COMEX |
Modifications to the COMEX Aluminum Futures Market Development Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
CME |
Modifications to the International Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CBOT |
Modifications to the International Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the International Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
COMEX |
Modifications to the International Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CME |
Modifications to the International Cross-Asset Volume Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
COMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CFE |
The Amendment amends the CFE Fee Schedule for 2017 fee changes. |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the NYMEX OTC Broker Rebate Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the NYMEX OTC Broker Revenue Share Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
NYMEX |
Extension of the NYMEX Capped Give-Up Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
CME |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
COMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX Fee Schedule for Iron Ore Futures and Options |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
COMEX |
Modifications to the COMEX Gold Kilo Futures Market Maker Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
CME |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CBOT |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CFE |
The Amendment amends CFE's New Foreign Trader Incentive Program and extends the term of the Program. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
CME |
Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
CBOT |
Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
NADEX |
Nadex Amends its Fee Schedule for Direct Members. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
COMEX |
Notification Regarding the London Spot Gold Futures and London Spot Silver Futures Daily Settlement Procedure Documents in Connection with the Initial Listing of the Contracts. |
12/16/2016 |
Certified |
01/03/2017 |
|
1 |
MGE |
Amendments to the MGEX Rules: 733.01.; 2007.00.; 2007.02. regarding fraud, manipulation, and manipulative devices |
12/20/2016 |
Certified |
01/05/2017 |
|
1 |
MGE |
Rule Submission 2062.02. |
12/20/2016 |
Certified |
01/05/2017 |
|
1 |
NYMEX |
Amendments to the RBOB Gasoline Futures and NY Harbor ULSD Futures Contracts |
12/20/2016 |
Certified |
01/05/2017 |
|
2 |
COMEX |
Implementation of the Gold and Silver Spot Spread Market Maker Program |
12/21/2016 |
Certified |
01/06/2017 |
|
2 |
CBOT |
Implementation of the Grain & Oilseed Deferred Futures Contract Market Maker Program |
12/22/2016 |
Certified |
01/09/2017 |
|
2 |
CME |
Modifications to the FX Monthly Futures Market Development Program |
12/23/2016 |
Certified |
01/10/2017 |
|
2 |
COMEX |
Weekly Notification of Rule Amendments (Week of January 2, 2017) |
01/10/2017 |
Notified |
01/10/2017 |
|
1 |
NYMEX |
Weekly Notification of Rule Amendments (Week of January 2, 2017) |
01/10/2017 |
Notified |
01/10/2017 |
|
1 |
MGE |
Weekly Notification - Holiday Hours |
01/13/2017 |
Notified |
01/13/2017 |
|
1 |
CDE |
Weekly Notification of Rule Amendment |
01/18/2017 |
Notified |
01/18/2017 |
|
1 |
CFE |
The Amendment amends CFE Rule 415 to clarify certain restrictions relating to disclosure and use of non-public information regarding Block Trades and the extent to which counterparties to a Block Trade may enter into pre-hedging or anticipatory hedging. |
01/19/2017 |
Withdrawn |
01/19/2017 |
|
1 |
ICE US |
The Exchange is amending Rule 27.11(b) "Good 'Til Date & Time" and "Good 'Til Cancelled orders functionality and adding express language. |
01/05/2017 |
Certified |
01/20/2017 |
|
1 |
CME |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
CBOT |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
NYMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
COMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
NYMEX |
Amended and Restated Certificate of Incorporation of New York Mercantile Exchange, Inc. |
01/09/2017 |
Certified |
01/24/2017 |
|
2 |
ICE US |
The Exchange is launching a new MSCI Options Designated Market Maker Program effective January 30,2017. |
01/10/2017 |
Certified |
01/25/2017 |
|
2 |
ICE US |
The Exchange is amending the terms of the Russell Contract Member Firm Program to add MSCI Index Options. |
01/10/2017 |
Certified |
01/25/2017 |
|
1 |