| NODAL |
Certification of revision to Nodal Exchange Power Incentive Program III that clarifies terms of trading incentives |
08/28/2017 |
Certified |
09/12/2017 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
05/15/2023 |
Certified |
05/30/2023 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
05/15/2023 |
Certified |
05/30/2023 |
|
3 |
| CME |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
| NODAL |
The Exchange is amending Appendix B Minimum Block Sizes and the Nodal Electronic Trade Error Policy. The amendments are to remove CSAPR SO2 contracts, which are no longer offered by the Exchange. |
05/21/2024 |
Certified |
06/05/2024 |
|
3 |
| CBOT |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
| NODAL |
Implementation of the Nodal Exchange Power and Gas Incentive Program 1 |
06/24/2019 |
Certified |
07/09/2019 |
|
3 |
| NYMEX |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
| COMEX |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
| NODAL |
Extension of Nodal Exchange Power Incentive Program II |
10/30/2018 |
Certified |
11/14/2018 |
|
3 |
| CME |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
| NODAL |
Extension of Nodal Exchange Power Incentive Program III |
10/30/2018 |
Certified |
11/14/2018 |
|
3 |
| NODAL |
Self-certification of the Exchange's intention to continue several Environmental incentive programs |
11/30/2022 |
Certified |
12/14/2022 |
|
3 |
| CBOT |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
| NFX |
To extend the Designated Market Maker program (the "DMM Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
04/13/2017 |
Certified |
04/27/2017 |
|
3 |
| FEX |
Numerous non-substantive changes to ForecastEx rulebook including clarifications and terminology changes. |
09/17/2024 |
Certified |
10/01/2024 |
|
3 |
| NYMEX |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
| COMEX |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
| LEDGERX |
Liquidity Provider Program |
06/23/2021 |
Certified |
07/08/2021 |
|
3 |
| NODAL |
Nodal Exchange: self certification of new trading incentives program |
07/13/2017 |
Certified |
07/27/2017 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
05/11/2018 |
Certified |
05/25/2018 |
|
3 |
| SMFE |
New Market Maker Incentive Program. |
05/13/2021 |
Certified |
05/27/2021 |
|
3 |
| COIN |
Weekly Notice - Name Change and Rulebook Update |
03/18/2022 |
Notified |
03/18/2022 |
|
3 |
| LEDGERX |
DCM Rulebook Revisions |
08/20/2024 |
Certified |
09/04/2024 |
|
3 |
| LEDGERX |
LedgerX updated Fee Schedule |
06/23/2021 |
Notified |
06/23/2021 |
|
3 |
| LEDGERX |
LedgerX DCM Rulebook revisions |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
07/14/2022 |
Certified |
07/28/2022 |
|
3 |
| NODAL |
Amendments to Appendix A and Appendix C to amend a contract name and the expansion of aggregation groups. |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
| MIAX |
Modifications to the MGEX BRIXX Market Maker Program |
07/14/2022 |
Withdrawn |
07/25/2022 |
|
3 |
| NFX |
Self-certification renewing the Designated Market Maker Program and initiating the Market Quality Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/17/2017 |
Certified |
10/31/2017 |
|
3 |
| NODAL |
Exchange is amending the timing of EFRP submissions and adding Denmark, Dubai International Financial Centre, the Netherlands, and Switzerland to requirements for non-U.S. Participants and Customers. |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
10/15/2021 |
Certified |
10/29/2021 |
|
3 |
| MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
09/27/2023 |
Certified |
10/12/2023 |
|
3 |
| NYMEX |
Extension of the NYMEX Natural Gas and Power Incentive Program for Hedge Funds. NYMEX #13-416 |
11/18/2013 |
Certified |
12/04/2013 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
06/13/2016 |
Certified |
06/27/2016 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NFX |
Rule Certification for Amendment to NFX Certificate of Incorporation & By-Laws |
02/25/2019 |
Certified |
03/11/2019 |
|
3 |
| NODAL |
Self certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 2 |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NODAL |
Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. |
03/17/2016 |
Certified |
03/31/2016 |
|
3 |
| NODAL |
Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
Nodal is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Fee Waiver Incentive Program |
03/18/2020 |
Certified |
04/01/2020 |
|
3 |
| ICE US |
Effective September 30, 2015, the Exchange is amending Rule 6.15 to implement ownership and control reporting. |
09/14/2015 |
Certified |
09/28/2015 |
|
3 |
| NODAL |
The Exchange is extending several incentive programs to December 31, 2022. |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 1 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NFX |
Self-certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
07/17/2017 |
Certified |
07/31/2017 |
|
3 |
| NFX |
Self-certification to launch a new Designated Market Maker Program for energy contracts. |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
| LEDGERX |
Updated operations manual |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to extend the Nodal Exchange Natural Gas Broker Incentive Program to December 31, 2020 |
05/20/2020 |
Certified |
06/04/2020 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 2 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
