Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CFE The Amendment extends the term of the TPH Permits for an additional year so that all TPH Permits issued under the TPH Program will now expire on December 31, 2021. 11/24/2020 Certified 12/09/2020 1
NYMEX Amendments to CME, CBOT, and NYMEX/COMEX Rule 559. ("Position Limits and Exemptions") and Issuance of CME Group Market Regulation Advisory Notice RA2104-5. 04/16/2021 Certified 04/30/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2117-5 Regarding Rule 559. ("Position Limits and Exemptions") in Connection with Amendments to the Aggregation of Certain Energy Futures and Options Contracts. 09/28/2021 Certified 10/13/2021 1
COMEX Weekly Notification of Rule Amendments - Week of August 28, 2023 09/06/2023 Notified 09/06/2023 1
NYMEX Migration of gold contracts to TMS (the Trade Management System) from the On Line Trade Entry (OLTE) System. NYMEX No. 07-39. 03/16/2007 Certified 03/19/2007 1
CBOT Changes CBOT Rulebook under CME-CBOT Rulebook Harmonization Project, as well as a Special Executive Report regarding cross-exchange privileges of CME and CBOT members on the trading floor. CBOT #2843.01 10/26/2007 Certified 01/30/2008 1
ICE US Changes to Robusta trading hours on Last Trading Day, and temporary changes to the opening times for several agricultural futures products. ICE US # Amended 08-15 03/11/2008 Certified 03/13/2008 1
CME Corrects submission 09-012, adding the word "adjustment" in the rule amendment, as it was previously omitted. CME/CBOT 09-012R 01/29/2009 Certified 01/29/2009 1
NYMEX Amends the Globex No Bust Ranges (Rule 588.G) to include the new Long-Term US Treasury Bond Futures. CME/CBOT/NYMEX #09-248 10/20/2009 Certified 10/29/2009 1
ICE US Amending Rule 27.09(c) to require each user with direct access and each clearing member to file informaiton regarding each Registered Operator for whom it authorizes direct access to the platform. ICE US #10-50 11/19/2010 Certified 12/01/2010 1
CME Revision to Rule 588.E The revision ensures that trade certainty is not compromised by subjecting parties on the opposite side of an error trade to arbitration where the price of the error trade is within the non-reviewable trading range CME #11-241 06/22/2011 Certified 06/30/2011 1
NYMEX Revisions to CME and CBOT Rule 106.I, CME Rule 900.A, CME 900.B, CBOT Rule 900, CBOT 901, and NYMEX Rule 900.A to reflect the Exchange fees associated with proprietary trading of clearing members. CME/CBOT/NYMEX #11-298 07/29/2011 Certified 08/16/2011 1
ICE US Veterans Day Trading Hours. ICE US #11-73 10/12/2011 Certified 10/12/2011 1
CDE Portfolio Margining for Eris Exchange and CME Interest Rate Futures to begin April 30, 2012. ERISDCM #2012-03 04/12/2012 Certified 04/27/2012 1
NFX Amending Rule E37 - Limitation of Liability for NFX XL. NFX #2012-15 06/07/2012 Certified 06/22/2012 1
CBOT Modifications to the CBOT Market Maker Program for Electronic Treasury Options. CBOT #12-380 11/06/2012 Certified 11/22/2012 1
KCBT Issuance of CME Group Market Regulation Advisory Notice RA1307-5 CME/CBOT/NYMEX/COMEX/KCBT #13-240 06/14/2013 Certified 06/29/2013 1
CME Establishment of a Block Trade Minimum Threshold in CME E-mini NASDAQ Biotechnology Index Futures. CME/CBOT #13-531 11/08/2013 Certified 11/26/2013 1
NFX Trading Incentive Program 12/08/2015 Certified 12/22/2015 1
CME Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options 11/22/2016 Certified 12/07/2016 1
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
CANTOR CX is certifying the removal of Chapter IX-2100 (the terms and conditions of the Silver Digital Flex Swaps Contract) in its entirety. 09/29/2017 Certified 10/16/2017 1
CFE The Amendment replaces the New Foreign Trader Incentive Program, the Foreign Proprietary Trading Firm Incentive Program, and the Southern Hemisphere New Proprietary Trading Firm Incentive Program with a revised fee structure. 07/12/2018 Certified 07/26/2018 1
NYMEX Notification Regarding the Addition of CME ClearPort Clearing Venue to Certain Existing Agricultural Calendar Spread Options Contracts and Issuance of RA1813-5 Regarding Exchange for Related Position Transactions. 11/14/2018 Certified 11/29/2018 1
