| CME |
Extension of the FX Options Give-up Surcharge Fee Waiver Program |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| LEDGERX |
Revised Operations Manual and BCDR Plan |
03/04/2020 |
Certified |
03/18/2020 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| MGE |
Weekly Notification - Christmas and New Year's Holidays Memo |
12/17/2021 |
Notified |
12/17/2021 |
|
1 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
12/18/2023 |
Certified |
01/03/2024 |
|
1 |
| CME |
Clarifies the Pre-Execution Discussion of Trades Under the GLOBEX Call Market Trading Algorithm to Explicitly Identify Applicable Contracts. CME No. 07-24 |
04/11/2007 |
Certified |
04/24/2007 |
|
1 |
| CBOT |
Prohibits pre-execution communications. CBOT RA0802-1; CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
| MGE |
Requires quarterly financial statements from non-FCM members with clearing privileges. |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| CME |
Amends the CME Interpretation of Rule 580 - GLOBEX Trade Algorithms and Position Limit and Reportable Level Table to remove references to the Two-, Five- and Ten-Year Swap futures based on the upcoming delisting of the products. CME #09-056 |
03/27/2009 |
Certified |
03/27/2009 |
|
1 |
| NYMEX |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| NYLIFFE |
Amends Rule 423(e) relating to the Reporting of Block Transactions. NYLIFFE #2009-118 |
09/28/2009 |
Certified |
10/15/2009 |
|
1 |
| CBOT |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| NYMEX |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| COMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| NFX |
Amendments to NFX Fee Schedule. NFX #2011-18 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
| ICE US |
Extension of Terms of Grain Executing Broker Rebate Program. ICE US #12-96 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| NYMEX |
Addition of Second and Third Contract Months of Brent Crude Oil Last Day Financial Futures as TAS-Eligible Contract Months. NYMEX/COMEX #13-063 |
02/26/2013 |
Certified |
03/13/2013 |
|
1 |
| CBOT |
Modifications to the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #13-398 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| OCX |
Amending OCX Rule 609 (Supervision) and Issuing NTM 2016-11 (Supervisory Responsibility and Written Supervisory Procedures) |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
| MGE |
Removal of Rule 2051.00. - Honorary Membership |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
| CME |
Implementation of the Eurodollar Options Pit Liquidity Provider Program |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| CME |
Modifications to the CME Fee Schedule for E-mini Option Volume Discount Tiers and Certain Equity Index Options |
01/16/2018 |
Certified |
01/30/2018 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of February 26, 2018) |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
01/15/2019 |
Certified |
02/01/2019 |
|
1 |
| ICE US |
Amendments to Rule 4.26 allow for the institution of Passive Order Protection functionality in Gold Daily and Silver Daily futures markets |
02/01/2019 |
Certified |
05/06/2019 |
|
1 |
| NYMEX |
Implementation of the UK and Dutch Natural Gas Fee Waiver Program |
04/03/2019 |
Certified |
04/17/2019 |
|
1 |
| CME |
Amendments to the CME Globex Messaging Policy |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
| CME |
Decrease of the Minimum Price Increment for Calendar Spreads and Basis Trade at Index Close ("BTIC") Transactions in the E-mini FTSE Emerging Index Futures Contract |
10/28/2020 |
Certified |
11/12/2020 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| CME |
Amendments to AON-Eligibility, Inter-association Trading Restrictions and Issuance of CME Market Regulation Advisory Notices RA2201-2 and RA2202-2 |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
| CME |
Modifications to the CME STIR Futures Pack and Bundle Market Maker Program |
08/16/2022 |
Certified |
08/30/2022 |
|
1 |
| ICE US |
Clarifies the Circumstances When an Order Submitted Outside of the "Reasonability Limits" May be Executed (Albeit at a Different Price). NYBOT No.07-28 |
04/12/2007 |
Certified |
09/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NFX |
Adopts a Rule to alow EFP Transactions and amends the Limitation of Liability for PBOT XL, to explicitly Include Block Trades and EFP Transactions. PBOT No. 2007-08 |
06/19/2007 |
Certified |
06/26/2007 |
|
1 |
| CME |
Provides guidance on pre-execution communications in CME products executed on CME Globex. CME RA0801-2. CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
| NYMEX |
Clarifies requirements for submitting EFP, EFS, EOO or Block or DME trades through the ClearPort Clearing portal. NYMEX #8.69 |
07/10/2008 |
Certified |
09/29/2008 |
|
1 |
| ICE US |
Provides for exchange of options transactions. ICE US Amended Submission #09-13 |
03/30/2009 |
Certified |
04/15/2009 |
|
1 |
| MGE |
Amends Rule 210.01 to permit Board of Directors authority to amend the Articles of Incorporation to conform to the MGEX Rulebook. |
08/18/2009 |
Certified |
05/27/2010 |
|
1 |
| CBOT |
Eliminates, due to the adoption of the price reporting system, the requirement that a member in a trading pit executing a cross trade complete a form and present the form to exchange price reporting staff. CME/CBOT/NYMEX #09-213 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
| NADEX |
Amends description of exchange hours and language permitting adjustments necessitated by material change in the underlying. |
11/24/2009 |
Certified |
12/02/2009 |
|
1 |
| NYMEX |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| CME |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |
| COMEX |
Notification Regarding an Amendment to the Short Term Gold Option Contract. COMEX #12-186 |
06/13/2012 |
Certified |
06/28/2012 |
|
1 |
| NFX |
Amending Rule 128 as well as NFX Fee Schedule to create an efficient method of collecting final fees, fines, charges and/or other monetary sanctions or monies due and owing to the Exchange from NFX members and member organizations. NFX #2012-20 |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
| ICE US |
Extending the terms of the Grain Exchange Member/Member Firm Program. ICE US #12-97 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| COMEX |
Addition of Second and Third Contract Months of Brent Crude Oil Last Day Financial Futures as TAS-Eligible Contract Months. NYMEX/COMEX #13-063 |
02/26/2013 |
Certified |
03/13/2013 |
|
1 |
| NYMEX |
Modifications to the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #13-398 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| ICE US |
Effective September 1, 2015, the Exchange is amending the terms of the MSCI Index Futures Contract New Jurisdiction Volume Incentive Program. |
08/04/2015 |
Certified |
08/18/2015 |
|
1 |
| CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
11/17/2015 |
Certified |
12/02/2015 |
|
1 |
| ICE US |
Changes to Certain Procedural Aspects of Disciplinary Rules. |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
| NFX |
Combination Orders and Definitions |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
