KEX |
Rulebook amendments that provide for fair and orderly settlement of a contract if an event or circumstance arises that has a material impact on the reliability or transparency of a contract's settlement source or the underlying related to the contract. |
05/19/2021 |
Certified |
06/03/2021 |
|
3 |
MIAX |
Amendments to MGEX Rule 211.02 to reduce number of directors required to form quorum; amendments to MGEX Rule 261.00 to specify that Nominations Committee is a committee of the Board; and consolidating Disciplinary Rules and Regulations into Chapter 12. |
07/18/2014 |
Certified |
08/01/2014 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 4 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 5 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
SMFE |
Market Maker Incentive Program (Futures) |
07/19/2022 |
Certified |
08/02/2022 |
|
3 |
NFX |
A self-certification to launch a new Designated Market Maker Program (the "DMM Program") for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
03/29/2018 |
Certified |
04/12/2018 |
|
3 |
LEDGERX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 6 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
intention to implement the Nodal Exchange Trucking Incentive Program 1 |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
NODAL |
self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). |
03/21/2022 |
Certified |
04/04/2022 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 7 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
The Exchange intends to implement the Nodal Exchange Environmental Incentive Program 9 |
06/29/2021 |
Certified |
07/14/2021 |
|
3 |
SMFE |
Options Market Maker Incentive Program |
07/19/2022 |
Certified |
08/02/2022 |
|
3 |
MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
04/13/2023 |
Certified |
04/27/2023 |
|
3 |
NODAL |
Nodal Exchange Environmental Broker Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
LEDGERX |
Revised Operations Manual |
10/23/2021 |
Certified |
11/05/2021 |
|
3 |
NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for CSAPR NOX Options |
03/01/2023 |
Certified |
03/15/2023 |
|
3 |
LEDGERX |
LedgerX Participant Promotion Submission |
03/20/2020 |
Certified |
04/03/2020 |
|
3 |
MIAX |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
04/13/2023 |
Certified |
04/27/2023 |
|
3 |
NODAL |
Exchange to implement the Nodal Exchange Environmental Incentive Program 10 to provide liquidity in Environmental contracts on Nodal Exchange, LLC |
04/15/2024 |
Certified |
04/29/2024 |
|
3 |
KEX |
Kalshi intends to implement a referral bonus program that will provide incentives to referring and referred members and will increase the liquidity on the Exchange. (Because of the Portal's size limitations, the submission has been split into 3 parts.) |
12/09/2021 |
Certified |
12/22/2021 |
|
3 |
NYMEX |
Implementing a Market Making Program in support of Iron Ore, 62% Fe North China, futures contracts that are traded on Globex. NYMEX #13-076 |
03/20/2013 |
Certified |
04/04/2013 |
|
3 |
COIN |
Modifications to Crypto Market Maker Program H2 2024 |
07/01/2024 |
Certified |
07/16/2024 |
|
3 |
NYMEX |
Modification to NYMEX Henry Hub Financial Market Making Program |
07/21/2014 |
Certified |
08/04/2014 |
|
3 |
MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
08/17/2023 |
Certified |
08/31/2023 |
|
3 |
MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
06/14/2022 |
Certified |
06/29/2022 |
|
3 |
SMFE |
Market Maker Incentive Program |
04/16/2024 |
Certified |
04/30/2024 |
|
3 |
CME |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
SMFE |
Market Maker Incentive Program |
08/18/2021 |
Certified |
09/01/2021 |
|
3 |
MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
02/14/2022 |
Certified |
03/01/2022 |
|
3 |
CBOT |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
NYMEX |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
NODAL |
Nodal Exchange is updating its Rule to align terms and to allow an Authorized Broker to modify a Block Trade during Trading Hours on the day of submission of the Block Trade |
12/08/2022 |
Certified |
12/22/2022 |
|
3 |
MIAX |
Modifications to the MGEX SPIKES Market Maker Program |
07/13/2023 |
Certified |
07/27/2023 |
|
3 |
COMEX |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
NODAL |
the Exchange is notifying the Commission by self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 |
08/15/2019 |
Certified |
08/29/2019 |
|
3 |
NODAL |
self-certification of the Nodal Exchange Natural Gas Incentive Program 6 |
09/30/2024 |
Certified |
10/15/2024 |
|
3 |
KCBT |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
NFX |
Self-certification proposing amendments relating to correction of errors in the terms of Block Trades reported in accordance with the Rules of the Exchange. |
09/27/2018 |
Certified |
10/12/2018 |
|
3 |
NODAL |
Amendments to the requirements for submitting a natural gas and environmental EFRP transaction and updates to the Exchange Transaction Fee Schedule for EFP transactions. |
09/30/2020 |
Certified |
10/15/2020 |
|
3 |
NFX |
Rule certification relating to block trade minimum quantity thresholds and reporting times for NFX Zonal Power Financial Futures. |
09/27/2018 |
Certified |
10/12/2018 |
|
3 |
CBOT |
Extend electronic trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
KEX |
Update to Kalshi's fee schedule. |
09/09/2022 |
Certified |
09/22/2022 |
|
3 |
KCBT |
Extend trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
ICE US |
Amendment to Rule 2.38 that allows an Exchange Options Permit Holder who is registered as an associated person to electronically submit futures orders for customers from the trading floor. ICE US #11-12 |
03/03/2011 |
Certified |
03/15/2011 |
|
3 |
NYMEX |
Implementing Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program. NYMEX #12-236 |
07/16/2012 |
Withdrawn |
07/27/2012 |
|
3 |
NODAL |
self-certification of the Nodal Exchange Power Incentive Program 9 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
COIN |
Weekly Notification of Rule Changes - Updated Rulebook to include Nano Ether futures and addition of language addressing forks to the Nano Bitcoin Futures contract. |
08/25/2022 |
Notified |
08/25/2022 |
|
3 |
NODAL |
self-certification of the Nodal Exchange Power Incentive Program 10 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
LEDGERX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |