COMEX |
Amendments to Trading at Settlement ("TAS") Eligibility for the Gold Futures and Silver Futures Contracts |
04/05/2018 |
Certified |
04/19/2018 |
|
1 |
CBOT |
Amendments to the Daily Settlement Procedure Documents for CBOT 30-Day Federal Funds Futures Contracts. |
04/05/2018 |
Certified |
04/19/2018 |
|
1 |
CBOT |
Notification Regarding the Addition of CME Globex Electronic Trading Platform to Existing Soybean Crush Option Contract |
04/05/2018 |
Certified |
04/19/2018 |
|
1 |
ICE US |
Amendments to Rule 4.02(k) to change a trade practice violation with the addition of an "intent" requirement on the submission of crossing orders and Rule 21.02 to change the list of infractions issued for summary fines. |
04/06/2018 |
Certified |
04/20/2018 |
|
1 |
ICE US |
The Exchange is supplementing Sub. 325 to include amendments to the Pre-execution Communications FAQ. |
04/09/2018 |
Certified |
04/23/2018 |
|
1 |
OCX |
Issuing NTM 2018-15 (Reducing Fees) |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments (Week of April 16, 2018) |
04/25/2018 |
Notified |
04/25/2018 |
|
1 |
CFE |
The Amendment makes clarifying changes and updates to the rule changes that became effective in connection with the implementation of a new CFE trading system on February 25, 2018. |
04/11/2018 |
Certified |
04/25/2018 |
|
1 |
CME |
Modifications to the TOPIX Futures Market Maker Program |
04/11/2018 |
Certified |
04/25/2018 |
|
2 |
ICE US |
Weekly Notification - the Exchange amended Rule 5.03 to delete references to SPANr (standard profile analysis of risk) margining system. |
04/26/2018 |
Notified |
04/26/2018 |
|
1 |
NYMEX |
Modifications to the NYMEX Power Volume Incentive Program |
04/12/2018 |
Certified |
04/26/2018 |
|
2 |
CME |
Amendments to the End-of-Month ("EOM") "Fair Value" Settlement Procedure Documents for Certain Equity Index Futures Contracts |
04/12/2018 |
Certified |
04/26/2018 |
|
2 |
CBOT |
Amendments to the End-of-Month ("EOM") "Fair Value" Settlement Procedure Documents for Certain Equity Index Futures Contracts |
04/12/2018 |
Certified |
04/26/2018 |
|
2 |
NADEX |
Divide Rule 5.19(c) into subsections. |
04/27/2018 |
Notified |
04/27/2018 |
|
1 |
CBOT |
Deletion of CME Rule 586. ("GFX Corporation") and Amendments to CME/CBOT/NYMEX/COMEX Rule 110. ("Claims Against Membership, Application of Proceeds"). |
04/16/2018 |
Certified |
04/30/2018 |
|
1 |
NYMEX |
Deletion of CME Rule 586. ("GFX Corporation") and Amendments to CME/CBOT/NYMEX/COMEX Rule 110. ("Claims Against Membership, Application of Proceeds"). |
04/16/2018 |
Certified |
04/30/2018 |
|
1 |
COMEX |
Deletion of CME Rule 586. ("GFX Corporation") and Amendments to CME/CBOT/NYMEX/COMEX Rule 110. ("Claims Against Membership, Application of Proceeds"). |
04/16/2018 |
Certified |
04/30/2018 |
|
1 |
CME |
Implementation of the E-Mini Nasdaq Futures Volume Incentive Program |
04/16/2018 |
Certified |
04/30/2018 |
|
1 |
CME |
Modifications to the CME FX Link Market Maker Program |
04/16/2018 |
Certified |
04/30/2018 |
|
2 |
NYMEX |
Modifications to the NYMEX Hot-Rolled Coil Steel Market Maker Program |
04/16/2018 |
Certified |
04/30/2018 |
|
2 |
COMEX |
Modifications to the COMEX Fee Schedule for EFR/EOO Transactions in 1000-oz Silver Futures |
04/16/2018 |
Certified |
04/30/2018 |
|
1 |
CME |
Deletion of CME Rule 586. ("GFX Corporation") and Amendments to CME/CBOT/NYMEX/COMEX Rule 110. ("Claims Against Membership, Application of Proceeds"). |
04/16/2018 |
Certified |
04/30/2018 |
|
1 |
CME |
Amendments to CME and CBOT Rule 524. ("Trading at Settlement ("TAS") and Basis Trade at Index Close ("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement ("TAS") and Trading at Marker ("TAM") Transactions and Issuance of CME Group |
04/19/2018 |
Certified |
05/03/2018 |
|
1 |
CBOT |
Amendments to CME and CBOT Rule 524. ("Trading at Settlement ("TAS") and Basis Trade at Index Close ("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement ("TAS") and Trading at Marker ("TAM") Transactions and Issuance of CME Group |
04/19/2018 |
Certified |
05/03/2018 |
|
1 |
NYMEX |
