CME |
Bundle Futures Market Maker Program |
09/05/2014 |
Certified |
09/19/2014 |
|
4 |
NFX |
Self-certification for a new Designated Market Maker Program (the "DMM Program") for U.S. DV01 Treasury Futures contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook |
03/08/2019 |
Certified |
03/22/2019 |
|
4 |
NFX |
Various Rules associated with the listing of new power futures contracts in SR-NFX-2016-12. |
02/10/2016 |
Certified |
02/25/2016 |
|
4 |
NYMEX |
Modifications to the Natural Gas Basis Futures Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
CME |
Establishment of Block Trade Minimum Thresholds in Four New Products. CME/CBOT #14-104 |
03/24/2014 |
Certified |
04/08/2014 |
|
4 |
CBOT |
Implementation of the E-mini Equity Index Futures BTIC Market Maker Program |
10/28/2015 |
Certified |
11/12/2015 |
|
4 |
MIAX |
Implementation of MGEX SPIKES Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
4 |
CME |
Implementation of the E-mini Equity Index Futures BTIC Market Maker Program |
10/28/2015 |
Certified |
11/12/2015 |
|
4 |
NYMEX |
Modifications to the NYMEX Deferred Natural Gas Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NODAL |
The Exchange is amending Rulebook Appendix B - Minimum Block Sizes, the Exchange and Clearing Transaction Fee Schedule and the Nodal Electronic Trade Error Policy for the upcoming listing of new environmental contracts. |
11/02/2022 |
Certified |
11/17/2022 |
|
4 |
NYMEX |
Modifications to the Natural Gas Financial Futures Spread Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NYMEX |
Modifications to the Natural Gas Financial Products Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NYMEX |
Modifications to the Non-Core Crude and Refined Liquidity Provider Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NODAL |
Rules revised to add terminology and procedures regarding option products. |
05/08/2017 |
Certified |
05/22/2017 |
|
4 |
NODAL |
Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 |
01/04/2016 |
Certified |
01/19/2016 |
|
4 |
NYMEX |
Implementation of the Natural Gas Basis Futures Market Maker Program |
02/12/2016 |
Certified |
02/29/2016 |
|
4 |
CME |
Modifications to the E-mini Russell 1000 Index Futures Market Maker Program |
07/16/2024 |
Certified |
07/30/2024 |
|
4 |
CME |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
CBOT |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
NYMEX |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
NODAL |
The Rules are being revised to reflect the introduction of Nodal Contracts based on trucking freight futures |
03/15/2019 |
Certified |
03/29/2019 |
|
4 |
COMEX |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
NFX |
Self-certification to eliminate all transaction fees for futures and options on futures contracts listed on the Exchange. |
12/30/2019 |
Certified |
01/14/2020 |
|
4 |
NYMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
NODAL |
self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
08/29/2019 |
Certified |
09/13/2019 |
|
4 |
LEDGERX |
LedgerX Revised Participant Agreement |
05/28/2021 |
Certified |
06/14/2021 |
|
4 |
COMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
CFE |
AMERIBOR Futures Lead Market Maker Program Amendment |
09/19/2022 |
Certified |
10/03/2022 |
|
4 |
NODAL |
Nodal Exchange Power Incentive Program |
02/22/2016 |
Withdrawn |
02/25/2016 |
|
4 |
NFX |
Certification of 2017 Trading Calendar. |
11/16/2016 |
Withdrawn |
11/17/2016 |
|
4 |
NODAL |
The Exchange is amending the Transaction Fee Schedule, Minimum Block Sizes and No-Cancellation Ranges for the upcoming launch of new environmental contracts. |
06/03/2022 |
Certified |
06/17/2022 |
|
4 |
TRUEEX |
Self certification of rule amendments. |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
COMEX |
Copper Options Market Maker Program |
04/16/2015 |
Certified |
04/30/2015 |
|
4 |
NYMEX |
Revs. to NYMEX Position Limit, Position Accountability and Reportable Level Tbl. in the Interpretations and Special Notices Sec. of Ch. 5 of the NYMEX Rulebook Comprised of Corrections and Administrative Changes Reflecting the Accurate Terms |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
3 |
CFE |
IBHY Futures LLM Program Amendment |
07/15/2021 |
Certified |
07/29/2021 |
|
3 |
CFE |
IBIG Futures LLM Program Amendment |
07/15/2021 |
Certified |
07/29/2021 |
|
3 |
MIAX |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
06/15/2023 |
Certified |
06/30/2023 |
|
3 |
ICE US |
Effective October 10, 2017 the Exchange is extending the terms of the FX Market Maker Program through December 31, 2018. |
09/25/2017 |
Certified |
10/10/2017 |
|
3 |
MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
06/15/2023 |
Certified |
06/30/2023 |
|
3 |
NODAL |
The Exchange is self certifying its intention to implement the Nodal Exchange Natural Gas Incentive Program 5 |
11/20/2020 |
Certified |
12/07/2020 |
|
3 |
CBOT |
Amendments to Position Limits for Expiring U.S. Treasury Bond Futures, Short-Term Treasury Note (2-Year) Futures, and Long-Term U.S. Treasury (Ultra) Futures. |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
3 |
MIAX |
Modifications to the Hard Red Spring Wheat Futures Incentive Program |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
FMX |
Reorganization of and amendments of FMX Futures Exchange Rules to permit intermediated futures trading. |
01/22/2024 |
Certified |
02/05/2024 |
|
3 |
CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
NODAL |
Nodal Exchange Power Incentive Program |
02/25/2016 |
Certified |
03/10/2016 |
|
3 |
NODAL |
Extension of Power and Natural Gas Incentive Programs |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
NODAL |
Extension of Environmental Incentive Programs |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Trucking Incentive Program 1 |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NFX |
Block Trades |
04/08/2016 |
Withdrawn |
04/20/2016 |
|
3 |