| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Contracts Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NYMEX |
Modifications to Energy Options RFQ Incentive Program. NYMEX #14-131 |
04/16/2014 |
Certified |
05/01/2014 |
|
3 |
| NFX |
NFX is submitting rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX Financial Futures Contracts. |
08/08/2017 |
Certified |
08/22/2017 |
|
3 |
| MIAX |
Modifications to MGEX SPIKES Market Maker Program |
07/16/2021 |
Certified |
07/30/2021 |
|
3 |
| SMFE |
Market Maker Incentive Program |
12/15/2021 |
Certified |
12/30/2021 |
|
3 |
| COIN |
Modifications to Non-Crypto Market Maker Program |
10/16/2024 |
Certified |
10/30/2024 |
|
3 |
| CME |
Modifications to the Micro E-mini Options Market Maker Program |
01/27/2023 |
Certified |
02/10/2023 |
|
3 |
| MIAX |
HRSWFIP Extension |
06/06/2024 |
Certified |
06/21/2024 |
|
3 |
| NFX |
Fee Schedule Amendment Effective August 1, 2016. |
07/13/2016 |
Certified |
07/27/2016 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement trading incentives on the Exchange's power contracts, referred to herein as the Nodal Exchange Power Incentive Program IV |
08/09/2017 |
Certified |
08/23/2017 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
12/16/2021 |
Certified |
01/03/2022 |
|
3 |
| NODAL |
Amendments to clarify circumstances whereby the Exchange may disclose information held in confidence |
05/19/2017 |
Certified |
06/05/2017 |
|
3 |
| CDE |
Adoption of Rule 911 to clarify the Exchange's approach as to existing holders of Digital Currency futures contracts in the event of a fork or other events resulting in the split or division of the underlying digital currency. |
04/21/2020 |
Certified |
05/05/2020 |
|
3 |
| SMFE |
Market maker incentive program and amendment to the d/b/a for the Exchange |
09/28/2022 |
Certified |
10/13/2022 |
|
3 |
| NODAL |
The Exchange is extending several Incentive Programs set to expire on December 31, 2022 to December 31, 2023 |
11/17/2022 |
Certified |
12/02/2022 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying an amendment to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
03/01/2016 |
Certified |
03/15/2016 |
|
3 |
| LEDGERX |
LedgerX Revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
| NODAL |
amendments to the Nodal Exchange Environmental Incentive Program 10 |
10/16/2024 |
Certified |
10/30/2024 |
|
3 |
| NYMEX |
Implementing an incentive program in support of certain Natural Gas Options and Crude and Refined Options products. NYMEX #12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
| NODAL |
implementation of the Nodal Exchange Environmental Incentive Program 11 |
10/17/2024 |
Certified |
10/31/2024 |
|
3 |
| LEDGERX |
Revision to compliance manual |
10/03/2022 |
Certified |
10/18/2022 |
|
3 |
| NODAL |
implementation of the Nodal Exchange Power Futures Market Maker Incentive Program 1. |
10/17/2024 |
Certified |
10/31/2024 |
|
3 |
| NODAL |
The 40.6(a) rule certification is amending the minimum block size to 5 lots for all the electric power futures contracts listed on Nodal Exchange. |
02/09/2015 |
Certified |
02/24/2015 |
|
3 |
| CME |
Implementing a volume incentive program in support of certain Interest Rate futures and options products traded on the CME Globex platform and via open outcry. CME #11-505 |
12/13/2011 |
Certified |
12/29/2011 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 7 |
06/01/2020 |
Certified |
06/15/2020 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
08/16/2022 |
Certified |
08/30/2022 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
01/14/2022 |
Certified |
01/31/2022 |
|
3 |
| MIAX |
Modifications to the MGEX BRIXX Market Maker Program |
01/14/2022 |
Certified |
01/31/2022 |
|
3 |
| KEX |
Kalshi is amending it's rulebook to include rules regarding pre-execution communications and request for quote ("RFQ") order functionality. |
09/11/2024 |
90 Day Review |
09/24/2024 |
Stayed on 9/24/2024 - 90 day review ends on 12/23/2024 |
3 |
| NODAL |
The Exchange is amending Appendix B - Minimum Block Sizes and the Exchange and Clearing Transaction Fee Schedule for the upcoming launch of new environmental contracts |
12/17/2021 |
Certified |
01/04/2022 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
3 |
| NFX |
Allowing QEPs to Execute Block Trades |
07/18/2019 |
Certified |
08/01/2019 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
09/13/2023 |
Certified |
09/27/2023 |
|
3 |
| LEDGERX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
09/13/2023 |
Certified |
09/27/2023 |
|
3 |
| NODAL |
non-substantive revisions made, during the week of November 12, 2018, to the Exchange & Clearing Transaction Fee Schedules for Environmental Futures and Options |
11/19/2018 |
Notified |
11/19/2018 |
|
3 |
| MIAX |
MGEX Bylaw Amendments |
02/02/2024 |
Certified |
02/16/2024 |
|
3 |
| NFX |
Amendments lowering the minimum threshold requirements for futures contracts within certain asset classes based on an analysis of the liquidity and depth of the relevant futures contracts on the NFX platform. |
11/20/2018 |
Certified |
12/05/2018 |
|
3 |
| COIN |
Coinbase Derivatives Exchange Lead Market Maker Program (Refile) |
02/10/2023 |
Certified |
02/27/2023 |
|
3 |
| COIN |
Retail Broker Program |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") for Four (4) Onshore and Offshore Chinese Renminbi Futures Contracts |
09/03/2015 |
Certified |
09/18/2015 |
|
3 |
| NODAL |
Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. |
02/05/2019 |
Certified |
02/20/2019 |
|
3 |
| NFX |
NASDAQ Futures, Inc. hereby submits rules relating to maximum legs allowed for block trades. |
03/09/2018 |
Certified |
03/23/2018 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
08/04/2023 |
Certified |
08/18/2023 |
|
3 |
| NYMEX |
Implementation of the NYMEX Natural Gas Financial Futures Portfolio Program |
10/17/2016 |
Certified |
10/31/2016 |
|
3 |
| KEX |
Kalshi is updating its Rulebook to clarify various aspects of the Settlement process, as well as the Market Outcome Review Process, and to make corresponding and other changes for clarity. |
06/15/2021 |
Certified |
06/28/2021 |
|
3 |
| SMFE |
Introducing Broker Incentive Program |
04/29/2021 |
Certified |
05/13/2021 |
|
3 |
