| NYMEX |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/24/2017 |
Certified |
06/08/2017 |
|
1 |
| ICE US |
Effective July 12, 2017 the Exchange is increasing the fees for block and EFRP trades for Russell Complex Futures and Options Contracts. |
06/26/2017 |
Certified |
07/11/2017 |
|
1 |
| CME |
Modifications to the Eurodollar Options Market Maker Program |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments (Week of February 26, 2018) |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
| CBOT |
Amendments to the CME Globex Messaging Policy |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
| CME |
Expansion of Open Outcry Trading Hours for Options the Livestock Futures Contracts |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| CME |
Amendments to the Nikkei Stock Average Futures, Yen Denominated Nikkei Stock Average Futures, and Yen Denominated TOPIX Index Futures Contracts - Basis at Trade Index Close ("BTIC") Transactions Permitted until 3:00 p.m. Japan Time |
10/28/2020 |
Certified |
11/12/2020 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| KEX |
Weekly notification of rule amendments for the week ending 9/25 |
10/05/2021 |
Notified |
10/05/2021 |
|
1 |
| ICE US |
Weekly Notification of Rule Amendments |
12/17/2021 |
Notified |
12/17/2021 |
|
1 |
| CBOT |
Modifications to the Agriculture Calendar Spread Options Incentive Program |
03/11/2022 |
Certified |
03/25/2022 |
|
1 |
| CME |
Modifications to the SOFR Options Pit Liquidity Provider Program |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of September 26, 2022) |
10/04/2022 |
Notified |
10/04/2022 |
|
1 |
| CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
12/19/2023 |
Certified |
01/04/2024 |
|
1 |
| ICE US |
Authorizes the Chairman of the Board to Appoint, Add or Remove Committee Members (Subject to Board Ratification) and Authorizes the Disclosure of Trading and Other Information Concerning Members and Customers in Certain Circumstances. NYBOT #07-29 |
04/12/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CBOT |
Supplements previously submitted - entirely revised - CBOT Rulebook with rules omitted. CBOT #2843.03 |
11/07/2007 |
Certified |
01/30/2008 |
|
1 |
| NADEX |
Limits Trading by Certain Affiliates; Changes Exchange Hours; Amends the Order Entry Rule, Underlying Futures Contract Cycle for Binary Payout Gold, Silver, and Crude Oil Contracts, the Daily Payout Criteria and the Minimum Tick Size. |
02/07/2008 |
Certified |
02/08/2008 |
|
1 |
| ICE US |
Extends the open outcry trading session for Cotton No.2 options contracts by opening trading at 8:15 am instead of 10:30 am. ICE US #08-21 |
03/18/2008 |
Certified |
03/25/2008 |
|
1 |
| ICE US |
Requires a floor broker holding both buy and sell orders at the same time for different principals for the same contract to announce the bid, offer and quantity twice before he is eligible to execute a cross trade. ICE US # 08-42 |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| CME |
Eliminates, due to the adoption of the price reporting system, the requirement that a member in a trading pit executing a cross trade complete a form and present the form to exchange price reporting staff. CME/CBOT/NYMEX #09-213 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
| TRENDEX |
Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. |
05/21/2010 |
Certified |
05/21/2010 |
|
1 |
| CBOT |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |
| NYLIFFE |
Change in Daily Settlement Time and Procedures for Non-US Based mini MSCI Index Futures. NYLIFFE #2011-123 |
08/09/2011 |
Certified |
08/24/2011 |
|
1 |
| CME |
Implementing of a Market Maker Program for certain E-mini equity index options contracts that are traded on Globex. CME/CBOT #11-393 |
10/28/2011 |
Certified |
11/15/2011 |
|
1 |
| NYMEX |
Modifications to the NYMEX Brent Crude Oil Last Day Financial Futures Fee Waiver Program. NYMEX #12-142 |
06/13/2012 |
Certified |
