| NYLIFFE |
Provides Amended and Restated Limited Liability Company Agreements of NYSE Liffe US LLC and NYSE Liffe Holdings LLC; Adoption of certain related agreements. NYLIFFE #2010-103 |
03/08/2010 |
Certified |
05/03/2010 |
|
1 |
| NYLIFFE |
Provides 38.5(d) certification relating to the change in ownership of NYSE Liffe US LLC and the adoption and amendment of certain related agreements. NYLIFFE #2010-104 |
03/08/2010 |
Certified |
05/03/2010 |
|
1 |
| NYLIFFE |
Provides Amended and Restated Limited Liability Company Agreements of NYSE Liffe US LLC and NYSE Liffe Holdings LLC; Adoption of certain related agreements. NYLIFFE #2009-124 |
01/26/2010 |
Certified |
05/03/2010 |
|
1 |
| NYLIFFE |
Provides Regulation Section 38.5(d) Certification, relating to change in ownership of NYSE Liffe US LLC. NYLIFFE #2009-125 |
12/31/2009 |
Certified |
05/03/2010 |
|
1 |
| ICE US |
Amends Rule 27.05 to allow a floor clerk to be a Registered Operator for more than one floor broker under certain conditions. ICE US #10-18 |
04/23/2010 |
Certified |
05/05/2010 |
|
1 |
| CFE |
Amends CFE Rule 310 to codify the manner in which the Exchange may provide Exchange notices; also amends Rule 414 to revise the ECRP and revise Rule 415 the Block Trade reporting provisions. CFE #2010-03 |
03/15/2010 |
Certified |
05/06/2010 |
|
1 |
| KCBT |
Amends Rule 1129.00 to provide additional flexibility in EFR transactions by allowing options contracts to be exchanged for or in connection with OTC transactions. |
03/30/2010 |
Certified |
05/06/2010 |
|
1 |
| MGE |
Adds New Rule 257.00 to create a Regulatory Oversight Committee and define its composition, duties and powers. |
03/24/2010 |
Certified |
05/06/2010 |
|
1 |
| ICE US |
Extends the Russell Individual Fee Program and the USDX Member Firm Fee Program. ICE US #10-20 |
04/29/2010 |
Certified |
05/06/2010 |
|
1 |
| CME |
Provides notification of CME/CBOT Agricultural Product Market Maker Programs. CME/CBOT # 10-116 |
05/03/2010 |
Certified |
05/10/2010 |
|
1 |
| CBOT |
Provides notification of CME/CBOT Agricultural Product Market Maker Programs. CME/CBOT # 10-116 |
05/03/2010 |
Certified |
05/10/2010 |
|
1 |
| MGE |
Permits MGEX employees to own a membership. Employees remain prohibited from becoming members and from participating in all trading activity. |
04/21/2009 |
Certified |
05/14/2010 |
|
1 |
| CME |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| CBOT |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| NYMEX |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| NFX |
Amends NFX Fee Schedule. NFX #2009-06 (Revised) |
04/22/2009 |
Certified |
05/17/2010 |
|
1 |
| NFX |
Changes Rules and Fee Schedule to delete outdated rule references and irrelvant text on the Fee Schedule and to update name. NFX #2010-03 |
04/26/2010 |
Certified |
05/17/2010 |
|
1 |
| CME |
Amends Rule 588.G to remove COMEX Asian Gold, NYMEX Asian Platinum and NYMEX Asian Palladium since these products are being delisted. CME/CBOT/NYMEX #10-118 |
05/03/2010 |
Certified |
05/17/2010 |
|
1 |
| CBOT |
Amends Rule 588.G to remove COMEX Asian Gold, NYMEX Asian Platinum and NYMEX Asian Palladium since these products are being delisted. CME/CBOT/NYMEX #10-118 |
05/03/2010 |
Certified |
05/17/2010 |
|
1 |
| NYMEX |
Amends Rule 588.G to remove COMEX Asian Gold, NYMEX Asian Platinum and NYMEX Asian Palladium since these products are being delisted. CME/CBOT/NYMEX #10-118 |
05/03/2010 |
Certified |
05/17/2010 |
|
1 |
| CBOT |
Amends Rule 550 and issues Market Regulation Advisory Notice RA0905-5 to eliminate language restricting spread trades during the Post Close Session. CME/CBOT/NYMEX #09.150 |
08/06/2009 |
Certified |
05/18/2010 |
|
1 |
| CME |
Amends Rule 550 and issues Market Regulation Advisory Notice RA0905-5 to eliminate language restricting spread trades during the Post Close Session. CME/CBOT/NYMEX #09.150 |
08/06/2009 |
Certified |
05/18/2010 |
|
1 |
| NYMEX |
Amends Rule 550 and issues Market Regulation Advisory Notice RA0905-5 to eliminate language restricting spread trades during the Post Close Session. CME/CBOT/NYMEX #09.150 |
08/06/2009 |
Certified |
05/18/2010 |
|
1 |
| CME |
Conveys responsibility for determination of trading hours, futures delivery month listings, option expiry month listings, option strike price arrays, from "Board of Directors" to "Exchange," and other changes. CME #09-149 |
08/18/2009 |
Certified |
05/18/2010 |
|
1 |
| CME |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| CBOT |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| CME |
