Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CFE The Amendment amends CFE Rule 415 to clarify certain restrictions relating to disclosure and use of non-public information regarding Block Trades and the extent to which counterparties to a Block Trade may enter into pre-hedging or anticipatory hedging. 01/19/2017 Certified 02/02/2017 1
COMEX Weekly Notification of Rule Amendments (Week of July 10, 2017) 07/20/2017 Notified 07/20/2017 1
CBOT Modifications to the Latin America Fund Manager Incentive Program 05/15/2018 Certified 05/30/2018 1
CME Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") 03/04/2019 Certified 03/18/2019 1
ICE US Extension of Bakkt Bitcoin (USD) Monthly Futures Contract Volume Incentive Program 12/14/2020 Certified 12/29/2020 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts 05/20/2021 Certified 06/04/2021 1
CBOT Reduction of Basis Trade at Index Close ("BTIC") Block Trade Minimum Quantity Threshold for the Adjusted Interest Rate S&P 500 Total Return Index Futures, S&P 500 Total Return Index Futures, Nasdaq-100 Total Return Index Futures and Dow Jones Industrial A 06/29/2021 Certified 07/14/2021 1
CME Amendments to the Daily Settlement Procedure Document for the S&P 500 Annual Dividend Index Futures and S&P 500 Quarterly Dividend Index Futures Contracts 02/09/2022 Certified 02/24/2022 1
NYMEX Adoption of CME and CBOT Rule 524.D. ("Trade Marker at Close ("TMAC") Transactions") and Issuance of Three (3) Associated Market Regulation Advisory Notices RA2302-5, RA2303-5, RA2304-5 07/12/2023 Certified 07/26/2023 1
CBOT Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CBOT #07-104 12/12/2007 Certified 01/30/2008 1
ELX Amendment to Rule IX-106(f), to clarify Section (f) Termination of Trading and to ensure consistency with standard market practice. ELX #2010-019 07/20/2010 Certified 07/20/2010 1
CME Modifications to the CME Interest Rate Market Maker Program. CME #10-380 12/17/2010 Certified 03/15/2011 1
NYMEX Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX and COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) 03/31/2011 Certified 04/19/2011 1
NYMEX Extending the NYMEX Brent 25-Day Futures Fee Waiver Program. NYMEX #12-403 11/30/2012 Certified 12/15/2012 1
ICE US New Credit Index Liquidity Provider Program, allowing participants to receive a rebate for trading of Credit Index Liquidity futures contracts which the Exchange will be listing for trading commencing June 17, 2013 ICE US #13-48 05/30/2013 Certified 06/14/2013 1
CBOT Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 07/18/2013 Certified 08/02/2013 1
CBOT Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 09/12/2013 Withdrawn 11/01/2013 1
NYMEX Modifications to the NYMEX European Coal and Dry Freight Incentive Program. NYMEX #14-206 06/06/2014 Certified 06/21/2014 1
NYMEX Establishment of a Block Trade Minimum Threshold for Crude Oil Option on Semi-Annual Strip and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1408-4 09/05/2014 Certified 09/19/2014 1
NFX Combination and Implied Orders 07/07/2015 Certified 07/21/2015 1
COMEX Amendments to CME/CBOT/NYMEX/COMEX Rule 415 ("Information-Sharing Agreements") 09/15/2015 Certified 09/29/2015 1
CME Amendments to CME Globex Trading Hours for Random Length Lumber Futures and Options Contracts 11/26/2015 Certified 12/09/2015 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. 10/23/2017 Certified 11/06/2017 1
NYMEX Modifications to the International Incentive Program 05/15/2018 Certified 05/30/2018 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") 03/04/2019 Certified 03/18/2019 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts 05/20/2021 Certified 06/04/2021 1
SMFE Amendment to Rule 612 08/16/2021 Certified 08/30/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena 09/10/2021 Certified 09/24/2021 1
SMFE creation of d/b/a for SMFE 09/02/2022 Notified 09/02/2022 1
CME Modifications to the Pork Cutout Market Maker Program 04/13/2023 Certified 04/27/2023 1
COMEX Adoption of CME and CBOT Rule 524.D. ("Trade Marker at Close ("TMAC") Transactions") and Issuance of Three (3) Associated Market Regulation Advisory Notices RA2302-5, RA2303-5, RA2304-5 07/12/2023 Certified 07/26/2023 1
CME Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CME #07-104 12/12/2007 Certified 01/30/2007 1
NYMEX Provides, as required by Regulation 38.5(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. 08/26/2008 Certified 08/27/2008 1
CFE Provides trading rules for new Mini CBOE Volatility Index Futures contract, as well as terms and conditions, to be listed for trading on CFE commencing March 2, 2009. CFE # CFE-2009-05 02/26/2009 Certified 03/05/2009 1
CBOT Floor Trading Codes Assigned to Ethanol and Distillers' Dried Grain Futures. CBOT #10-211 07/20/2010 Certified 07/20/2010 1
NYMEX Notification of Amendment to Colombian Peso Futures Contract clarifying the termination of trading rule in the event that the first day of a contract month begins on a Thursday. NYMEX #10-308 10/22/2010 Certified 12/14/2010 1
COMEX Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX and COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) 03/31/2011 Certified 04/19/2011 1
CME Modifications to the CME FX Futures Cross Currency Liquidity Market Making Program. CME #12-407 11/30/2012 Certified 12/15/2012 1
NYMEX Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 07/18/2013 Certified 08/02/2013 1
NYMEX Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 09/12/2013 Withdrawn 11/01/2013 1
COMEX Establishment of a Block Trade Minimum Threshold for Crude Oil Option on Semi-Annual Strip and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1408-4 09/05/2014 Certified 09/19/2014 1
CME Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 12/16/2014 Certified 12/31/2014 1
CME Listing of Existing Midsize Options on Class III Milk Futures Contract on CME Globex and CME ClearPort and the Listing of Existing Options on Cash-Settled Butter Futures and Options on Cheese Futures on CME ClearPort 03/18/2016 Certified 04/01/2016 1
NYMEX Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. 10/23/2017 Certified 11/06/2017 1
NFX An amendment to terminate early the Designated Market Maker Program (DMM Program) and the Market Quality Program (MQ Program) that was previously certified to the Commission. 03/29/2018 Certified 04/12/2018 1
NYMEX Modifications to the International Cross-Asset Volume Incentive Program 05/15/2018 Certified 05/30/2018 1
NODAL On February 13, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and all Nodal Options contracts 01/29/2020 Certified 02/12/2020 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts 05/20/2021 Certified 06/04/2021 1
CME Modifications to the Cryptocurrency Futures and Options Block and EFRP Program 09/10/2021 Certified 09/24/2021 1
CBOT Modifications to the Eris Block Broker Rebate Program 04/13/2023 Certified 04/27/2023 1