| COMEX |
Modifications to the Retail Broker Incentive Program |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| CME |
Modifications to the Weather Futures Market Maker Program |
06/06/2017 |
Certified |
06/20/2017 |
|
1 |
| NADEX |
Provides notice that Market Makers may only submit Post-Only Quotes, and must make good faith attempt to price Demo. |
07/12/2017 |
Certified |
07/26/2017 |
|
1 |
| MGE |
Weekly Notifications for the Week of November 19, 2018 |
11/30/2018 |
Notified |
11/30/2018 |
|
1 |
| COMEX |
Modifications to the Retail Broker Incentive Program |
05/14/2020 |
Certified |
05/29/2020 |
|
1 |
| CBOT |
Modifications to the MAC Swap Futures Incentive Program |
03/16/2021 |
Certified |
03/30/2021 |
|
1 |
| CME |
Modifications to the SR3-ED Reduced Tick ICS Market Maker Program |
07/12/2022 |
Certified |
07/26/2022 |
|
1 |
| CME |
Extension of the FX Options Give-up Surcharge Fee Waiver Program |
01/02/2024 |
Certified |
01/17/2024 |
|
1 |
| MGE |
Fee Changes (Transfer Fees) |
02/14/2024 |
Certified |
02/29/2024 |
|
1 |
| CME |
Adds to the Globex No Bust Range list, the Weekly Average Temperature Index, NYMEX Gulf Coast ULSD, NYMEX New York ULSD, NYMEX Gulf Coast Gas and NYMEX Uranium contracts. CME #07-33 |
05/01/2007 |
Certified |
05/01/2007 |
|
1 |
| CME |
Amends the Globex trading times for CME Meat, Livestock and Dairy products. CME #08-159 |
10/17/2008 |
Certified |
10/20/2008 |
|
1 |
| CBOT |
Amends the No Bust Ranges set forth in CME and CBOT Rule 588.K and NYMEX Rule 11G.588.K. CME/CBOT/NYMEX #09.110 |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
| OCX |
Amends OCX Rule 419 (Regulatory Halts), to clarify the effective time of a halt on the Exchange. |
11/03/2009 |
Certified |
11/27/2009 |
|
1 |
| ICE US |
Trading Hours for Columbus Day. ICE US #10-38 |
10/06/2010 |
Certified |
10/06/2010 |
|
1 |
| ICE US |
Temporary Change in Trading Hours on Trading Floor Due to Snow Storm. ICE US #11-4 |
01/28/2011 |
Certified |
01/28/2011 |
|
1 |
| GREENX |
Amending Rule 544-Market Maker and Liquidity Provider Programs, Rule 703-Inquiries and Investigation, and Rule 1107-Certified Emission Reduction Plus. GREENX #2011-08 |
03/15/2011 |
Certified |
12/27/2011 |
|
1 |
| CDE |
Trading Hours for Good Friday Holiday. ERISDCM #2012-02 |
03/05/2012 |
Certified |
03/20/2012 |
|
1 |
| NADEX |
Amending its Fee Schedule. |
08/15/2012 |
Certified |
08/30/2012 |
|
1 |
| NFX |
Amendments to Rule E39. NFX #2012-31 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| NYMEX |
Revising Market Regulation Advisory Notices on Block Trades, to clarify the privately negotiated standard for block trades. CME/CBOT #12-410 |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| CFE |
Revising CFE Rule 414 relating to Exchange of Contract for Related Position transacations. CFE #2013-13 |
03/12/2013 |
Certified |
03/27/2013 |
|
1 |
| NFX |
Amending contract specifications for 10 ounces gold futures contract and amendming Appendix B NFX #2013-18 |
09/10/2013 |
Certified |
09/25/2013 |
|
1 |
| COMEX |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| ICE US |
Effective September 28, 2015 the Exchange is amending the terms of the IFUS Henry Hub Tiered Options Volume Liquidity Provider Program to include the new Options on Henry Penultimate Fixed Price Future 25K Contract. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| CME |
Modifications to the Retail Broker Incentive Program |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| OCX |
Amending OneChicago Rule 902 (Contract Specifications) to Reflect the Updated Securities Transaction Settlement Cycle |
08/29/2017 |
Certified |