06/28/2012 |
|
1 |
| CME |
Revising Rule 808, to ensure that the rule remains accurate and comprehensive with respect to the various types of transactions that may be submitted to CME Clearing via CME ClearPort. CME/CBOT/NYMEX/COMEX #12-374 |
11/07/2012 |
Certified |
11/24/2012 |
|
1 |
| NYMEX |
Revising NYMEX/COMEX Rule 806 in order to correctly reflect that the offset of buys and sells in NYMEX and COMEX products is not automatic, rather it is dependent upon reporting the offset pursuant to Rule 811. NYMEX/COMEX #12-471 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| COMEX |
Modifications to the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #13-398 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| NFX |
Mass Quote Protection |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
| COMEX |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/24/2017 |
Certified |
06/08/2017 |
|
1 |
| ICE US |
The Exchange is amending the term "agent" in Rule 4.01 to include any Exchange related activities associated with automated trading systems. |
06/26/2017 |
Certified |
07/11/2017 |
|
1 |
| ICE US |
The Exchange is extending the terms of the Precious Metal Contract Exchange Member Fee Program to June 30, 2019. |
06/13/2018 |
Certified |
06/27/2018 |
|
1 |
| NADEX |
Adds provision for Nadex to halt markets during limit up/down in underlying; removes reference to "Binary Swap Contract" and replaces with "Binary Contract"; updates footnote regarding OCR Volume Threshold level. |
08/31/2018 |
Certified |
09/17/2018 |
|
1 |
| NYMEX |
Amendments to the CME Globex Messaging Policy |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
| NODAL |
Amendments to the Nodal Exchange delivery schedule and last trading day for Nodal Contracts, based on environmental products, with November 2020 and December 2020 expiries |
10/28/2020 |
Certified |
11/12/2020 |
|
1 |
| ICE US |
Amendment concerning size and composition of governing board |
04/27/2021 |
Certified |
05/11/2021 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| SMFE |
Additions to Definitions for Options |
10/05/2021 |
Certified |
10/20/2021 |
|
1 |
| CME |
Modifications to the International Cross-Asset Volume Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| CBOT |
Modifications to the Deferred 30-Day Federal Fund Futures Market Maker Program |
12/19/2023 |
Certified |
01/04/2024 |
|
1 |
| NYMEX |
Allows EOOs for Crude Oil Options on ClearPort Clearing. NYMEX No. 07-49 |
04/13/2007 |
Certified |
07/16/2007 |
|
1 |
| NFX |
Modifies the timeframe within which a membership share may be disposed of by PBOT, amending the "one year after payment is due" language to "sixty days after notice of arrearages." PBOT #2007-15 |
08/22/2007 |
Certified |
08/27/2007 |
|
1 |
| NADEX |
Appoints a New Market Maker |
02/07/2008 |
Certified |
02/06/2008 |
|
1 |
| KCBT |
Amends Rule 230.05, redefining what constitutes a "material relationship" between a public director and the exchange. |
05/26/2009 |
Certified |
06/08/2009 |
|
1 |
| CME |
Conveys responsibility for determination of trading hours, futures delivery month listings, option expiry month listings, option strike price arrays, from "Board of Directors" to "Exchange," and other changes. CME #09-149 |
08/18/2009 |
Certified |
05/18/2010 |
|
1 |
| NYMEX |
Eliminates, due to the adoption of the price reporting system, the requirement that a member in a trading pit executing a cross trade complete a form and present the form to exchange price reporting staff. CME/CBOT/NYMEX #09-213 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
| CME |
Amends CME Rule 106.H to allow such firms to conduct custoemr business from the trading floor provided that the firms are appropriately registered as IBs or FCMs. CME #09-287 |
11/25/2009 |
Certified |
05/19/2010 |
|
1 |
| CME |
Issues CME/CBOT Market Regulation Advisory Notice RA1001-3. CME/CBOT #10-009 |
01/08/2010 |
Certified |
10/05/2010 |
|
1 |
