| CBOT |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Long-Term US Treasury Bond Futures. CBOT #12-372 |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
| OCX |
Revising OneChicago Rule 416, adds clarity that the Exchange of Future for Physical consists of a futures component and an underlying stock component combined into a single transaction. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX OTC Broker Incentive Program. NYMEX #13-238 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| NYLIFFE |
Announcing the Introduction of an Enhanced Liquidity Provider Program for GCF Futures. NYLIFFE #2013-114 |
08/20/2013 |
Certified |
09/05/2013 |
|
1 |
| NFX |
Exchange's Rulebook amended governing FX Futures Daily Settlement Price. NFX #2013-24 |
11/15/2013 |
Certified |
12/03/2013 |
|
1 |
| TRUEEX |
Submission contains various rule amendments.Many are made at the request of DMO Staff as part of the review process of trueEX's SEF application.trueEX also offers swaps on the DCM & has a consolidated rulebook,therefore trueEX is making this DCM filing. |
10/05/2015 |
Certified |
10/20/2015 |
|
1 |
| CFE |
Rule Certification that sets forth changes to the CFE Fee Schedule. |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments (Week of October 3, 2016) |
10/12/2016 |
Notified |
10/12/2016 |
|
1 |
| CME |
Modifications to the Latin America Fund Manager Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| CME |
Notification Regarding the Listing of Options on South African Rand/U.S. Dollar (ZAR/USD) Futures on CME Globex. |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
| NYMEX |
Amendments to Rule 817 ("Liquidity Facility") |
10/09/2017 |
Certified |
10/23/2017 |
|
1 |
| ICE US |
Public guidance on position limits, accountability levels, aggregation of positions, and exemptions from position limits |
03/08/2018 |
Certified |
03/22/2018 |
|
1 |
| ICE US |
Amendments to various rules to reflect the name change of the clearing organization from "ICE Clear US, Inc." to "ICE Clear U.S., Inc."/ |
11/08/2019 |
Notified |
11/08/2019 |
|
1 |
| CBOT |
Implementation of the SOFR Options Broker Incentive Program |
11/15/2021 |
Certified |
11/30/2021 |
|
1 |
| CBOT |
Modifications to the Central Bank Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| CBOT |
Modifications to the Grain & Oilseed Futures ETH Market Maker Program |
07/01/2022 |
Certified |
07/18/2022 |
|
1 |
| MGE |
Weekly Notification - Offset Deadline Reminder and Non-substantive Rule Amendments |
11/03/2023 |
Notified |
11/03/2023 |
|
1 |
| CME |
Modifications to the CME Short-Term Interest Rate ("STIR") Options Pit Liquidity Provider Program |
12/19/2023 |
Certified |
01/04/2024 |
|
1 |
| MGE |
Weekly Notification - Offset Deadline Reminder |
02/02/2024 |
Notified |
02/02/2024 |
|
1 |
| CBOT |
Establishes e-cbot (electronic) Trading Hours for Mini-Sized Corn, Soybean and Wheat Futures. CBOT No. 2782.01 |
04/17/2007 |
Certified |
04/17/2007 |
|
1 |
| MGE |
Permits Hard Red Spring Wheat options contracts to trade electronically during the same time as by open outcry. |
03/19/2008 |
Certified |
03/25/2008 |
|
1 |
| NYMEX |
Provides for New Incentive Programs for certain Natural Gas Contracts. NYMEX #09.56 |
04/02/2009 |
Certified |
04/30/2009 |
|
1 |
| CME |
Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 |
07/16/2009 |
Certified |
09/02/2009 |
|
1 |
| CME |
Amends Quotation Changes Interpret to clarify policy that requests for next day pricing corrections are valid only in outright options, options spreads and combination, not in outright futures or futures-only spreads. CME/CBOT/NYMEX #09-215 |
09/25/2009 |
Certified |
10/26/2009 |
|
1 |
| NYMEX |
Amends Rule 588.G - No Bust Range, to remove COMEX Aluminum from the list of Globex No Bust Ranges since Aluminum has been delisted. CME/CBOT/NYMEX #09-252 |
10/27/2009 |
Certified |
10/27/2009 |
|
1 |
| ELX |
