Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 06/23/2009 Certified 08/07/2009 1
CBOT Expands the CBOT Agricultural Options Market Maker program to include five new options products: Calendar Spread Options on Corn, Wheat, Soybeans, Soybean Oil and Soybean Meal. CBOT #09-101 05/29/2009 Certified 08/10/2009 1
ICE US Clarifies Hearing Procedures for acccess denial summary actions, and upgrades system handling of reasonability limits of option tradesICE US #09-26 06/11/2009 Certified 08/10/2009 1
CBOT Clarifies earlier submissions for the CBOT Commodity Product Market Making Programs (Submissions 09-101 and 09-114). CBOT #09-136 07/23/2009 Certified 08/10/2009 1
CME Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 06/25/2009 Certified 08/10/2009 1
CBOT Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 06/25/2009 Certified 08/10/2009 1
NYMEX Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 06/25/2009 Certified 08/10/2009 1
CFE Clarifies that transfers of positions pursuant to Rule 420 may occur on the books of the same or different Clearing Members, permits 2 additional prices at which transfers of positions may be effected, and amends the CFE Fee Schedule. CFE # CFE-2009-10 03/18/2009 Certified 08/10/2009 1
CME Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 07/02/2009 Certified 08/10/2009 1
CBOT Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 07/02/2009 Certified 08/10/2009 1
CBOT Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 07/10/2009 Certified 08/12/2009 2
ICE US Amends Section (b) of Annex B of Bylaws, Rules 6.47, 21.25 and 27.22(a) and Resolution No.2 of Chapter 21. ICE US #09-33 07/09/2009 Certified 08/13/2009 1
CME Amends the no bust ranges. CME/CBOT/NYMEX #09-165 08/17/2009 Certified 08/17/2009 1
CBOT Amends the no bust ranges. CME/CBOT/NYMEX #09-165 08/17/2009 Certified 08/17/2009 1
NYMEX Amends the no bust ranges. CME/CBOT/NYMEX #09-165 08/17/2009 Certified 08/17/2009 1
NYMEX Amends Existing NOx Emissions Allowance Futures and Regional Greenhouse Gas Initiative (RGGI) CO2 Allowance Futures Contracts. NYMEX #09.142 07/31/2009 Certified 08/18/2009 1
NFX Provides for the Recovery of Exchange Costs of Defending Legal Proceedings. NFX #2009-05 03/26/2009 Certified 08/20/2009 1
CME Provides information on the CME SPCTRs Market Maker Program. CME #09-134 07/30/2009 Certified 08/21/2009 1
NYLIFFE Provides Notice of Change in Clearing Service Provider 01/28/2009 Certified 08/27/2009 1
NYLIFFE Provides for the legal and operational issues associated with the migration of the clearing function from CME Clearing to The Options Clearing Corporation for of NYSE Liffe US futures and options contracts. NYSE Liffe #2009-106 03/26/2009 Certified 08/27/2009 1
NYLIFFE Provides, in Notice 2009, greater detail regarding OCC's process associated with determining daily marks associated with the Trading of Options on NYSE Liffe U.S. Precious Metals Futures. NYLIFFE #2009-107 03/31/2009 Certified 08/27/2009 1
NYLIFFE Provides guidance setting forth specific steps that Members must take to meet their responsibilities under Rule 1102 to assist OCC in clearing NYSE Liffe US transactions. NYSE Liffe #2009-109. 04/01/2009 Certified 08/27/2009 1
NYLIFFE Provides a Notice to Members with guidance on NYSE Liffe US Rule 419, relating to changes in commodity codes and Member Firm IDs flowing from the change in Clearing Service Provider. NYSE Liffe #2009-110 04/06/2009 Certified 08/27/2009 1
NADEX Amends Holiday Schedule for FTSE 100 contracts for the August 31, 2009 UK Bank Holiday and for all contracts for the US Labor Day 2009 Holiday. 08/27/2009 Certified 08/27/2009 1
NYLIFFE Provides for changes to Systems, Operational and Rule associated with the Migration of Clearing from CME to OCC. NYSE Liffe #2009-104 02/18/2009 Certified 08/27/2009 1
NYMEX Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 08/03/2009 Certified 08/28/2009 1
CCFE Amends Chapter 35 to further clarify the contract specifications for Voluntary Renewable Energy Certificate Futures Contract, including trading rules. CCFE #09-11 05/06/2009 Certified 08/28/2009 1
CBOT Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 08/03/2009 Certified 08/28/2009 1
NFX Amends disciplinary rules 401-414, to adopt a hearing panel and hearing attorney for the purpose of conducting hearings; and actions against non-members. NFX #2009-12 07/15/2009 Certified 08/31/2009 1
MGE Provides for obtaining additional information from elevators and warehouses eligible to issue warehouse receipts for delivery on the Hard Red Spring Wheat futures contract. 07/27/2009 Certified 09/01/2009 1
CBOT Amends Rule 526.G to require that block trades tbe reported to the Clearing House in an approved reporting method. CME/CBOT #09-090 05/06/2009 Certified 09/01/2009 1
CME Amends Rule 526.G to require that block trades tbe reported to the Clearing House in an approved reporting method. CME/CBOT #09-090 05/06/2009 Certified 09/01/2009 1
CME Provides a Market Maker Program for CME Agricultural Commodities. CME #09-130 07/08/2009 Certified 09/02/2009 1
CME Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 07/16/2009 Certified 09/02/2009 1
CBOT Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 07/16/2009 Certified 09/02/2009 1
NADEX Updates Request to amend the Commission's Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization 08/21/2009 Certified 09/02/2009 1
NADEX Requests that the Commission amend its Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization 07/01/2009 Certified 09/02/2009 1
ICE US Provides Labor Day Trading Hours. ICE US #09-36 09/03/2009 Certified 09/03/2009 1
CFE Amends CFE Policy and Procedure IX which sets forth CFE's Mini CBOE Volatility Index Futures Market-Maker Program. CFE 2009-15 08/31/2009 Certified 09/04/2009 1
NYMEX Modifies various rule amendments that are administrative in nature to track the standard delivery procedures in the physical market, including EFP and EFS rules. NYMEX #09-166 08/26/2009 Certified 09/08/2009 1
NYLIFFE Provides Notice 17/2009, announcing changes to the no-bust range and to dynamic price limits set in the trading host (from those set forth in Notice 9/2008). NYLIFFE #2009-114 06/30/2009 Certified 09/08/2009 1
NYMEX Eliminates NYMEX Chapter 11 in connection with the August 31, 2009 decommissioning of ClearPort Trading. NYMEX #09-162 08/18/2009 Certified 09/09/2009 1
NYMEX Provides Notice of Decommissioning of CME ClearPort Trading System and Migration of Trading Venue for 559 NYMEX Products, as well as Amends Trading Hours for Migrating Products. NYMEX #09-163 08/21/2009 Certified 09/09/2009 1
NYMEX Revises List of Products Migrating to NYMEX Trading Floor as a Result of Decommissioning of CME ClearPort Trading System. NYMEX #09-163R 08/28/2009 Certified 09/09/2009 1
NYMEX Provides new incentive programs for NYMEX environmental products. NYMEX #09-188 08/31/2009 Certified 09/09/2009 1
NFX Amends Rule F8 - IDEX SwapDrop Platform - EFS Transactions - to provide for portfolio loading. NFX #2009-09 07/01/2009 Certified 09/10/2009 1
NFX Provides for a Market Maker for NFX markets, including the IKON Global Markets, Inc. Market Maker Agreement. NFX #2009-13 08/03/2009 Certified 09/15/2009 1
NYLIFFE Provides rules applying to the new MSCI Emerging Markets, EAFE and USA Mini Index Futures Contracts, including trading schedules, block trade requirements and no-bust ranges. NYLIFFE #2009-115 08/31/2009 Certified 09/15/2009 1
NYMEX Updates implementation timeline of the nNew NYMEX incentive program for NYMEX environmental products. NYMEX #09-188 (Revised) 09/02/2009 Certified 09/16/2009 1
CBOT Amends Globex No Bust Ranges to remove NYMEX Ardour Global Index futures contract from the list of Globex No Bust Ranges since this product has been delisted. CBOT/CME/NYMEX #09-210 09/23/2009 Certified 09/23/2009 2