| NYMEX |
Implementing an incentive program in support of Energy Options that are traded on the NYMEX trading floor and on Globex. NYMEX #11-513 |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
| NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in Mini MSCI Index Futures. NYLIFFE #2012-114 |
06/15/2012 |
Certified |
06/30/2012 |
|
2 |
| COMEX |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| NYMEX |
Implementation of the Global Natural Gas Market Maker Program |
06/29/2017 |
Certified |
07/14/2017 |
|
2 |
| COMEX |
Modifications to the Copper Options Liquidity Provider Program |
12/13/2017 |
Certified |
12/28/2017 |
|
2 |
| ICE US |
The Exchange is extending the terms of the New Jurisdiction Volume Incentive Program to June 30, 2019. |
06/15/2018 |
Certified |
06/29/2018 |
|
2 |
| NFX |
Submission of rules relating to block trade minimum quantity thresholds and transaction fees for new NFX Dry Freight Contracts. |
11/21/2018 |
Certified |
12/06/2018 |
|
2 |
| ICE US |
The Exchange is launching a New MSCI EM Index Contracts Designated Market Maker Program effective July 1, 2019. |
06/13/2019 |
Certified |
06/27/2019 |
|
2 |
| ICE US |
Amendment extending the term of the new MSCI ESG Leaders Index Designated Market Maker Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| ICE US |
Amendments to ICE Futures U.S. - Henry Hub Spread Participant Development Program |
05/03/2020 |
Certified |
05/15/2020 |
|
2 |
| NYMEX |
Modifications to the NYMEX Hot-Rolled Coil Steel Market Maker Program |
12/13/2017 |
Certified |
12/28/2017 |
|
2 |
| ICE US |
The Exchange is extending the terms of the MSCI Options Designated Market Maker Program through December 31, 2019. |
06/13/2019 |
Certified |
06/27/2019 |
|
2 |
| ICE US |
New MSCI Index Contracts Exchange Member Firm Fee Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| NYMEX |
Implementation of the NYMEX Gas Options Program |
01/15/2020 |
Certified |
01/30/2020 |
|
2 |
| ICE US |
Amendments to Stock Index Futures Spread Program |
11/22/2022 |
Certified |
12/07/2022 |
|
2 |
| OCX |
Amendment to Rule 419 harmonizes the rules of OneChicago regarding regulatory halts. |
06/15/2010 |
Certified |
12/17/2010 |
|
2 |
| CME |
Implementing an incentive program for executing brokers in suuport of CME and CBOT interest rate options products. CME/CBOT #11-521 |
12/20/2011 |
Certified |
01/05/2012 |
|
2 |
| CCFE |
Revising amendments to Rules 610, 615, 616, 618 and withdrawing Rules 701(a) and 702(c) |
10/18/2012 |
Certified |
11/02/2012 |
|
2 |
| NYMEX |
Implementing a market maker program in support of certain NYMEX Brent contracts that are traded on Globex. NYMEX #12-397 |
11/14/2012 |
Certified |
11/30/2012 |
|
2 |
| NYMEX |
Modifications to the NYMEX Brent Liquidity Provider Program |
12/10/2014 |
Certified |
12/24/2014 |
|
2 |
| NYMEX |
Modifications to LN & OS Options Market Maker Program |
06/15/2015 |
Certified |
06/29/2015 |
|
2 |
| NFX |
Self-Certification to recertify the Trading Incentive Program for certain energy contracts listed on the Exchange. |
05/01/2018 |
Certified |
05/15/2018 |
|
2 |
| ICE US |
New MSCI Index Designated Market Maker Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| COMEX |
Modifications to the APAC Copper Options Liquidity Provider Program |
01/15/2020 |
Certified |
01/30/2020 |
|
2 |
| NADEX |
EMERGENCY ACTION - Nadex halts markets due to exchange issue. |
05/04/2020 |
Certified |
05/18/2020 |
|
2 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
01/13/2021 |
Certified |
01/28/2021 |
|
2 |
| KEX |
Confidential update to Exhibit K Analysis of Dues, Fees and other Charges |
05/03/2021 |
Certified |
05/14/2021 |
|
2 |
| SMFE |
Emergency Self-Certification Pursuant to CFTC Regulation 40.6(a)(6) - Exchange Rules 34003.D. and 36003.D.Implementation date is tomorrow, 4/19. |
04/18/2022 |
Certified |
05/02/2022 |
|
2 |
| ICE US |
Amendments to MSCI Index Futures Designated Market Maker Program |
11/22/2022 |
Certified |
12/07/2022 |
|
2 |
| NODAL |
Clarifying provisions and adding uniform agreement to the Nodal Exchange Broker Agreement |
05/11/2023 |
Certified |
05/25/2023 |
|
2 |
| CME |
Modifications to the E-mini Options Overnight Market Maker Program |
04/03/2024 |
Certified |
04/17/2024 |
|
2 |
| CBOT |
Implementing an incentive program for executing brokers in support of CME and CBOT interest rate options products. CME/CBOT #11-521 |
12/20/2011 |
Certified |
01/05/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX Brent and West Texas Intermediate contracts that are traded on CME Globex. NYMEX #12-376 |
11/14/2012 |
Certified |
11/30/2012 |
|
2 |
| CME |
Implementation of the USD/CNH FX Futures Market Maker Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
| NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program |
06/15/2015 |
Certified |
06/29/2015 |
|
2 |
| NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program |
11/29/2016 |
Certified |
12/13/2016 |
|
2 |
| CME |
Modifications to the APAC FCM Incentive Program |
12/13/2017 |
Certified |
12/28/2017 |
|
2 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commodity Futures Trading Commission ("CFTC" or "Commission") that it is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
05/01/2018 |
Certified |
05/15/2018 |
|
2 |
| NYMEX |
Modifications to the NYMEX Financial Natural Gas Market Development Program |
06/13/2019 |
Certified |
06/27/2019 |
|
2 |
| CME |
Modifications to the E-minir FTSE Emerging Index Futures Market Maker Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| COMEX |
Modifications to the Global Aluminum Futures Market Maker Program |
01/15/2020 |
Certified |
01/30/2020 |
|
2 |
| NYMEX |
Modifications to the NYMEX Spread Options Program |
06/15/2021 |
Certified |
06/29/2021 |
|
2 |
| NYMEX |
Implementing a Crude Oil Spread Market Making Incentive Program. NYMEX #11-500 |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
| NYMEX |
Modifications to NYMEX Brent Market Maker Program. NYMEX #13-168 |
05/02/2013 |
Certified |
05/17/2013 |
|
2 |
| COMEX |
Modifications to the Agency Cross Fee Schedule |
09/19/2014 |
Certified |
10/03/2014 |
|
2 |
| NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program |
06/15/2015 |
Certified |
06/29/2015 |
|
2 |
| NYMEX |
Extension of the NYMEX Commercial Brent Spread Incentive Program |
11/29/2016 |
Withdrawn |
11/29/2016 |
|
2 |
| COMEX |
Modifications to the Copper Options Liquidity Provider Program |
08/17/2017 |
Certified |
08/31/2017 |
|
2 |
| NYMEX |
Modifications to the Physical Henry Hub (NG) Market Maker Program |
06/13/2019 |
Certified |
06/27/2019 |
|
2 |
| CME |
Modifications to the Micro E-mini Options Market Maker Program |
03/10/2021 |
Certified |
03/24/2021 |
|
2 |
