NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program. |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
MGE |
MGEX Resolution requires that electronic warehouse receipts be used for delivery of Hard Red Spring Wheat, instead of paper warehouse receipts. |
05/23/2017 |
Certified |
06/07/2017 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
NADEX |
Nadex removes $50 cap on trading fees for Direct Trading Members. |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
MGE |
Provides the Board of Directors with authority to borrow funds for emergencies without an ownership vote. |
02/05/2008 |
Certified |
02/15/2008 |
|
1 |
CBOT |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
KCBT |
Provides notification of the intention to add new Rules 21100.01 and 2100.02 (FCM "Participation Agreement" & eligible swap participant "Certification of Eligibility" forms) to its petition dated May 26, 2009. |
03/08/2010 |
Certified |
03/15/2010 |
|
1 |
ELX |
Amendment to Rule II-7 to make explicit conforming changes to the rule which currently includes provisions to automatically conform to corresponding changes in CFTC Regulations. |
12/09/2010 |
Certified |
12/16/2010 |
|
1 |
NYLIFFE |
Guidance Regarding the Application of Exchange Rule 616(a) to the Activities of Designated Market Makers. |
03/09/2011 |
Certified |
12/27/2011 |
|
1 |
CME |
Implementation of the FX US Dollar/Chinese Renminbi (CNY) Futures Market Maker Program. CME #11-313 |
08/08/2011 |
Certified |
08/23/2011 |
|
1 |
CME |
Modifications to the CME Interest Rate Market Maker Program for Eurodollar Pack and Bundle Futures. CME #11-414 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
ICE US |
Extending the terms of the FX Member Firm Fee Program. ICE US #12-92 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
CME |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
OCX |
New Rule 137 - Foreign Persons and Rule 416 Exchange Future for Physical, changes define foreign persons and prohibit them from directly or indirectly placing bids or buy orders in and for exchange EFP markets. |
04/22/2013 |
Withdrawn |
04/29/2013 |
|
1 |
NYMEX |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CBOT |
Modifications to the Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #13-397 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
NYMEX |
Revision to CME Group Market Regulation Advisory Notice RA1311-5RR - to require that the execution time of EFRPs entered into CME ClearPort be entered in the local time of the party(ies) entering the EFRP. CME/CBOT/NYMEX/COMEX #14-251 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
MGE |
Weekly Notification Pursuant to CFTC Regulation 40.6(d) |
05/01/2015 |
Notified |
05/01/2015 |
|
1 |
CANTOR |
Revision to Rule III-1(f) |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program |
10/07/2016 |
Certified |
10/24/2016 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
06/12/2018 |
Certified |
06/26/2018 |
|
1 |
COMEX |
Amendments to the Daily Settlement Procedure Documents for the Zinc, Aluminum and Lead Futures Contracts |
07/18/2018 |
Certified |
08/01/2018 |
|
1 |
MGE |
Weekly notification to MGEX Members and Market Participants reminding them of the upcoming Memorial Day holiday and trading hours. |
05/17/2019 |
Notified |
05/17/2019 |
|
1 |
NADEX |
Nadex amends the terms of its Refer-a-Friend Program. |
12/01/2020 |
Certified |
12/15/2020 |
|
1 |
CBOT |
Implementation of the Ultra 10 Options Market Maker Program |
09/12/2023 |
Certified |
09/26/2023 |
|
1 |
NYMEX |
Expands the Exchange Options Market Maker Program to include NYMEX Heating Oil and RBOB options contracts NYMEX #07-103 |
08/22/2007 |
Certified |
08/30/2007 |
|
1 |
NYMEX |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/29/2010 |
|
1 |
NFX |
Amending NFX By-Laws and Rules to update the nominating process and other minor technical amendments to the Rules. NFX #2010-09 |
09/13/2010 |
Certified |
06/07/2011 |
|
1 |
NADEX |
Submission of an updated Market Maker Agreement between NADEX and its current market maker, Market Risk Management. |
12/09/2010 |
Certified |
12/23/2010 |
|
1 |
MGE |
Amendments to Resolution 2020.00 and 2101.01.B to create a single exchange fee and clearing fee structure across all trading platforms. |
04/28/2011 |
Certified |
04/28/2011 |
|
1 |
ICE US |
Amendments to FAQ on Cleared Swaps. ICE US #11-78 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
KCBT |
Amending Rule 2005.01 pertaining to its wheat futures settlement procedures. |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
ICE US |
Extension of Terms of Russell Individual Member Fee Program. ICE US #12-94 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
CBOT |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
COMEX |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NYMEX |
Modifications to the Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #13-397 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
CBOT |
Modifications to Agricultural Options Market Maker Program |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
CBOT |
Termination of Condition of Force Majeure with Respect to Corn Shipping Stations on the Illinois River |
03/06/2018 |
Certified |
03/20/2018 |
|
1 |
NADEX |
Amends Rules to distinguish authority to limit trading; clarifies language and specifies when disciplinary action is considered final; allows for the charging of interest on negative amounts. This filing also affects Nadex as a DCO. |
10/12/2018 |
Certified |
10/26/2018 |
|
1 |
CME |
Modifications to the FX Futures Block Price Maker Fee Waiver Program |
01/15/2019 |
Certified |
02/01/2019 |
|
1 |
NFX |
Extension of the quote liquidity provisioning program and updating the change in fees from $0.03 to $0.05 for the Off-Peak 25 MWH contracts. |
05/17/2019 |
Certified |
06/03/2019 |
|
1 |
SMFE |
SMFE 2020-001 - Amendments to Exchange Rule 904 |
04/27/2020 |
Certified |
05/11/2020 |
|
1 |
CME |
Modifications to the Cryptocurrency Futures and Options Block and EFRP Program |
01/11/2021 |
Certified |
01/26/2021 |
|
1 |
NADEX |
Nadex is amending the open time for its daily and weekly commodities to open at 6:00pm ET on the first trade date of the week rather than 3:00am ET; Nadex is updating its Holiday Schedule Product Guidelines |
03/05/2021 |
Certified |
03/19/2021 |
|
1 |
CBOT |
Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. |
11/12/2021 |
Certified |
11/29/2021 |
|
1 |
CME |
Modifications to the SOFR Options Broker Incentive Program |
08/16/2022 |
Certified |
08/30/2022 |
|
1 |
CME |
Extension of the IPOX Futures Fee Discount Program |
12/18/2023 |
Certified |
01/03/2024 |
|
1 |
ICE US |
Deletes EFP and EFS reporting and submission procedures from rules and placed in exchange procedures. NYBOT 07-24. See also FILAC #08-05 regarding new reporting procedures. |
03/23/2007 |
Certified |
03/30/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |