CFE |
The Amendment amends CFE Rule 415 to clarify certain restrictions relating to disclosure and use of non-public information regarding Block Trades and the extent to which counterparties to a Block Trade may enter into pre-hedging or anticipatory hedging. |
01/19/2017 |
Certified |
02/02/2017 |
|
1 |
COMEX |
Weekly Notification of Rule Amendments (Week of July 10, 2017) |
07/20/2017 |
Notified |
07/20/2017 |
|
1 |
CBOT |
Modifications to the Latin America Fund Manager Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
ICE US |
Extension of Bakkt Bitcoin (USD) Monthly Futures Contract Volume Incentive Program |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
CBOT |
Reduction of Basis Trade at Index Close ("BTIC") Block Trade Minimum Quantity Threshold for the Adjusted Interest Rate S&P 500 Total Return Index Futures, S&P 500 Total Return Index Futures, Nasdaq-100 Total Return Index Futures and Dow Jones Industrial A |
06/29/2021 |
Certified |
07/14/2021 |
|
1 |
CME |
Amendments to the Daily Settlement Procedure Document for the S&P 500 Annual Dividend Index Futures and S&P 500 Quarterly Dividend Index Futures Contracts |
02/09/2022 |
Certified |
02/24/2022 |
|
1 |
NYMEX |
Adoption of CME and CBOT Rule 524.D. ("Trade Marker at Close ("TMAC") Transactions") and Issuance of Three (3) Associated Market Regulation Advisory Notices RA2302-5, RA2303-5, RA2304-5 |
07/12/2023 |
Certified |
07/26/2023 |
|
1 |
CBOT |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CBOT #07-104 |
12/12/2007 |
Certified |
01/30/2008 |
|
1 |
ELX |
Amendment to Rule IX-106(f), to clarify Section (f) Termination of Trading and to ensure consistency with standard market practice. ELX #2010-019 |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
CME |
Modifications to the CME Interest Rate Market Maker Program. CME #10-380 |
12/17/2010 |
Certified |
03/15/2011 |
|
1 |
NYMEX |
Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX and COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) |
03/31/2011 |
Certified |
04/19/2011 |
|
1 |
NYMEX |
Extending the NYMEX Brent 25-Day Futures Fee Waiver Program. NYMEX #12-403 |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
ICE US |
New Credit Index Liquidity Provider Program, allowing participants to receive a rebate for trading of Credit Index Liquidity futures contracts which the Exchange will be listing for trading commencing June 17, 2013 ICE US #13-48 |
05/30/2013 |
Certified |
06/14/2013 |
|
1 |
CBOT |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
CBOT |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
NYMEX |
Modifications to the NYMEX European Coal and Dry Freight Incentive Program. NYMEX #14-206 |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |
NYMEX |
Establishment of a Block Trade Minimum Threshold for Crude Oil Option on Semi-Annual Strip and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1408-4 |
09/05/2014 |
Certified |
09/19/2014 |
|
1 |
NFX |
Combination and Implied Orders |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 415 ("Information-Sharing Agreements") |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |
CME |
Amendments to CME Globex Trading Hours for Random Length Lumber Futures and Options Contracts |
11/26/2015 |
Certified |
12/09/2015 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
NYMEX |
Modifications to the International Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
SMFE |
Amendment to Rule 612 |
08/16/2021 |
Certified |
08/30/2021 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
SMFE |
creation of d/b/a for SMFE |
09/02/2022 |
Notified |
09/02/2022 |
|
1 |
CME |
Modifications to the Pork Cutout Market Maker Program |
04/13/2023 |
Certified |
04/27/2023 |
|
1 |
COMEX |
Adoption of CME and CBOT Rule 524.D. ("Trade Marker at Close ("TMAC") Transactions") and Issuance of Three (3) Associated Market Regulation Advisory Notices RA2302-5, RA2303-5, RA2304-5 |
07/12/2023 |
Certified |
07/26/2023 |
|
1 |
CME |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CME #07-104 |
12/12/2007 |
Certified |
01/30/2007 |
|
1 |
NYMEX |
Provides, as required by Regulation 38.5(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/26/2008 |
Certified |
08/27/2008 |
|
1 |
CFE |
Provides trading rules for new Mini CBOE Volatility Index Futures contract, as well as terms and conditions, to be listed for trading on CFE commencing March 2, 2009. CFE # CFE-2009-05 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
CBOT |
Floor Trading Codes Assigned to Ethanol and Distillers' Dried Grain Futures. CBOT #10-211 |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
NYMEX |
Notification of Amendment to Colombian Peso Futures Contract clarifying the termination of trading rule in the event that the first day of a contract month begins on a Thursday. NYMEX #10-308 |
10/22/2010 |
Certified |
12/14/2010 |
|
1 |
COMEX |
Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX and COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) |
03/31/2011 |
Certified |
04/19/2011 |
|
1 |
CME |
Modifications to the CME FX Futures Cross Currency Liquidity Market Making Program. CME #12-407 |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
NYMEX |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold for Crude Oil Option on Semi-Annual Strip and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1408-4 |
09/05/2014 |
Certified |
09/19/2014 |
|
1 |
CME |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CME |
Listing of Existing Midsize Options on Class III Milk Futures Contract on CME Globex and CME ClearPort and the Listing of Existing Options on Cash-Settled Butter Futures and Options on Cheese Futures on CME ClearPort |
03/18/2016 |
Certified |
04/01/2016 |
|
1 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
NFX |
An amendment to terminate early the Designated Market Maker Program (DMM Program) and the Market Quality Program (MQ Program) that was previously certified to the Commission. |
03/29/2018 |
Certified |
04/12/2018 |
|
1 |
NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
NODAL |
On February 13, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and all Nodal Options contracts |
01/29/2020 |
Certified |
02/12/2020 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
CME |
Modifications to the Cryptocurrency Futures and Options Block and EFRP Program |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
CBOT |
Modifications to the Eris Block Broker Rebate Program |
04/13/2023 |
Certified |
04/27/2023 |
|
1 |