| ELX |
ELX is adopting a new rule that formalizes its authority to establish incentive and/or market making programs and at the same time, establishing the first such incentive program implemented under the rule. |
06/13/2017 |
Certified |
06/27/2017 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1708-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
07/21/2017 |
Certified |
08/04/2017 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| NODAL |
The terms "Last Trading Day" and "Last Trading Date" were used interchangeably in Appendix A - Contract Specifications. To avoid any confusion, the Exchange harmonized the Contract Specifications to use the term "Last Trading Day" exclusively. |
10/27/2021 |
Notified |
10/27/2021 |
|
1 |
| CBOT |
Amendments to the Daily Settlement Procedure Document of the FOB Santos Soybeans Financially Settled (Platts) Futures Contract |
12/10/2021 |
Certified |
12/27/2021 |
|
1 |
| CME |
Extension of the FTSE 100 Adjusted Interest Rate Total Return Futures Fee Discount Program |
12/08/2022 |
Certified |
12/22/2022 |
|
1 |
| NADEX |
Amends MM Program Originally Submitted on 1/26/07 for SIG and DRW. See FILAC No. 07-10 and 07-11 |
02/14/2007 |
Certified |
02/16/2007 |
|
1 |
| ICE US |
Provides arbitration for Sugar No.11 delivery disputes; also increases the any one month position accountability level from 9,000 to 10,000 and the all month combined level from 9,000 to 15,000 Sugar No.11 futures and equivalent contracts. NYBOT #07-40 |
07/12/2007 |
Certified |
08/03/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Imposes penalties for violations of the prohibition against OTC transactions between two Floor Members trading pursuant to an FCN guarantee. NYMEX #8.21 |
02/28/2008 |
Certified |
03/18/2008 |
|
1 |
| NYLIFFE |
Allows the Exchange to provide to an affiliate of a NYSE Liffe member direct access to the Exchange. |
09/03/2008 |
Certified |
10/27/2008 |
|
1 |
| NFX |
Amendments to Rule E12 and F12 prescribe the appropriate customer type indicator code to be used in connection with the submission of orders and the reporting of exchange of futures for swaps. NFX #2010-07 |
07/27/2010 |
Certified |
07/27/2010 |
|
1 |
| CME |
Updates and Extensions to CME Agriculture Market Maker Programs. CME #10-365 |
12/27/2010 |
Certified |
01/03/2011 |
|
1 |
| NYLIFFE |
Extension of the Designated Market Maker Program for Precious Metals Futures. NYLIFFE #2010-129 |
09/16/2011 |
Certified |
10/03/2011 |
|
1 |
| MGE |
Amending Chapter1 and Rules 204.00 and 372.00 to allow a measure of flexibility for the timing of the first meeting of a new Board of Directors after an annual election. |
01/09/2012 |
Certified |
01/25/2012 |
|
1 |
| COMEX |
Revisions to Limitation of Liability Rules and Conforming Amendments. CME/CBOT/NYMEX/COMEX #12-319 |
10/09/2012 |
Certified |
10/24/2012 |
|
1 |
| ICE US |
Amending Electronic Trading Rule 27.18(d) to the trading hours for expiring Sugar No.11, Coffee "C", Cotton No.2, Cocoa and FCOJ options contracts on the Last Trading Day. ICE US #12-86 |
12/04/2012 |
Certified |
12/19/2012 |
|
1 |
| CFE |
Amendments to CFE Rule 2302(r) changing the default pre-trade order size limit for the S&P Variance futures contract from 150,000 vega notional to 200,000 vegal notional. CFE 2013-01 |
02/04/2013 |
Certified |
02/20/2013 |
|
1 |
| CME |
Modifications to Central Bank Incentive Program |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CME |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| NYMEX |
Modifications to the NN Fee Waiver Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 12, 2015 |
01/23/2015 |
Notified |
01/23/2015 |
|
1 |
| NYMEX |
Extension of the NYMEX Brent Globex Fee Waiver Program |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| CBOT |
Availability of Certain Equity Option Contracts for Submission for Clearing via CME ClearPort |
12/22/2015 |
Certified |
01/07/2016 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| ICE US |
Weekly Notification - the Exchange has amended the Trade at Settlement document deleting a reference to the Indian rupee-US dollar which is know longer listed by the Exchange. |