Amends CME Rule 106.H to allow such firms to conduct custoemr business from the trading floor provided that the firms are appropriately registered as IBs or FCMs. CME #09-287 |
11/25/2009 |
Certified |
05/19/2010 |
|
1 |
| CME |
Amends Rule 588.G (No-Bust Range), to add "Crude Oil" and to remove "NYMEX." Changes are being made with respect to the launch of Mars Blend crude oil. CME/CBOT/NYMEX #09-293 |
12/04/2009 |
Certified |
05/19/2010 |
|
1 |
| CBOT |
Amends Rule 588.G (No-Bust Range), to add "Crude Oil" and to remove "NYMEX." Changes are being made with respect to the launch of Mars Blend crude oil. CME/CBOT/NYMEX #09-293 |
12/04/2009 |
Certified |
05/19/2010 |
|
1 |
| NYMEX |
Amends Rule 588.G (No-Bust Range), to add "Crude Oil" and to remove "NYMEX." Changes are being made with respect to the launch of Mars Blend crude oil. CME/CBOT/NYMEX #09-293 |
12/04/2009 |
Certified |
05/19/2010 |
|
1 |
| KCBT |
Revises Closing Time for Open Outcry (Floor) Traded Wheat Options Contracts. |
05/12/2010 |
Certified |
05/19/2010 |
|
1 |
| KCBT |
Amends Rule 1111.04, pertaining to the Post Settlement Session trading period. |
05/12/2010 |
Certified |
05/19/2010 |
|
1 |
| NYMEX |
Corrects an unintentional error in the requirements applicable to a NYMEX or COMEX member who executes simultaneous buy and sell orders for different beneficial owners in a trading pit. NYMEX #09.149 |
07/31/2009 |
Certified |
05/19/2010 |
|
1 |
| ELX |
Provides secured connectivity to its system via the internet for transmission of orders and market data, effective 9/28/09, through its secure internet connectivity solution, ELX Net. ELX Futures #2009-013 |
09/25/2009 |
Certified |
05/20/2010 |
|
1 |
| CFE |
Updates CFE Fee Schedule to extend the term of CFE's Day Trade fee pilot program. CFE# CFE-2008-10 |
12/05/2008 |
Certified |
05/20/2010 |
|
1 |
| CFE |
Extends CFE's Trading Privilege Holder Permit Program for an additional year. CFE # CFE-2008-11 |
12/05/2008 |
Certified |
05/20/2010 |
|
1 |
| TRENDEX |
Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. |
05/21/2010 |
Certified |
05/21/2010 |
|
1 |
| ICE US |
Amending the trading hours for Memorial Day. ICE US #10-25 |
05/24/2010 |
Certified |
05/24/2010 |
|
1 |
| ICE US |
Provides Block Trade Minimum Quantity Thresholds for USDX Options Contracts and Russell Sector Contracts, amends the start of the post-close trading session for Sugar No. 11 Options contract, as well as various other rule amendments. ICE US #10-10 |
03/18/2010 |
Certified |
05/26/2010 |
|
1 |
| OCX |
Revises Cross Trade Policy - to clarify the meaning of a cross-trade in an electronic marketplace. |
05/19/2010 |
Certified |
05/26/2010 |
|
1 |
| MGE |
Amends Rule 210.01 to permit Board of Directors authority to amend the Articles of Incorporation to conform to the MGEX Rulebook. |
08/18/2009 |
Certified |
05/27/2010 |
|
1 |
| OCX |
Amends Definition of Clearing Member (Rule 118). |
06/10/2009 |
Certified |
05/27/2010 |
|
1 |
| NADEX |
Amends Product Schedule Guidelines for Holidays. |
05/27/2010 |
Certified |
05/27/2010 |
|
1 |
| NYMEX |
Extends an Incentive Program with Regard to the Listed Environmental Futures and Option Contracts. NYMEX #10-137 |
05/20/2010 |
Certified |
05/31/2010 |
|
1 |
| CME |
Amends Rule 588.G (No Bust Ranges) adds "International Skim Milk Powder" and Crude Palm Oil ($) given the launch of these products. CME/CBOT/NYMEX #10-131 |
05/18/2010 |
Certified |
06/02/2010 |
|
1 |
| CBOT |
Amends Rule 588.G (No Bust Ranges) adds "International Skim Milk Powder" and Crude Palm Oil ($) given the launch of these products. CME/CBOT/NYMEX #10-131 |
05/18/2010 |
Certified |
06/02/2010 |
|
1 |
| NYMEX |
Amends Rule 588.G (No Bust Ranges) adds "International Skim Milk Powder" and Crude Palm Oil ($) given the launch of these products. CME/CBOT/NYMEX #10-131 |
05/18/2010 |
Certified |
06/02/2010 |
|
1 |
| CME |
Amends Rule 615.E to clarify the circumstances under which an audio recording of an arbitration hearing will be released by the Market Regulation Department to a party requesting the recording. CME/CBOT/NYMEX #09-288 |
12/01/2009 |
Certified |
06/08/2010 |
|
1 |
| CBOT |
Amends Rule 615.E to clarify the circumstances under which an audio recording of an arbitration hearing will be released by the Market Regulation Department to a party requesting the recording. CME/CBOT/NYMEX #09-288 |
12/01/2009 |
Certified |
06/08/2010 |
|
1 |
| NYMEX |
Amends Rule 615.E to clarify the circumstances under which an audio recording of an arbitration hearing will be released by the Market Regulation Department to a party requesting the recording. CME/CBOT/NYMEX #09-288 |
12/01/2009 |
Certified |
06/08/2010 |
|
1 |
