| KEX |
Kalshi is submitting the Market Outcome Review Process Guidelines for review. |
06/15/2021 |
Certified |
06/28/2021 |
|
3 |
| NODAL |
Extension of the Environmental Futures and Options - Broker Incentive Program and the Environmental Incentive Program 9 to December 31, 2024 |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| SMFE |
Weekly Notification |
09/03/2021 |
Notified |
09/03/2021 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/15/2017 |
Certified |
11/30/2017 |
|
3 |
| COIN |
Modifications to Crypto Futures Block Partner Program |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| COIN |
US Trading Hours Market Maker Program |
09/03/2021 |
Certified |
09/20/2021 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
02/10/2023 |
Certified |
02/27/2023 |
|
3 |
| NODAL |
self certification of the Nodal Exchange Open Interest Program 1. |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| LEDGERX |
LedgerX Revised Operations Manual |
06/15/2021 |
Certified |
06/29/2021 |
|
3 |
| MIAX |
Bylaw Amendments |
06/14/2024 |
Certified |
07/01/2024 |
|
3 |
| MIAX |
Implementation of MGEX SPIKES Market Maker Program |
06/15/2021 |
Certified |
06/29/2021 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program 1 |
05/06/2020 |
Certified |
05/20/2020 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Broker Incentive Program |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
| MIAX |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 1 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
| SMFE |
Market Maker Incentive Program Extension |
06/14/2024 |
Certified |
07/01/2024 |
|
3 |
| NODAL |
CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts |
11/20/2015 |
Certified |
12/07/2015 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 2 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
| NFX |
Amendments to specify that the Exchange will not accept Combination Orders for reporting as Block Trades and to clarify the definition of a Combination Order. |
08/14/2015 |
Withdrawn |
08/20/2015 |
|
3 |
| MIAX |
Implementation of MGEX SPIKES Customer Volume Incentive Program |
02/13/2023 |
Certified |
02/28/2023 |
|
3 |
| COIN |
Non-Crypto Market Maker Program |
05/15/2024 |
Certified |
05/30/2024 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Futures Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
| NODAL |
Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
| LEDGERX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
| NADEX |
Nadex is amending its residency requirements to allow for non-US resident exchange Members. Nadex is also registered as a DCO, which will also be impacted by this Rule change. Additionally, Nadex adds definitions and removes subsection indexing. |
08/26/2014 |
Certified |
09/10/2014 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Fee Waiver Incentive Program |
11/13/2019 |
Certified |
11/27/2019 |
|
3 |
| NODAL |
implementation of the Nodal Exchange Natural Gas Incentive Program 7 |
12/04/2024 |
10 Day Review |
12/04/2024 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
10/25/2016 |
Certified |
11/08/2016 |
|
3 |
| NODAL |
implementation of the Nodal Exchange Natural Gas Broker Incentive Program |
12/04/2024 |
10 Day Review |
12/04/2024 |
|
3 |
| NODAL |
Self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
05/11/2020 |
Certified |
05/26/2020 |
|
3 |
| CME |
Weekly Notification of Rule Amendments (Week of January 8, 2018) |
01/19/2018 |
Notified |
01/19/2018 |
|
3 |
| CBOT |
Weekly Notification of Rule Amendments (Week of January 8, 2018) |
01/19/2018 |
Notified |
01/19/2018 |
|
3 |
| NFX |
Submitting amendments to the Exchange's Reference Guides governing Pre-Trade Limits Group functionality on the NFX TradeGuard system. |
11/28/2018 |
Certified |
12/12/2018 |
|
3 |
| CME |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| CBOT |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| CDE |
Self-Certification of Broker Rebate Incentive Program |
10/12/2015 |
Certified |
10/26/2015 |
|
3 |
| NADEX |
Nadex amends its listing hours for the July 4, 2018 holiday. |
06/15/2018 |
Certified |
06/29/2018 |
|
3 |
| NYMEX |
Implementing a Non-member Core Energy & Natural Gas Incentive Program. NYMEX #11-515 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
| NYMEX |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 5 |
09/16/2019 |
Certified |
09/30/2019 |
|
3 |
| COMEX |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| ICE US |
The Exchange is amending NYSE FANG+T Index Futures Market Maker Program effective February 7, 2018. |
01/23/2018 |
Certified |
02/06/2018 |
|
3 |
| NFX |
Rule certification amending various rules and contract specifications |
04/10/2019 |
Certified |
04/24/2019 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
03/14/2022 |
Certified |
03/28/2022 |
|
3 |
| KEX |
Amendment to the Exchange's position limits. |
02/17/2023 |
Certified |
03/03/2023 |
|
3 |
| NODAL |
The Exchange is adding Rule 4.16 Exchange Staff Services and amending Nodal Rule 9.10 Limitation of Liability: No Warranties. |
05/20/2024 |
Certified |
06/04/2024 |
|
3 |
| NODAL |
The Exchange is submitting changes to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures and Options |
06/18/2018 |
Certified |
07/02/2018 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 6 |
01/17/2020 |
Certified |
02/03/2020 |
|
3 |
| NODAL |
Certification of revision to Nodal Exchange Power Incentive Program III that clarifies terms of trading incentives |
08/28/2017 |
Certified |
09/12/2017 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
05/15/2023 |
Certified |
05/30/2023 |
|
3 |
