| CANTOR |
Updates to Compliance Manual |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| CBOT |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
| CME |
Implementation of the SOFR Options Give-up Program |
12/18/2019 |
Certified |
01/03/2020 |
|
1 |
| NADEX |
Nadex extends its Minimum Initial Deposit Bonus Program through July 31, 2022. |
05/13/2022 |
Certified |
05/27/2022 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2301-5 Regarding Rule 524. (\"TAS, TAM, BTIC, and TACO Transactions\") |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
| ICE US |
Reduces Electronic Trading Hours for Sugar No. 14. NYBOT No. 07-15 |
02/16/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CBOT |
Extends through 6/30/08, temporary membership privileges in 100oz Gold and 5000oz Silver options for holders of CBOT Series B-4. CBOT #2854.01 |
12/19/2007 |
Certified |
12/19/2007 |
|
1 |
| NYMEX |
Outlines classification of offenses for disciplinary matters; Address the ability to impose a sanction which involves a suspension of membership privileges; Clarify sanctions that apply to trades entered through NYMEX electronic platforms. NYMEX #8.23 |
02/28/2008 |
Certified |
03/18/2008 |
|
1 |
| NYMEX |
Revises hours for trading of NYMEX energy products during the Labor Day holiday. NYMEX #08.87 |
09/04/2008 |
Certified |
01/13/2009 |
|
1 |
| NYMEX |
Renumbers NYMEX Rule 9.00B as as NYMEX Rule 8.18. NYMEX #8.141 |
12/30/2008 |
Certified |
12/30/2008 |
|
1 |
| CBOT |
Amending each rulebook to permit recording and carrying futures contracts on transfer date, provided contracts are not physically-delivered or do not assign delivery obligations against oldest open long position holder. CME/CBOT/NYMEX #10-218 |
07/27/2010 |
Certified |
08/05/2010 |
|
1 |
| CBOT |
Modification to CBOT Grain and Oilseed Options Market Maker Program on Globex. CBOT #12-418 |
12/03/2012 |
Certified |
12/18/2012 |
|
1 |
| ICE US |
Amendments to Minimum Block Trade Size for Certain Energy Contracts. ICE US #13-13 |
02/05/2013 |
Certified |
02/21/2013 |
|
1 |
| NYMEX |
Modifications to Central Bank Incentive Program |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| NYMEX |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| COMEX |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| ICE US |
Weekly Notification that the Exchange approved JP Morgan Chase Bank NA for depository of precious metals futures contracts. |
04/08/2015 |
Notified |
04/08/2015 |
|
1 |
| ICE US |
EMERGENCY ACTION - Temporary Market Interruption - Russell Complex Futures and Options |
08/24/2015 |
Certified |
09/08/2015 |
|
1 |
| ICE US |
The Exchange is amending Rule 27.11 to clarify the calendar spread quote convention in place for Credit Index Futures Contract and all physically settled Gold and Silver Contracts. |
09/18/2015 |
Certified |
10/02/2015 |
|
1 |
| CME |
Availability of Certain Option Contracts for Submission for Clearing via CME ClearPort |
12/22/2015 |
Certified |
01/07/2016 |
|
1 |
| ICE US |
Effective December 5, 2016 the Exchange is extending the terms of the Russell Contract Member Firm Program to December 31, 2017. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| CME |
Extension of the CME FX EFP Surcharge Volume Incentive Program |
12/12/2016 |
Certified |
12/27/2016 |
|
1 |
| NYMEX |
Amendments to NYMEX/COMEX Chapter 7 ("Delivery Rules and Procedures") to Expand the Location of Warehouses of Zinc to Europe and Asia |
06/14/2017 |
Certified |
06/28/2017 |
|
1 |
| CBOT |
Amendments to the Bloomberg Roll Select Commodity Index Futures and S&P GSCI ER Index Futures Daily Settlement Procedure Documents |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| NYMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
| CME |
Implementation of the FX Calendar Spreads Volume Tier Discount Program |
08/15/2019 |