09/13/2017 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rules in Connectionwith Closing the NYMEX and COMEX Trading Annex. |
11/30/2018 |
Certified |
11/30/2018 |
|
1 |
| ICE US |
The amendments expands the categories of individuals and firms which agree to be bound by and comply with Exchange Rules, and which consent to the jurisdiction of the Exchange. |
01/22/2020 |
Certified |
02/05/2020 |
|
1 |
| CME |
Modifications to the BSBY Futures Market Maker Program |
07/12/2022 |
Certified |
07/26/2022 |
|
1 |
| ICE US |
Amendments to the Exchange's Chapter 21 "Disciplinary Rules" |
07/05/2023 |
Certified |
07/19/2023 |
|
1 |
| KCBT |
Clarifies that Orders Entered for Execution During Normal Trading Hours Remain Executable During the Post Settlement Session Unless Cancelled. |
05/02/2007 |
Certified |
05/04/2007 |
|
1 |
| CME |
Notifies the Commission of regulatory advisories that were issued to members of CME and CBOT with respect to each exchange's harmonized rulebooks. CME #07.101 |
12/04/2007 |
Certified |
01/30/2008 |
|
1 |
| CME |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
03/30/2010 |
|
1 |
| CME |
Amends the No Bust Ranges set forth in CME and CBOT Rule 588.K and NYMEX Rule 11G.588.K. CME/CBOT/NYMEX #09.110 |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
| NFX |
Revises Trading Hours for IDEX USD Interest Rate Swap Futures. NFX-2009-16 |
11/04/2009 |
Certified |
11/04/2009 |
|
1 |
| NYLIFFE |
Changes to Dynamic Price Limits for 5,000 Oz. and Mini-Sized Silver Futures. |
10/06/2010 |
Certified |
10/18/2010 |
|
1 |
| CME |
MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 |
01/27/2011 |
Certified |
03/25/2011 |
|
1 |
| ICE US |
Temporary Close of Trading Floor Due to Physical Emergency. ICE US #11-51 |
08/25/2011 |
Certified |
09/12/2011 |
|
1 |
| OCX |
Revisions to Rules 510 and 605 to update referenced organization name from NASD to FINRA and AMEX to NYSE AMEX. |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NADEX |
Implementing a "Refer-A-Friend" Incentive Program. |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
| COMEX |
Revising Market Regulation Advisory Notices on Block Trades, to clarify the privately negotiated standard for block trades. CME/CBOT #12-410 |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar and US Treasury Futures Contracts. NYLIFFE #2013-104 |
03/11/2013 |
Certified |
03/26/2013 |
|
1 |
| CFE |
Amending CFE Rule 419 - Limitation of Liability. CFE #2013-31 |
09/11/2013 |
Certified |
09/26/2013 |
|
1 |
| NFX |
Amending the Name of the Exchange. NFX #2013-23 |
10/23/2013 |
Certified |
11/07/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #14-041 |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
| CME |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1406-3 Concerning Block Trades |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| NYMEX |
Establishment of Block Trade Minimum Thresholds in Two (2) Singapore Fuel Oil Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1505-4 |
03/26/2015 |
Certified |
04/09/2015 |
|
1 |
| NYMEX |
Amendment to Block Trade Minimum Quantity Threshold for LNG Japan/Korea Marker (Platts) Futures Contract |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
| NYMEX |
Elimination of Open Outcry Trading Venue in Connection with the Closing of NYMEX Open Outcry Futures Trading Pits |
06/21/2015 |
Certified |
07/06/2015 |
|
1 |
| ICE US |
Effective September 28, 2015 the Exchange is amending the terms of the IFUS Henry Hub Options Liquidity Provider Program to include the new Options on Henry Penultimate Fixed Price Future 25K Contract. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
