| COMEX |
Modifications to the COMEX Event Contracts Cash Settlement Fee Waiver Program |
08/17/2023 |
Certified |
08/31/2023 |
|
1 |
| CME |
Modifications to the Micro Cryptocurrency Options Market-Wide Fee Discount Program |
01/05/2024 |
Certified |
01/22/2024 |
|
1 |
| COIN |
Modification to the fee schedule reflecting the establishment of fees for the Polkadot Futures Contract, the 1k Shib Futures Contract, the Stellar Futures Contract, the Avalanche Futures Contract, and the Chainlink Futures Contract |
06/28/2024 |
Certified |
07/15/2024 |
|
1 |
| CBOT |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CBOT #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
| CFE |
Permits CFEs help desk to consider the prices of related contracts trading on CFE as well as other markets when applying CFE's error trade policy. CFE # CFE-2009-06 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
| CBOT |
Issuing Market Regulation Advisory Notice RA1004-1 regarding changes to the policy for trading in the CBOT Treasury and Swap futures pit, effective on June 15, 2010. CBOT #10-109 |
04/23/2010 |
Certified |
06/11/2010 |
|
1 |
| CME |
Market Regulation Advisory Notice RA1005-3- adding products to the list of CME block-eligible products appearing in Section 10. CME/CBOT #10-212 |
07/20/2010 |
Certified |
06/08/2011 |
|
1 |
| CBOT |
Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 |
10/22/2010 |
Certified |
11/19/2010 |
|
1 |
| CBOT |
Modifications to CBOT Interest Rate Market Maker Program. CBOT #10-379 |
12/17/2010 |
Certified |
02/23/2011 |
|
1 |
| ICE US |
Amendment to Rule 27.18(a) - the Exchange is changing the closing time for the Exchange's Financial futures and options contracts on the electronic trading platform from 6:00pm to 5:00pm New York Time. ICE US #11-6 |
02/07/2011 |
Certified |
02/07/2011 |
|
1 |
| OCX |
Revisions to OneChicago Rule 905 to support the trading and reporting of block and EFP trade/report in four decimal points. |
07/13/2011 |
Certified |
07/14/2011 |
|
1 |
| CME |
Modifications to an existing market making program for E-Micro Foreign Exchange futures contracts that are traded on Globex. CME #12-409 |
11/29/2012 |
Certified |
12/14/2012 |
|
1 |
| ICE US |
Amending Rules 27.02, 27.11, 27.19 and New Rule 27.26, which consolidate various provisions pertaining to the Exchange's Interval Price Limit functionality into a single new rule. ICE US #13-10 |
01/30/2013 |
Certified |
02/14/2013 |
|
1 |
| COMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| COMEX |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| NYLIFFE |
Notice Announcing the Extension of the Active Member Participant Program. NYLIFFE #2013-129 |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| CME |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
| MGE |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d) |
02/27/2015 |
Notified |
02/27/2015 |
|
1 |
| CFE |
Expire VIX futures every week. CFE is submitting this 40.6(a) filing under two different categories: (1) Product Terms and Conditions, including Product Related Rules and Rule Amendments, and (2) Rules, including Organization Rules and Rule Amendments. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
| ICE US |
Amendments to Appendix II of Chapter 27 Exchange Messaging Policy which change the Weighted Volume Ration threshold for U.S. Dollar Index Futures from 100,000 messages per day to 150,000 messages per day. |
10/19/2015 |
Certified |
11/02/2015 |
|
1 |
| NYMEX |
Determination to Not Effectuate the Close-Out of NYMEX In Delivery Month European Union Allowance Futures Positions and Re-establishment of Equivalent Positions on CME Europe |
11/26/2015 |
Certified |
12/09/2015 |
|
1 |
| ICE US |
FX Member Firm Fee Program |
06/15/2016 |
Certified |
06/29/2016 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
| CME |
Extension of the FX Futures Block Price Maker Fee Waiver Program |
11/28/2017 |
Certified |
12/12/2017 |
|
1 |
| NYMEX |
Modifications to the Central Bank Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
| CME |
Modifications to the International Cross-Asset Volume Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
| MGE |
Weekly Notification - Offset Deadline Reminder |
09/29/2023 |
Notified |
09/29/2023 |
|
1 |
| CME |
Extension of the Ether/Bitcoin Ratio Futures Market-Wide Fee Discount Program |
01/05/2024 |
Certified |
01/22/2024 |
|
1 |
| CBOT |
Implementation of the Micro Treasury Futures Market Development Program |
02/26/2024 |
Certified |
03/11/2024 |
|
1 |
| ICE US |
Deletes open outcry trading hours for Pulp futures and options contracts and revises the provisions for the responsibility of loadout charges for the Robusta futures contract. ICE US #07-57 |
09/24/2007 |
Certified |
09/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CME |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CME #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
| CME |
Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3, involving CME & CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. CME and CBOT #08-65 |
04/02/2008 |
Certified |
04/03/2008 |
|
1 |
| NFX |
Changes Rules and Fee Schedule to delete outdated rule references and irrelvant text on the Fee Schedule and to update name. NFX #2010-03 |
04/26/2010 |
Certified |
05/17/2010 |
|
1 |
| CBOT |
Market Regulation Advisory Notice RA1005-3- adding products to the list of CME block-eligible products appearing in Section 10. CME/CBOT #10-212 |
07/20/2010 |
Certified |
06/08/2011 |
|
1 |
| NFX |
Deletion of NFX Rules 1401-1405 Relating to Stock Index Futures. NFX #2011-11 |
07/14/2011 |
Certified |
07/19/2011 |
|
1 |
| ICE US |
Amendments to its Block Trading Procedures to allow Block Trades to be executed in the Exchange's new Russian-ruble/US dollar Cash Settled Currency Futures Contract. ICE US #11-84 |
11/18/2011 |
Certified |
12/05/2011 |
|
1 |
| COMEX |
Implementing a fee discount program in support of COMEX 1000oz Silver Futures Contract. COMEX #13-200 |
05/31/2013 |
Certified |
06/15/2013 |
|
1 |
| KCBT |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| NYLIFFE |
Notice Announcing the Extension of the Futures Incentive Program. NYLIFFE #2013-130 |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| CBOT |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
| CBOT |
Self-certification of CBOT Financial and Regulatory Bulletin #15-01 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| CFE |
Rule Certification to adopt a Lead Market Maker Program for Weekly (Non-Standard) CBOE Volatility Index Futures Expirations. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
| CME |
Extension of the S&P 500r Floor Broker Incentive Program |
11/28/2017 |
Certified |
12/12/2017 |
|
1 |
| NYMEX |
Modifications to the Emerging Markets Bank Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
| CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