NYMEX Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") 04/16/2021 Certified 04/30/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2107-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). 07/16/2021 Certified 07/30/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2117-5 Regarding Rule 559. ("Position Limits and Exemptions") in Connection with Amendments to the Aggregation of Certain Energy Futures and Options Contracts. 09/28/2021 Certified 10/13/2021 1
NYMEX Revised procedures regarding the Floor Committee's authority to fine for audit trail offenses, including late submission of data, effective March 19, 2007. Notice to Members No. 07-153. NYMEX No. 07.40. 03/16/2007 Certified 03/16/2007 1
ELX Provides an ELX Advisory (Advisory 09019, dated October 15, 2009) responding to CME's statement on CFTC approved "EFF" Rule. ELX #2009-017. 10/22/2009 Certified 11/02/2009 1
ICE US Thanksgiving Holiday Trading Hours. ICE US #10-51 11/19/2010 Certified 11/19/2010 1
CBOT Revision to Rule 588.E The revision ensures that trade certainty is not compromised by subjecting parties on the opposite side of an error trade to arbitration where the price of the error trade is within the non-reviewable trading range CBOT #11-241 06/22/2011 Certified 06/30/2011 1
CFE Updating CFE Fee Schedule which establishes transaction fees for a group of new products to be traded on CFE. CFE #2011-22 10/12/2011 Certified 10/12/2011 1
CBOT Revision to CME Globex Pre-Opening Time Period in CBOT Agricultural Futures, start time change from 7:15 a.m. to 8:00a.m. CBOT #11-476 12/07/2011 Certified 12/22/2011 1
CME Extension of CME Market Maker Program for CME Weather Products. CME #12-046 02/09/2012 Certified 02/27/2012 1
CME Modification of CME/CBOT Equity Index price limit methodology to coordinate with Securities and Exchange Commission Release No.34-67090 relating to Trading Halts Due to Extraordinary Market Volatility. CME/CBOT #12-382 11/06/2012 Withdrawn 01/29/2013 1
NYMEX Modifications to NYMEX's Light Sweet Crude Oil ETH Market Making Incentive Program. NYMEX #12-457 12/14/2012 Certified 01/01/2013 1
CBOT Modifications to the CBOT Agricultural Progressive Volume Tier Discount Program for Firms and Individuals. CBOT/KCBT #13-241 06/17/2013 Certified 07/02/2013 1
OCX Amending Chapter 9 Appendix B, that allows, in limited circumstances, for OneChicago to correct errors in adjustments to OCX.NoDivRisk products after the ex-dividend date. 08/12/2013 Certified 08/27/2013 1
CBOT Establishment of a Block Trade Minimum Threshold in CME E-mini NASDAQ Biotechnology Index Futures. CME/CBOT #13-531 11/08/2013 Certified 11/26/2013 1
NYMEX Establishment of a Block Trade Minimum Threshold in NYMEX Canadian Light Sweet (Net Energy) Index Futures. NYMEX/COMEX #13-542 12/02/2013 Certified 12/17/2013 1
ICE US Extends FCM anti-money laundering program requirements to non-member FCMs and adds provisions addressing obligations of Clearing Members and other market participants relating to accounts carried for customers that are subject to economic sanctions. 09/15/2014 Withdrawn 09/15/2014 1
CBOT Modifications to CBOT Market Maker Program for Electronic Treasury Options 12/05/2014 Certified 12/19/2014 1
NFX Summary Fines 04/23/2015 Certified 05/07/2015 1
ICE US The Exchange is extending the terms of NJ Solar Renewable Energy Certificate Volume Incentive Program through September 30, 2016. 12/08/2015 Certified 12/22/2015 1
CBOT Extension of the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures 11/22/2016 Certified 12/07/2016 1
COMEX Notification Regarding the London Spot Gold Futures and London Spot Silver Futures Daily Settlement Procedure Documents in Connection with the Initial Listing of the Contracts. 12/16/2016 Certified 01/03/2017 1
CBOT Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
CANTOR As requested by Commission staff, CX is amending rules V-8, VI-2, VI-5, and adopting rule VI-12. 09/29/2017 Certified 10/16/2017 1
COMEX Notification Regarding the Addition of CME ClearPort Clearing Venue to Certain Existing Agricultural Calendar Spread Options Contracts and Issuance of RA1813-5 Regarding Exchange for Related Position Transactions. 11/14/2018 Certified 11/29/2018 1
ICE US The Exchange is amending Margin Rule 5.03 revising the haircuts applicable to the market value of equity securities and the value of electronic warehouse receipts. 03/26/2019 Certified 04/09/2019 1