Amendments to CME and CBOT Rule 524. ("Trading at Settlement ("TAS") and Basis Trade at Index Close ("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement ("TAS") and Trading at Marker ("TAM") Transactions and Issuance of CME Group |
04/19/2018 |
Certified |
05/03/2018 |
|
1 |
COMEX |
Amendments to CME and CBOT Rule 524. ("Trading at Settlement ("TAS") and Basis Trade at Index Close ("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement ("TAS") and Trading at Marker ("TAM") Transactions and Issuance of CME Group |
04/19/2018 |
Certified |
05/03/2018 |
|
1 |
CME |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
04/20/2018 |
Certified |
05/04/2018 |
|
2 |
CBOT |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
04/20/2018 |
Certified |
05/04/2018 |
|
2 |
NADEX |
Nadex amends its Wide Spread Surcharged, which is only assessed to contacted Market Makers, to apply to Binary contracts only. |
04/20/2018 |
Certified |
05/04/2018 |
|
1 |
MGE |
Weekly notification - offsets and positions reporting. |
05/04/2018 |
Notified |
05/04/2018 |
|
1 |
MGE |
Deletion of rules relating to Apple Juice Concentrate, which is being delisted under MGEX Submission 18-9. |
04/24/2018 |
Certified |
05/08/2018 |
|
1 |
NFX |
Nasdaq Futures, Inc. is amending NFX Rulebook Chapter I, Definitions and Governance of the Exchange, to add the definedterm "Trade Date." |
04/25/2018 |
Certified |
05/09/2018 |
|
1 |
MGE |
MGEX is amending Rule 742.00. and creating new Rules 742.01. and 742.02. to provide clarity and additional guidance for cross trading of both buying and selling orders that are handled through brokerage. |
04/25/2018 |
Certified |
05/09/2018 |
|
1 |
NFX |
Rule self-certification relating to block trade minimum quantity thresholds and reporting times for NFX Tanker Freight Contracts. |
04/25/2018 |
Certified |
05/09/2018 |
|
2 |
NFX |
Self-Certification to recertify the Trading Incentive Program for certain energy contracts listed on the Exchange. |
05/01/2018 |
Certified |
05/15/2018 |
|
2 |
NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commodity Futures Trading Commission ("CFTC" or "Commission") that it is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
05/01/2018 |
Certified |
05/15/2018 |
|
2 |
NFX |
Self-certification to implement a Competitor Response Incentive Program for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
05/02/2018 |
Certified |
05/16/2018 |
|
2 |
NFX |
Weekly notification of amendments made effective during the preceding week relating to new Tanker Freight Futures Contracts. |
05/18/2018 |
Notified |
05/18/2018 |
|
1 |
CME |
Implementation of the Secured Overnight Financing Rate ("SOFR") Futures Block Discount Program |
05/07/2018 |
Certified |
05/21/2018 |
|
1 |
NYMEX |
Modifications to the Financial Natural Gas Spreads & Strips Market Maker Program |
05/08/2018 |
Certified |
05/22/2018 |
|
2 |
ICE US |
Amendment to Block Trade Procedures to include new futures and options contracts. |
05/08/2018 |
Certified |
05/22/2018 |
|
2 |
ICE US |
Amendments to Exchange Rule 6.50 and new Member/User Information Policy to comply with GDPR |
05/10/2018 |
Certified |
05/24/2018 |
|
2 |
NFX |
Nasdaq Futures,Inc. is amending the NFX General Reference Guide to update the Executive Summary with current information regarding NFX affiliates. |
05/10/2018 |
Certified |
05/24/2018 |
|
2 |
CBOT |
Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document |
05/10/2018 |
Certified |
05/24/2018 |
|
1 |
NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
05/11/2018 |
Certified |
05/25/2018 |
|
3 |
NFX |
Rule self certification amending the NFX Rulebook to update certain references to Commission rules. |
05/11/2018 |
Certified |
05/25/2018 |
|
1 |
MGE |
Weekly Notification for the Week of May 14, 2018. |
05/25/2018 |
Notified |
05/25/2018 |
|
1 |
CME |
Implementation of the E-Mini Nasdaq Options Volume Incentive Program |
05/14/2018 |
Certified |
05/29/2018 |
|
1 |
ICE US |
The Exchange implemented a new NYSE FANG+T Index Futures Extended Hours Market Maker Program. |
05/15/2018 |
Certified |
05/30/2018 |
|
2 |
ICE US |
The Exchange is amending the terms of the ICE Futures U.S. Natural Gas Broker Program. |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |