NYMEX |
Reduces the number of members required for a quorum of the Business Conduct Committee from seven to six. NYMEX #08.68 |
06/19/2008 |
Certified |
08/01/2008 |
|
1 |
NYMEX |
Streamlines the process for the involuntary sale of a membership when a member is in default to the exchange or another member of the exchange. CME/CBOT/NYMEX #09-053 |
03/25/2009 |
Certified |
04/09/2009 |
|
1 |
NYMEX |
Issues NYMEX & Comex Market Regulation Advisory Notices RA0909-4 and RA0910-4, to correct the location of trading in cash-settled financial products as in the pit, and remove Aluminum from the list of contracts eligible for MO trades. NYMEX/COMEX #09-211 |
09/23/2009 |
Certified |
10/27/2009 |
|
1 |
ICE US |
Amendments to Definition of Public Director in Annex D of Bylaws and Chapter I of the Rules and Rule 7.08(b)(i)(A)(1) ICE US #10-36 |
09/10/2010 |
Certified |
09/17/2010 |
|
1 |
CME |
Implementing a Market Maker Program in support of the new Sovereign Yield Spread futures contract (Program). CME #11-206 |
05/20/2011 |
Certified |
11/10/2011 |
|
1 |
NYLIFFE |
Notice 21-2011 changes the minimum block trade threshold for Long-Term US Treasury Note Futures (6.5 to 10-Year) |
06/24/2011 |
Certified |
11/08/2011 |
|
1 |
GREENX |
Temporary Waiver of Annual Application Update for Position Limit Exemptions under Rule 532. GREENX #2012-04 |
02/10/2012 |
Certified |
02/28/2012 |
|
1 |
CFE |
Rule amendment to clarify the provisions of CFE Rule 406 regarding cancel replace orders and partial cancel orders with respect to bunched orders. CFE #2013-38 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CME |
Modify its fee schedule to include futures and options contracts migrated from the KCBT in the Extended Access Program. CME 13-553 |
12/03/2013 |
Certified |
12/18/2013 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold in Four New NYMEX Products. NYMEX/COMEX #13-563 |
12/26/2013 |
Certified |
01/11/2014 |
|
1 |
COMEX |
Implementing the Aluminum Futures Volume Incentive Program. COMEX #14-142 |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
TRUEEX |
Various Rule Amendments - TRUEEX #2014-12D |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
NYMEX |
Establishment of Block Trade Minimum Thresholds in Four Coal Futures, Four Coal Options, and One Oil Future, Amendments to Section 11, and the Issuance of NYMEX/COMEX MRAN RA1504-4 and CME/CBOT MRAN RA1502-3 |
03/16/2015 |
Certified |
03/30/2015 |
|
1 |
CANTOR |
Referring Participant and API Participant Incentive programs |
04/30/2015 |
Certified |
05/14/2015 |
|
1 |
CME |
Modifications to the CME Housing Futures Market Maker Program |
11/28/2016 |
Certified |
12/12/2016 |
|
1 |
CBOT |
Amendments to CBOT Chapter 7 ("Delivery Rules and Procedures") |
05/22/2017 |
Certified |
06/06/2017 |
|
1 |
ICE US |
Elimination of Obsolete Committees. |
06/23/2017 |
Certified |
07/10/2017 |
|
1 |
ICE US |
Deletion of IFUS Membership Rules 2.20 and 2.27 |
01/12/2018 |
Certified |
01/29/2018 |
|
1 |
ICE US |
Amendment to block trade procedures |
08/30/2018 |
Certified |
09/14/2018 |
|
1 |
NYMEX |
Notification Regarding the Expansion of the Listing Schedule, the Addition of Intra-Commodity Spreads for BTIC Transactions in Standard and Poor's 500 Total Return Index Futures Contract and the Issuance of Market Regulation Advisory Notice RA1814-5. |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
CME |
Modifications to the FX Options Large Trade Discount Program |
06/10/2021 |
Certified |
06/24/2021 |
|
1 |
CME |
Extension of the FTSE 100 Adjusted Interest Rate Total Return Futures Fee Discount Program |
04/13/2022 |
Certified |
04/27/2022 |
|
1 |
CME |
Modifications to the Euro Short-Term Rate (?STR) and RepoFunds Rate (RFR) Futures Market Maker Program |
11/17/2022 |
Certified |
12/02/2022 |
|
1 |
MGE |
MGEX Rulebook Update (Disciplinary and Hearing Committee) |
06/23/2023 |
Certified |
07/10/2023 |
|
1 |
LEDGERX |
Incorporation of new d/b/a MIAX Derivatives Exchange into Rulebooks |
06/07/2024 |
Notified |
06/07/2024 |
|
1 |
NYMEX |
Conforms the COMEX EFP, EFS, EFO and Block rules to the language in the parallel NYMEX Division rules, allows submission through the ClearPort Clearing Trade Entry Portal and other associated changes. NYMEX #07.98 |
