Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MGE Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. 06/18/2010 Approved 09/16/2010 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 1 07/29/2019 Certified 08/12/2019 3
SMFE Market Maker Incentive Program Extension 06/14/2024 Certified 07/01/2024 3
NODAL CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts 11/20/2015 Certified 12/07/2015 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 2 07/29/2019 Certified 08/12/2019 3
NFX Amendments to specify that the Exchange will not accept Combination Orders for reporting as Block Trades and to clarify the definition of a Combination Order. 08/14/2015 Withdrawn 08/20/2015 3
MGE Implementation of MGEX SPIKES Customer Volume Incentive Program 02/13/2023 Certified 02/28/2023 3
COIN Non-Crypto Market Maker Program 05/15/2024 Certified 05/30/2024 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Futures Broker Incentive Program 12/02/2020 Certified 12/16/2020 3
NODAL Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program 12/02/2020 Certified 12/16/2020 3
LEDGERX Operations manual update reflecting process changes related to ACH deposits. 10/11/2022 Certified 10/25/2022 3
NADEX Nadex is amending its residency requirements to allow for non-US resident exchange Members. Nadex is also registered as a DCO, which will also be impacted by this Rule change. Additionally, Nadex adds definitions and removes subsection indexing. 08/26/2014 Certified 09/10/2014 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Fee Waiver Incentive Program 11/13/2019 Certified 11/27/2019 3
NODAL Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. 10/25/2016 Certified 11/08/2016 3
NODAL Self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program 05/11/2020 Certified 05/26/2020 3
CME Weekly Notification of Rule Amendments (Week of January 8, 2018) 01/19/2018 Notified 01/19/2018 3
CBOT Weekly Notification of Rule Amendments (Week of January 8, 2018) 01/19/2018 Notified 01/19/2018 3
NFX Submitting amendments to the Exchange's Reference Guides governing Pre-Trade Limits Group functionality on the NFX TradeGuard system. 11/28/2018 Certified 12/12/2018 3
CME Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 08/28/2014 Certified 09/12/2014 3
CBOT Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 08/28/2014 Certified 09/12/2014 3
CDE Self-Certification of Broker Rebate Incentive Program 10/12/2015 Certified 10/26/2015 3
NADEX Nadex amends its listing hours for the July 4, 2018 holiday. 06/15/2018 Certified 06/29/2018 3
NYMEX Implementing a Non-member Core Energy & Natural Gas Incentive Program. NYMEX #11-515 12/20/2011 Withdrawn 01/05/2012 3
NYMEX Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 08/28/2014 Certified 09/12/2014 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 5 09/16/2019 Certified 09/30/2019 3
COMEX Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 08/28/2014 Certified 09/12/2014 3
ICE US The Exchange is amending NYSE FANG+T Index Futures Market Maker Program effective February 7, 2018. 01/23/2018 Certified 02/06/2018 3
NFX Rule certification amending various rules and contract specifications 04/10/2019 Certified 04/24/2019 3
MGE Modifications to the MGEX SPIKES Market Maker Program 03/14/2022 Certified 03/28/2022 3
KEX Amendment to the Exchange's position limits. 02/17/2023 Certified 03/03/2023 3
NODAL The Exchange is adding Rule 4.16 Exchange Staff Services and amending Nodal Rule 9.10 Limitation of Liability: No Warranties. 05/20/2024 Certified 06/04/2024 3
NODAL The Exchange is submitting changes to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures and Options 06/18/2018 Certified 07/02/2018 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 6 01/17/2020 Certified 02/03/2020 3
NODAL Certification of revision to Nodal Exchange Power Incentive Program III that clarifies terms of trading incentives 08/28/2017 Certified 09/12/2017 3
MGE Modifications to the MGEX SPIKES Market Maker Program 05/15/2023 Certified 05/30/2023 3
MGE Modifications to the MGEX SPIKES Customer Volume Incentive Program 05/15/2023 Certified 05/30/2023 3
CME Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
NODAL The Exchange is amending Appendix B Minimum Block Sizes and the Nodal Electronic Trade Error Policy. The amendments are to remove CSAPR SO2 contracts, which are no longer offered by the Exchange. 05/21/2024 Certified 06/05/2024 3
CBOT Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
NODAL Implementation of the Nodal Exchange Power and Gas Incentive Program 1 06/24/2019 Certified 07/09/2019 3
NYMEX Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
COMEX Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
NODAL Extension of Nodal Exchange Power Incentive Program II 10/30/2018 Certified 11/14/2018 3
CME Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 03/06/2012 Certified 03/21/2012 3
NODAL Extension of Nodal Exchange Power Incentive Program III 10/30/2018 Certified 11/14/2018 3
NODAL Self-certification of the Exchange's intention to continue several Environmental incentive programs 11/30/2022 Certified 12/14/2022 3
CBOT Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 03/06/2012 Certified 03/21/2012 3
NFX To extend the Designated Market Maker program (the "DMM Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 04/13/2017 Certified 04/27/2017 3
NYMEX Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 03/06/2012 Certified 03/21/2012 3
COMEX Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 03/06/2012 Certified 03/21/2012 3