
05/05/2021 |
Certified |
05/19/2021 |
|
1 |
COMEX |
Amendments to CME and CBOT Rule 524.B. ("Basis Trade at Index Close (`BTIC') Transactions") and Issuance of CME Group Market Regulation Advisory Notice RA2203-5 |
07/08/2022 |
Certified |
07/22/2022 |
|
1 |
CBOT |
Modifications to the MAC Swap Futures Incentive Program |
10/12/2022 |
Certified |
10/26/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 6, 2023 |
02/14/2023 |
Notified |
02/14/2023 |
|
1 |
CME |
Supplements harmonization of CBOT and CME Rulebooks, modifies CTR Enforcement Program and Sanction Schedule during the interim period before CBOT adopts the CME Price Reporting System in 1-08. CME # 07-96 |
11/29/2007 |
Certified |
01/30/2008 |
|
1 |
NYMEX |
Clarifies that the trading of Existing Platinum and Palladium Futures Contracts on ClearPort Clearing is through EFPs and EFSs. NYMEX #8.120R |
12/04/2008 |
Certified |
12/18/2008 |
|
1 |
CFE |
Amending CFE rules consistent with the rules, acceptable practices, and guidance, under Core Principles. CFE #2012-26 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
CME |
Establishment of a Block Trade Minimum Threshold in One New and One Existing CME Product. CME/CBOT #13-363 |
09/09/2013 |
Certified |
09/24/2013 |
|
1 |
OCX |
Notice to Members - Position Limit Exemption Requests - requires that the requests be signed by an officer or director of the firm. OCX #14-001 |
03/11/2014 |
Certified |
03/25/2014 |
|
1 |
CME |
Revisions to NYMEX/COMEX Rule 539, to establish an additional order entry protocol by which brokers may submit certain futures and options on futures orders into CME Globex. CME/CBOT/NYMEX/COMEX #14-184 |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
TRUEEX |
Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2014-12DR |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
CME |
Revision to Rule 812 to Disallow Settlement Pay/Collect Adjustments Resulting from Changes to a Final Settlement Price After 10 Business Days from Publication of the Final Settlement Price |
08/28/2014 |
Certified |
09/12/2014 |
|
1 |
ICE US |
EMERGENCY ACTION - Delayed Open for Certain Markets |
09/25/2014 |
Certified |
10/09/2014 |
|
1 |
COMEX |
Weekly Notification of Rule Amendments - Week of January 5, 2015 |
01/14/2015 |
Notified |
01/14/2015 |
|
1 |
CME |
Amendments to CME Random Length Lumber Futures Final and Daily Settlement Procedures and CME S&P GSCIT Commodity Index Futures Daily Settlement Procedures in Connection with the Closing of Most Open Outcry Futures Trading |
06/16/2015 |
Certified |
06/30/2015 |
|
1 |
CFE |
The Amendment deletes CFE's Volatility Index Security Futures Lead Market Maker Program and extends the term of CFE's DPM Market Performance Benchmarks Program. |
11/24/2015 |
Certified |
12/09/2015 |
|
1 |
NFX |
Amending its fee schedule in connection with the listing of 30 PJM Independent Service Operator Financial Futures (together, the "PJM Futures"). |
04/10/2017 |
Certified |
04/24/2017 |
|
1 |
CME |
Amendments to the Price Reporting Requirements for NYMEX and COMEX Block Trades and Issuance of CME Group Market Regulation Advisory Notice RA1705-5 Regarding Block Trades. |
06/01/2017 |
Certified |
06/15/2017 |
|
1 |
CFE |
The Amendment amends CFE Policy and Procedure XXII to extend the term of CFE's New European Futures Commission Merchant Inventive Program. |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
NFX |
NASDAQ Futures, Inc. submits this self -certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook (the "Energy Contracts". |
06/15/2018 |
Certified |
06/29/2018 |
|
1 |
CME |
Extension of the Sterling Overnight Index Average ("SONIA") Futures Give-Up Fee Waiver Program |
09/13/2019 |
Certified |
09/27/2019 |
|
1 |
ICE US |
The Exchange is extending the terms of the NYSE FANG T Index Clearing Member Rebate Program through December 31, 2020. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
CME |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 574. ("Globex Access Restrictions") in Connection with the National Futures Association's ("NFA's") Amended Definition of a Branch Office. |
09/08/2021 |
Certified |
09/22/2021 |
|
1 |
CBOT |
Modifications to the Eris Swap Futures Market Maker Program |
10/12/2022 |
Certified |
10/26/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 31, 2023 |
08/07/2023 |
Notified |
08/07/2023 |
|
1 |
NYMEX |
Weekly Notification of Rule Amendments - Week of November 6, 2023 |
11/14/2023 |
Notified |
11/14/2023 |
|
1 |
NYMEX |
Provides a no-bust range as well as accountability levels, position limits, and reportabe levels for the new NYMEX Colombian Peso Futures Contract. NYMEX #08.19 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
NADEX |
Provides notification of the 2009 Holiday Schedule. |
12/04/2008 |
Certified |
12/04/2008 |
|
1 |
OCX |
Amendment No.1 to OCX-OCC Clearing Agreement provides for the clearing of securities futures contracts adjusted for all dividends or distributions issued for the security underlying such contract, and for the indemnification by OCX of OCC. |
09/29/2010 |
Certified |
10/07/2010 |
|
1 |