Certified |
08/29/2019 |
|
1 |
| CME |
Implementation of the SOFR Options Market Maker Program |
12/18/2019 |
Certified |
01/03/2020 |
|
1 |
| CBOT |
Modifications to the Eris Swap Futures Block Market Maker Program |
02/05/2020 |
Certified |
02/20/2020 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
10/26/2022 |
Certified |
11/09/2022 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2301-5 Regarding Rule 524. (\"TAS, TAM, BTIC, and TACO Transactions\") |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
| CBOT |
Establishes EMM Program for Dow Jones US Real Estate Index Futures. CBOT No. 2766.01 |
02/16/2007 |
Certified |
02/20/2007 |
|
1 |
| CBOT |
Extends through 6/30/08, temporary membership privileges with respect to covered option spreads in 100oz Gold and 5000oz Silver contracts for holders of CBOT Series B-5 Membership status. CBOT #2855.01 |
12/19/2007 |
Certified |
12/19/2007 |
|
1 |
| NYLIFFE |
Amends Rule 308, under which Exchange members and registered users agree to the transfer of data between the Exchange and the European Union, as the Exchange may deem necessary to carry out its functions. |
09/04/2008 |
Certified |
11/14/2008 |
|
1 |
| CME |
Eliminates prior approval for transfers at current settlement price; clarifies when concurrent long/short positions in physically delivered contracts of one owner may be transferred for offset during delivery period. CME/CBOT #08-163 |
10/23/2008 |
Certified |
11/14/2008 |
|
1 |
| NYMEX |
Provides the policy of cell phones on or near the trading floor, in NYMEX Rule 6.60 and COMEX Rule 104.09. NYMEX #09.29 |
02/27/2009 |
Certified |
04/09/2009 |
|
1 |
| NYMEX |
Amending each rulebook to permit recording and carrying futures contracts on transfer date, provided contracts are not physically-delivered or do not assign delivery obligations against oldest open long position holder. CME/CBOT/NYMEX #10-218 |
07/27/2010 |
Certified |
08/05/2010 |
|
1 |
| NYMEX |
Modifying the NYMEX Energy Products Incentive Program for High Volume Hedging Contributors. NYMEX #12-427 |
12/04/2012 |
Certified |
12/19/2012 |
|
1 |
| NYLIFFE |
The Exchange is re-launching the Global FCM Incentive Program. NYLIFFE #2013-102 |
02/05/2013 |
Certified |
02/21/2013 |
|
1 |
| COMEX |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| NYMEX |
Amendment to NYMEX Rule 588.H (Globex Non-Reviewable Ranges) for the European Low Sulphur Gasoil (100mt) Bullet Futures Contract |
04/08/2015 |
Certified |
04/13/2015 |
|
1 |
| CDE |
Adjustments to Minimum Block Size for Certain Block Trades |
05/29/2015 |
Certified |
06/11/2015 |
|
1 |
| ICE US |
Weekly Notification of Rule Changes - amending the Trade at Settlement ("TAS") strike erroneous references to Credit Index Futures which are not currently available for TAS trading. |
09/18/2015 |
Notified |
09/18/2015 |
|
1 |
| CBOT |
Amendment of Rule 589 ("Special Price Fluctuation Limits") for Interest Rate Contracts |
10/22/2015 |
Certified |
11/05/2015 |
|
1 |
| TRUEEX |
certifcation of fees for Block Trades on the DCM Trading System |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| ICE US |
The Exchange is amending the terms of the Russell Contract Individual Member Fee Program in conjunction with the halving of the contract multiplier for all Russell Indexr contracts and extending the terms to December 31, 2017. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| COMEX |
Amendments to NYMEX/COMEX Chapter 7 ("Delivery Rules and Procedures") to Expand the Location of Warehouses of Zinc to Europe and Asia |
06/14/2017 |
Certified |
06/28/2017 |
|
1 |
| ICE US |
Effective September 25, 2017 the Exchange is amending the MSCI Contract Exchange Member Fee Program to include the nine new MSCI futures contracts. |
09/08/2017 |
Certified |
09/22/2017 |
|
1 |
| COMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