Removes administrative fee provisions from ELX Rule IV-9 (Trade Cancellation and Price Adjustments), to reflect current ELX policy of waiving such fees. ELX #2009-023 |
11/20/2009 |
Certified |
11/20/2009 |
|
1 |
| CME |
Allows US dollar cash settled Crude Palm Oil futures to be eligible for block trading. CME #10-064 |
06/09/2010 |
Certified |
06/14/2010 |
|
1 |
| OCX |
Notice to Members advising that OneChicago is expanding trade prices to four decimal points. |
05/26/2011 |
Certified |
12/22/2011 |
|
1 |
| CBOT |
NYMEX SO2 Emissions 25 Allowance, NYMEX Seasonal NOX, and NYMEX Annual NOX futures contracts due to delisting of these products. CME/CBOT/NYMEX #11-315 |
08/10/2011 |
Certified |
08/10/2011 |
|
1 |
| NYMEX |
Implementing a Fee Waiver Program in support of Brent Crude Oil Last Day Financial futures contracts traded on Globex. NYMEX #11-503 |
12/15/2011 |
Certified |
01/03/2012 |
|
1 |
| NYLIFFE |
Notice Supplementing Renewal of Interest Rate Designated Market Maker Programs. NYLIFFE #2012-109 |
04/19/2012 |
Certified |
05/04/2012 |
|
1 |
| CFE |
Amending the cover page of the CFE Rulebook and CFE Rule 308. CFE #2012-16 |
08/02/2012 |
Certified |
08/17/2012 |
|
1 |
| NYMEX |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CME |
Modifications to CME Eurodollar Futures and Options Market Maker Tier Incentive Program. CME #12-357 |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
| ICE US |
Addition of the New Henry Hub Options Liquidty Provider Program. ICE US #13-54 |
06/21/2013 |
Certified |
07/09/2013 |
|
1 |
| OCX |
Notice to Members regarding the method by which market participants may trade block rolls. |
08/22/2013 |
Certified |
09/07/2013 |
|
1 |
| NYMEX |
Establishment of Block Trade Minimum Thresholds in Five New Products. NYMEX/COMEX #14-105 |
03/31/2014 |
Certified |
04/15/2014 |
|
1 |
| CBOT |
Modifications to the Fed Fund Options Floor Broker Pool Program |
06/12/2015 |
Certified |
06/26/2015 |
|
1 |
| TRUEEX |
Rulebook amendments required in conjunction with CFTC review of SEF application and to update references to No-Action Letters and their expiration dates. Most of the part 37 regulations have a corresponding part 38 regulation. |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
| CBOT |
Modifications to the Latin America Fund Manager Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| COMEX |
Amendments to Rule 817 ("Liquidity Facility") |
10/09/2017 |
Certified |
10/23/2017 |
|
1 |
| CME |
Amendments to Permit Basis Trade at Index Close ("BTIC") on CME Globex and to Expand Listing Cycles for E-mini S&P Select Sector Stock Index Futures and E-mini NASDAQ Biotechnology Index Futures |
03/08/2018 |
Certified |
03/22/2018 |
|
1 |
| NFX |
Weekly Notification of Rule Amendments |
04/05/2019 |
Notified |
04/05/2019 |
|
1 |
| NYMEX |
Expansion of the Trading at Settlement (TAS) Eligibility for the Brent Crude Oil Last Day Financial Futures and Brent Crude Oil Penultimate Financial Futures |
09/11/2019 |
Certified |
09/25/2019 |
|
1 |
| CBOT |
Modifications to the Latin America Fund Manager Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| CME |
Implementation of the Micro Cryptocurrency Futures Market-Wide Fee Discount Program |
02/08/2023 |
Certified |
02/23/2023 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for eight new NOx Emissions Allowance Futures Contracts on NYMEX ClearPort Clearing and CME Globex; and SO2 Emission Allowance Option Contract on the NYMEX Trading Floor and NYMEX ClearPort Clearing. NYMEX #08.38 |
03/14/2008 |
Certified |
04/17/2008 |
|
1 |
| ICE US |
Amends Block Trading procedures to change the eligible delivery months and the minimum volum threshold requirements for Block Trades executed in Coffee "C" futures contracts. ICE US #09.16 |
04/02/2009 |
Certified |
04/10/2009 |
|
1 |
| CBOT |
Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 |
07/16/2009 |
Certified |
09/02/2009 |
|
1 |