08/17/2007 |
Certified |
08/22/2007 |
|
1 |
ICE US |
Allows the prices of the legs of an electronic calendar spread to exceed the daily price limit. ICE US #08-6 |
02/01/2008 |
Certified |
04/07/2008 |
|
1 |
NYLIFFE |
Provides for the legal and operational issues associated with the migration of the clearing function from CME Clearing to The Options Clearing Corporation for of NYSE Liffe US futures and options contracts. NYSE Liffe #2009-106 |
03/26/2009 |
Certified |
08/27/2009 |
|
1 |
CME |
Amends Rule 588.K to remove NYMEX Propane futures contract from the list of Globex No Bust Ranges since this product has been delisted. CME/CBOT/NYMEX #09-219 |
09/24/2009 |
Certified |
09/24/2009 |
|
1 |
NYMEX |
Eliminates references to Pit Committee which is replaced, where appropriate, with references to the Floor Conduct Committee or Exchange Officials. NYMEX/COMEX #10-057 |
03/04/2010 |
Certified |
03/12/2010 |
|
1 |
ICE US |
Amendments to Standing Resolution No.7 and Guidelines for Treatment of Short Term Price Spikes. ICE US #11-23 |
05/19/2011 |
Certified |
05/26/2011 |
|
1 |
NFX |
New Rule 213 - Information Sharing Agreements amended Core Principle 2 to provide in part that the rules of the contract market shall provide the board of trade with the ability and authority to obtain any necessary information. NFX 2011-07 |
06/24/2011 |
Certified |
12/27/2011 |
|
1 |
NYLIFFE |
Rule Amendments Clarifying Customer Margin Requirements. NYLIFFE #2011-101 |
01/26/2011 |
Certified |
01/26/2011 |
|
1 |
NADEX |
Amends listing schedule for Wall St 30, US Tech 100, US 500, and US SmallCap 2000 Contracts for trade date 12-28-11 and 1-4-12; no FTSE 100 and Germany 30 Contracts listed on 12-30-11; and no weekly FTSE 100 contracts for week of 12-26-11. |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
GREENX |
Amendments to Rules 402 and 907 to comply with new CFTC Regulations 39.16(d) and 39.15(d). And clarifying Rulebook amendments in Chapter 1. GREENX #2012-05 |
02/10/2012 |
Certified |
02/28/2012 |
|
1 |
OCX |
Introducing Market Maker Wash Trade Prevention contingency orders. |
04/18/2012 |
Certified |
05/03/2012 |
|
1 |
CME |
Modifications to CME and CBOT E-mini Equity Options Market Making Program on Globex. CME/CBOT #12-175 |
06/12/2012 |
Certified |
06/27/2012 |
|
1 |
NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #12-328 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
CBOT |
Enabling Block Transactions in Options on CBOT Long-Term US Treasury Bond Futures. CBOT #13-342 |
08/19/2013 |
Certified |
09/04/2013 |
|
1 |
CFE |
CFE Rule Amendment to revise CFE Rules 414 and 415. CFE #2013-35 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NYMEX |
Establishment of a Block Trade Minimum Threshold in One New Comex Product NYMEX/COMEX #14-139 |
04/21/2014 |
Certified |
05/06/2014 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 27, 2014 |
11/07/2014 |
Notified |
11/07/2014 |
|
1 |
COMEX |
Establishment of Block Trade Minimum Thresholds in Four Coal Futures, Four Coal Options, and One Oil Future, Amendments to Section 11, and the Issuance of NYMEX/COMEX MRAN RA1504-4 and CME/CBOT MRAN RA1502-3 |
03/16/2015 |
Certified |
03/30/2015 |
|
1 |
ICE US |
Effective May 11, 2015 the Exchange is extending the term of the MSCI Contracts Designated Market Maker Program through December 31 2015. |
04/30/2015 |
Certified |
05/14/2015 |
|
1 |
NYMEX |
Extension of the NYMEX Natural Gas Basis Fee Waiver Program |
12/09/2015 |
Certified |
12/23/2015 |
|
1 |
ICE US |
Amendment to Disruptive Trading Practices FAQ |
08/14/2017 |
Certified |
08/28/2017 |
|
1 |
COMEX |
Notification Regarding the Expansion of the Listing Schedule, the Addition of Intra-Commodity Spreads for BTIC Transactions in Standard and Poor's 500 Total Return Index Futures Contract and the Issuance of Market Regulation Advisory Notice RA1814-5. |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
ICE US |
The Exchange is amending Rule 4.01 providing additional guidance on how firms should discharge their supervisory duties. |
12/09/2019 |
Certified |
12/23/2019 |
|
1 |
LEDGERX |
LedgerX Revised Rulebook |
05/29/2020 |
Certified |
06/12/2020 |
|
1 |