| COIN |
Program to incentivize liquidity and volume in CDE's products |
05/23/2023 |
Certified |
06/07/2023 |
|
2 |
| CME |
Modifications to the S&P MidCap 400 and S&P SmallCap 600 Futures Market Maker Program |
01/04/2024 |
Certified |
01/19/2024 |
|
2 |
| KEX |
The implementation of the Fee Waiver Program, as well a related amendment to the Volume Incentive Program |
06/27/2024 |
Certified |
07/11/2024 |
|
2 |
| CBOT |
Revised CBOT Agricultural Progressive Volume Tier Discount Program for Firms and Individuals. CBOT #12-197R |
06/29/2012 |
Certified |
07/17/2012 |
|
2 |
| NYMEX |
Modifications to NYMEX Energy Products Resting Order Incentive Program. NYMEX #14-188 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| NYMEX |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
| NYMEX |
Implementation of the North American Grades Futures and Options Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
| CBOT |
Modifications to the USD Deliverable Swap Futures Volume Incentive Program ("USD DSF") |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
| NFX |
Submit amendments to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. |
09/14/2016 |
Withdrawn |
09/15/2016 |
|
2 |
| CME |
Modifications to the CME E-Micro FX Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
| CDE |
Self Certification of Algorithmic Execution Rebate Program |
04/25/2017 |
Certified |
05/09/2017 |
|
2 |
| NFX |
Self-certification to extend the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
| NYMEX |
Modifications to the NYMEX OTC Broker Revenue Share Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
| ICE US |
New Global Refined products Liquidity Provider Program |
02/06/2018 |
Certified |
02/21/2018 |
|
2 |
| ICE US |
Amendments to various Exchange rules and FAQ documents related to the implementation of new self-trade prevention functionality. |
01/29/2021 |
Certified |
02/12/2021 |
|
2 |
| NODAL |
weekly notification of non-substantive revisions made to the Nodal Exchange Rulebook to correct typographical errors, renumbering and formatting |
09/09/2021 |
Notified |
09/09/2021 |
|
2 |
| CANTOR |
40.6 (a) filing per discussion with CFTC Staff |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
| COMEX |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
| CME |
Modifications to the FX Block Trading Broker Rebate Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
| NYMEX |
Modifications to Natural Gas Options Liquidity Provider Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
| ICE US |
The Exchange is extending the terms of the Sugar Arb Blocks Liquidity Provider Program through June 30, 2018. |
06/12/2017 |
Certified |
06/26/2017 |
|
2 |
| ICE US |
New legacy 1st line and Euro-bob Liquidity provider program |
02/06/2018 |
Certified |
02/21/2018 |
|
2 |
| ICE US |
Amendments to MSCI Index Contracts Designated Market Maker Program |
05/20/2020 |
Certified |
06/04/2020 |
|
2 |
| CME |
Implementation of the FTSE 100 Adjusted Interest Rate Total Return Futures Market Maker Program |
05/19/2021 |
Certified |
06/03/2021 |
|
2 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| NYMEX |
Implementation of the Event Contracts Market Maker Program |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
| NYMEX |
Modifications to the NYMEX Commercial Brent Spread Incentive Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
| CME |
Extension of the FX Futures Blocks and EFP Intermediary Rebate Program |
04/12/2023 |
Certified |
04/26/2023 |
|
2 |
| NYMEX |
Modifications to the Natural Gas Options Market Maker Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
| NYMEX |
Declaration of Force Majeure with Respect to the RBOB Gasoline Futures Contract |
11/04/2016 |
Certified |
11/21/2016 |
|
2 |
| ICE US |
New Legacy 1st Line Liquidity Provider Program |
02/06/2018 |
Certified |
02/21/2018 |
|
2 |
| NFX |
Rule Certification relating to block trade minimum quantity thresholds and transaction fees for Gulf Coast Crude Oil Futures Contracts |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
08/13/2019 |
Certified |
08/27/2019 |
|
2 |
| ICE US |
Cancellation of MSCI ESG Index Contract Designated market Maker Program |
05/20/2020 |
Certified |
06/04/2020 |
|
2 |
| NYMEX |
Modifications to the NYMEX Micro Refined Futures Liquidity Provider Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
| NYMEX |
Extension of the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #14-210 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| NYMEX |
Extension of the NYMEX European Coal and Dry Freight Incentive Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
| NYMEX |
Modifications to the NGL Growth Incentive Program |
07/20/2017 |
Certified |
08/03/2017 |
|
2 |
| ICE US |
New Oil and Refined Products Liquidity Provider Program |
02/06/2018 |
Certified |
02/21/2018 |
|
2 |
| CBOT |
Amendments to CME and CBOT Rule 524. ("Trading at Settlement ("TAS") and Basis Trade at Index Close ("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement ("TAS") and Trading at Marker ("TAM") Transactions and Issuance of CME Group |
08/08/2018 |
Certified |
08/22/2018 |
|
2 |
| LEDGERX |
BCDR Plan Enhancements |
03/21/2022 |
Certified |
04/04/2022 |
|
2 |
| COMEX |
Implementation of the Event Contracts Market Maker Program |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
| NYMEX |
Modifications to the NYMEX Micro Crude Oil Liquidity Provider Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
| CME |
Implementation of the S&P MidCap 400 and S&P SmallCap 600 Futures Market Maker Program |
03/01/2023 |
Certified |
03/15/2023 |
|
2 |
| KEX |
Program that provides for order group delta limits for members that have demonstrated histories of maker order trading. |
05/25/2023 |
Withdrawn |
06/05/2023 |
|
2 |
| NYMEX |
Notification regarding the Listing of 50 NYMEX Energy Futures and Option Contracts on CME Globex Trading Platform. NYMEX #12-294 |
09/27/2012 |
Certified |
10/13/2012 |
|
2 |
| NYMEX |
Notification of Amendment to the Last Trading Day for a Crude Oil Futures Contract. NYMEX #12-421 |
11/30/2012 |
Withdrawn |
12/03/2012 |
|
2 |
| COMEX |
Extension of the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #14-210 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| ICE US |
New Oil Liquidity Provider Program |
02/06/2018 |
Certified |
02/21/2018 |
|
2 |
| NFX |
Rule Certification for an Amendment to the Competitor Response Incentive Program |
06/26/2018 |
Certified |
07/11/2018 |
|
2 |