04/15/2019 |
Notified |
04/15/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Block Discount Program |
12/18/2019 |
Certified |
01/03/2020 |
|
1 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| MGE |
Weekly Notifications for the Week of June 21, 2021. |
07/01/2021 |
Notified |
07/01/2021 |
|
1 |
| CFE |
Reporting by Single Authorized Reporter |
04/14/2023 |
Certified |
04/28/2023 |
|
1 |
| ICE US |
Resolution Delegating Authority to Set Electronic Trading Hours; Changes ETS Trading Hours and Deletes Specified Electronic Trading Hours Table. NYBOT No. 07-14 |
02/15/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Increases from 95% of face value to 98%, the value of shares of money market mutual funds deposited by Clearing Members for original margin purposes. NYMEX #07.82 |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
| ICE US |
Permits the entry and execution of Stop-Limit Orders on the electronic trading system. ICE US #07-82 |
12/19/2007 |
Certified |
01/07/2008 |
|
1 |
| NYMEX |
Deletes the requirement for the Exchange to provide the CFTC with prior notice when a final decision of a Hearing Panel becomes effective. NYMEX #8.22 |
02/28/2008 |
Certified |
03/18/2008 |
|
1 |
| CCFE |
Amends and supplements the CCFE Market Maker Program. 08-13 Supplement |
09/03/2008 |
Certified |
09/15/2008 |
|
1 |
| NYMEX |
Changes the Effective Date of Implementation of NYMEX Rules 6.01 and 104.03 and Deletion of NYMEX Rule 450. NYMEX #8.119(R) |
12/30/2008 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Provides an Advisory on stretching a handset from a telephone that is hard-wired to a booth adjacent to a trading ring. Market Regulation Advisory Notice RA0903-4, issued collectively by NYMEX and COMEX. #09.30 |
02/27/2009 |
Certified |
05/19/2009 |
|
1 |
| CME |
Amending each rulebook to permit recording and carrying futures contracts on transfer date, provided contracts are not physically-delivered or do not assign delivery obligations against oldest open long position holder. CME/CBOT/NYMEX #10-218 |
07/27/2010 |
Certified |
08/05/2010 |
|
1 |
| ICE US |
Amendments to Rule 4.34 allow the use of voice over internet protocol (VoIP) service provided by an Exchange approved third party in Exchange trading rings for all purposes. ICE US #11-65 |
09/19/2011 |
Certified |
10/04/2011 |
|
1 |
| NFX |
Amending Rule E38, EFP Transactions. NFX #2012-11 |
05/15/2012 |
Certified |
05/31/2012 |
|
1 |
| KCBT |
Amending Rule 917.00 pertaining to Globex limitation of liability. |
10/10/2012 |
Certified |
10/25/2012 |
|
1 |
| CBOT |
Modification to CBOT Wheat Futures and Options Fee Waiver Program for Canadian firms. CBOT #12-411 |
12/03/2012 |
Certified |
12/18/2012 |
|
1 |
| CFE |
Amending several CFE Rules and CFE Policy and Procedure IV in order to increase the order exposure period and to eliminate the request for quote requirement for crossed trades and trades from pre-execution discussions. CFE 2013-07 |
02/05/2013 |
Certified |
02/21/2013 |
|
1 |
| CFE |
Amendment to CFE Rule 615 - Simultaneous Buying and Selling Orders - to help prevent wash trades. CFE #2014-04 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
| CBOT |
Modifications to Central Bank Incentive Program |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CBOT |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| CME |
Listing of American-Style Weekly Options on the Russian Ruble/US Dollar, Chinese Renminbi/US Dollar, and Chinese Renminbi/Euro Cross Rate Futures Contracts for Submission for Clearing Through CME ClearPort |
12/22/2015 |
Certified |
01/07/2016 |
|
1 |
| NODAL |
Extended market hours from 9am - 6pm on February 7th, 8th, and 9th, 2017 |
01/23/2017 |
Certified |
02/06/2017 |
|
1 |
| ICE US |
The Exchange is amending Rule 4.02 crossing order procedures; Rule 21.02 updating the list of rule violations and the Exchange Pre-Execution Communications FAQ to provide additional method of order entry to execute cross trades. |
06/29/2018 |
Certified |
07/16/2018 |
|
1 |
